13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-06-05, with 758 holding rows worth $1,524,558,042.
- Accession
- 0001085146-23-002520
- Filer
- CIK 1696715
- Filed
- 2023-06-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 758 entries on the cover page, a total value of $1,524,558,042 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,524,558,058 with VALUE read as dollars as filed, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,789 | $398,709 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 863 | $398,466 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,202 | $398,282 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 10,452 | $398,012 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,016 | $397,596 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 881 | $396,054 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 6,554 | $395,468 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,600 | $394,352 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 405 | $394,254 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,006 | $393,469 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,305 | $392,897 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 6,435 | $391,763 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 12,643 | $390,795 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 10,240 | $389,742 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 45,800 | $387,926 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,567 | $387,378 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 10,351 | $386,920 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 21,757 | $386,835 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 4,082 | $385,504 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,529 | $385,270 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,639 | $385,061 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,602 | $384,353 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,192 | $383,797 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,534 | $382,307 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,164 | $381,464 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,300 | $381,060 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,301 | $379,586 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,822 | $379,273 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,276 | $374,199 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,919 | $372,413 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 12,507 | $371,759 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,715 | $371,143 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 2,594 | $370,294 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 15,712 | $369,860 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 13,663 | $368,354 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 2,933 | $367,798 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,690 | $361,728 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 22,367 | $361,674 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,096 | $359,275 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 12,860 | $358,151 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 4,652 | $356,529 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,658 | $356,308 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,638 | $353,874 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,811 | $352,823 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 2,422 | $351,990 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,200 | $351,648 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 13,392 | $350,469 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6,699 | $349,467 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 37,441 | $348,950 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 33,427 | $348,644 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,211 | $347,404 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,357 | $346,673 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 5,537 | $343,017 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,785 | $342,073 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 6,180 | $341,185 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 22,671 | $340,972 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 11,356 | $338,068 | dollars as filed | |
| CORNING INC | 219350105 | COM | 9,562 | $337,361 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 872 | $336,810 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,100 | $332,346 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,641 | $332,091 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,845 | $331,846 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 12,354 | $330,964 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,610 | $328,080 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 38,097 | $327,253 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 8,632 | $325,944 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 964 | $324,010 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 55,364 | $323,877 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,084 | $322,114 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,221 | $321,690 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 7,256 | $320,352 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,443 | $318,817 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,709 | $316,825 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,966 | $315,915 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 29,525 | $309,717 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,568 | $308,066 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,264 | $307,662 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,199 | $305,763 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,691 | $304,620 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,000 | $303,930 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 10,200 | $302,940 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 27,944 | $301,791 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 7,691 | $300,949 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,403 | $300,083 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 9,364 | $299,273 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 14,099 | $298,899 | dollars as filed | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 8,505 | $298,594 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 24,507 | $298,001 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,208 | $297,787 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 83,567 | $297,499 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 14,958 | $296,468 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,882 | $295,968 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,691 | $294,831 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,032 | $294,597 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,344 | $289,996 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 6,063 | $289,936 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,210 | $286,206 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,094 | $286,114 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,807 | $282,478 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,448 | $277,781 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 15,009 | $277,667 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,212 | $277,005 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,230 | $276,566 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,745 | $274,977 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,008 | $274,687 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,484 | $274,365 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,216 | $273,281 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 21,238 | $273,121 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,188 | $272,551 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 52,632 | $268,948 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 890 | $268,865 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,874 | $265,902 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,996 | $265,848 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 579 | $265,419 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,008 | $265,296 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,923 | $264,452 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,385 | $262,164 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,878 | $259,504 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,414 | $259,342 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,490 | $257,978 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,159 | $256,262 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,058 | $255,741 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,970 | $254,220 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 28,595 | $251,925 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,127 | $251,227 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 8,394 | $249,218 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,519 | $249,104 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,945 | $249,039 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 912 | $249,031 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,197 | $248,527 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 205,285 | $248,395 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,426 | $248,226 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,284 | $246,695 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,026 | $246,332 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,976 | $245,814 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,883 | $245,257 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,985 | $243,118 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 546 | $242,790 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 3,678 | $242,601 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,859 | $240,261 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,453 | $239,656 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,012 | $238,235 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 810 | $237,724 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,427 | $236,941 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 35,615 | $234,349 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,267 | $233,634 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 5,821 | $233,189 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,345 | $232,935 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 86,500 | $231,820 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 5,364 | $231,256 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 8,392 | $230,292 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,799 | $230,064 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 5,285 | $229,118 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,185 | $228,794 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,446 | $227,850 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,368 | $226,583 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 6,058 | $226,387 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 8,660 | $224,268 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 4,751 | $223,036 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,026 | $222,956 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 271 | $222,673 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,656 | $222,627 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,043 | $222,627 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 726 | $222,519 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 7,906 | $221,605 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 12,730 | $221,502 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,546 | $219,356 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,055 | $218,466 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,676 | $218,106 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 21,448 | $217,697 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,223 | $215,344 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,224 | $212,847 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 8,300 | $212,480 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,243 | $212,342 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 166 | $212,050 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,118 | $211,543 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 8,992 | $211,223 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,379 | $211,194 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,851 | $210,978 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 969 | $210,758 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,425 | $210,636 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,517 | $210,266 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 37,276 | $210,237 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,803 | $209,418 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 431 | $209,255 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 686 | $208,510 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 382 | $208,446 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,811 | $208,407 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 50,300 | $208,242 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,420 | $207,936 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,633 | $206,691 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,600 | $206,622 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,919 | $206,216 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 16,360 | $205,971 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,258 | $205,561 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,487 | $204,730 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 22,200 | $204,018 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 18,137 | $202,953 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,210 | $202,394 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 10,735 | $201,925 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,050 | $200,203 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,600 | $193,140 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,263 | $189,866 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,978 | $189,761 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,750 | $189,738 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,625 | $187,531 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,559 | $183,993 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 22,002 | $179,097 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,403 | $176,829 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,660 | $176,743 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 17,922 | $165,958 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,707 | $163,196 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,284 | $163,128 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 20,534 | $163,040 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 10,788 | $160,849 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,372 | $156,450 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,912 | $155,081 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,176 | $149,175 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 124,482 | $144,399 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,315 | $144,298 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,155 | $138,870 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 11,200 | $136,416 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,963 | $135,421 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,450 | $135,239 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,487 | $134,748 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,877 | $131,382 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,127 | $130,857 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 16,000 | $130,560 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,573 | $128,140 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 18,875 | $127,218 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 15,039 | $120,763 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 21,953 | $115,472 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 200,549 | $108,296 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,011 | $99,268 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,275 | $98,200 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,950 | $93,308 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,850 | $92,549 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,433 | $88,159 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 84,000 | $78,960 | dollars as filed | principal |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 14,444 | $64,131 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,524 | $63,648 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,150 | $62,423 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 11,639 | $59,941 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 54,000 | $52,515 | dollars as filed | principal |
| DENISON MINES CORP | 248356107 | COM | 38,248 | $41,690 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 10,000 | $34,850 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $29,916 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 20,000 | $24,600 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 12,500 | $19,250 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 11,785 | $17,560 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,670 | $15,521 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $14,138 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 25,000 | $10,500 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $7,100 | dollars as filed | put |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 11,000 | $6,961 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,387 | $6,855 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,500 | $5,680 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $4,356 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002520 | this filing | 2023-06-05 | acceptance time not in the bulk data set |