13F-HR filed by BLUEFIN CAPITAL MANAGEMENT, LLC
BLUEFIN CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 230 holding rows worth $804,284,964.
- Accession
- 0001085146-23-002444
- Filer
- CIK 1144208
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 230 entries on the cover page, a total value of $804,284,964 stated on the cover page (in dollars after the unit check, H1), rows summing to $804,284,964 with VALUE read as dollars as filed, 13F file number 028-20399. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,268,418 | $286,811,774 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 1,242,879 | $79,345,395 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,193,127 | $69,535,442 | dollars as filed | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 647,091 | $42,397,402 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 16,042,000 | $34,249,670 | dollars as filed | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,212,081 | $34,198,772 | dollars as filed | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,623,300 | $32,553,653 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,749,600 | $23,538,979 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 433,836 | $17,787,276 | dollars as filed | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,574,700 | $12,059,105 | dollars as filed | put |
| SAFEHOLD INC | 78646V107 | COM | 1,345,222 | $10,264,044 | dollars as filed | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 145,594 | $9,764,990 | dollars as filed | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 145,792 | $7,273,563 | dollars as filed | principal |
| INFINERA CORP | 45667GAF0 | CNV | 4,500,000 | $6,075,000 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 198,548 | $5,863,122 | dollars as filed | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 5,700,000 | $5,514,750 | dollars as filed | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 104,937 | $4,756,794 | dollars as filed | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 109,015 | $4,290,830 | dollars as filed | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 738,900 | $4,289,860 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,300 | $4,090,442 | dollars as filed | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 62,905 | $3,851,044 | dollars as filed | principal |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 210,320 | $3,657,465 | dollars as filed | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 433,600 | $3,614,465 | dollars as filed | call |
| BEYOND MEAT INC | 08862E109 | COM | 478,700 | $3,550,116 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 11,042 | $3,543,709 | dollars as filed | principal |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 156,589 | $3,471,578 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 84,432 | $3,405,987 | dollars as filed | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 120,078 | $3,149,646 | dollars as filed | principal |
| Altria Group Inc | 02209S103 | COM | 69,385 | $3,095,959 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 3,000,000 | $2,906,250 | dollars as filed | principal |
| AT&T Inc | 00206R102 | COM | 144,482 | $2,781,279 | dollars as filed | principal |
| Broadcom Inc. | 11135F101 | COM | 4,200 | $2,694,468 | dollars as filed | principal |
| EQT CORP COM | 26884L109 | Stock | 83,035 | $2,649,647 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 201,317 | $2,510,423 | dollars as filed | principal |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 47,108 | $1,824,493 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 2,000,000 | $1,736,812 | dollars as filed | principal |
| Apple Inc | 037833100 | COM | 52,800 | $1,635,976 | dollars as filed | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 58,991 | $1,615,174 | dollars as filed | principal |
| FORD MTR CO COM | 345370860 | Stock | 113,563 | $1,430,894 | dollars as filed | principal |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 129,599 | $1,425,589 | dollars as filed | principal |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 73,101 | $1,263,916 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 1,205,000 | $1,230,920 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 106,987 | $1,199,324 | dollars as filed | principal |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 37,722 | $1,176,549 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 33,300 | $1,159,673 | dollars as filed | put |
| DANAHER CORPORATION | 235851409 | CONV | 900 | $1,146,915 | dollars as filed | principal |
| PG&E CORP | 69331C140 | CONV | 8,000 | $1,138,640 | dollars as filed | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 38,425 | $1,132,769 | dollars as filed | principal |
| TEGNA INC COM | 87901J105 | Stock | 65,000 | $1,099,150 | dollars as filed | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,000 | $1,048,200 | dollars as filed | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 24,707 | $1,043,130 | dollars as filed | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 50,000 | $1,039,000 | dollars as filed | principal |
| EQT CORP COM | 26884L109 | Stock | 100,000 | $1,030,000 | dollars as filed | put |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,000,000 | $999,860 | dollars as filed | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,829 | $977,698 | dollars as filed | principal |
| CANTALOUPE INC | 138103106 | COM | 167,714 | $955,970 | dollars as filed | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 8,100 | $888,246 | dollars as filed | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 14,515 | $864,078 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 152,300 | $826,292 | dollars as filed | call |
| SPY | 78462F103 | SHS | 2,000 | $818,780 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 150,000 | $813,750 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 16,873 | $791,175 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 11,462 | $774,487 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,800 | $747,815 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 104,851 | $636,446 | dollars as filed | principal |
| FORD MTR CO COM | 345370860 | Stock | 183,400 | $625,361 | dollars as filed | put |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 9,214 | $622,406 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 35,000 | $622,300 | dollars as filed | principal |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 8,367 | $619,158 | dollars as filed | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,500 | $615,835 | dollars as filed | principal |
| Walt Disney Co | 254687106 | COM | 6,000 | $600,780 | dollars as filed | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 24,786 | $583,215 | dollars as filed | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 69,936 | $574,874 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 45,197 | $570,838 | dollars as filed | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 19,000 | $568,290 | dollars as filed | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,150,000 | $550,250 | dollars as filed | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,243 | $531,274 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,400 | $526,498 | dollars as filed | principal |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $523,800 | dollars as filed | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,400 | $508,396 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 17,500 | $500,500 | dollars as filed | principal |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 29,807 | $488,835 | dollars as filed | principal |
| UNIQURE NV | N90064101 | SHS | 24,178 | $486,945 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 350,000 | $479,500 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 55,082 | $465,443 | dollars as filed | principal |
| Intel Corp | 458140100 | COM | 13,611 | $444,671 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 226,900 | $424,003 | dollars as filed | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 12,000 | $420,360 | dollars as filed | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,935 | $420,352 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 34,726 | $405,252 | dollars as filed | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 47,510 | $396,233 | dollars as filed | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,276 | $394,673 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 5,000 | $380,200 | dollars as filed | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 36,367 | $379,308 | dollars as filed | principal |
| FMC CORP COM NEW | 302491303 | Stock | 3,100 | $378,603 | dollars as filed | principal |
| DOW HLDGS INC COM | 260557103 | Stock | 6,900 | $378,258 | dollars as filed | principal |
| BROOGE ENERGY LTD | G1611B107 | SHS | 59,439 | $367,927 | dollars as filed | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,100 | $365,820 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 246,700 | $365,116 | dollars as filed | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 15,024 | $360,576 | dollars as filed | principal |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 45,828 | $338,669 | dollars as filed | principal |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 29,850 | $330,738 | dollars as filed | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 26,400 | $329,340 | dollars as filed | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $327,110 | dollars as filed | principal |
| Boeing Company | 097023105 | COM | 1,500 | $318,645 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,000 | $306,540 | dollars as filed | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 2,300 | $299,713 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 73,900 | $289,478 | dollars as filed | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,140 | $285,877 | dollars as filed | principal |
| Verizon Communications Inc | 92343V104 | COM | 7,300 | $283,897 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200,000 | $270,000 | dollars as filed | put |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 23,443 | $263,968 | dollars as filed | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,800 | $260,680 | dollars as filed | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,100 | $260,521 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 67,500 | $255,338 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 90,000 | $252,900 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 63,600 | $252,492 | dollars as filed | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 39,325 | $250,107 | dollars as filed | principal |
| Citigroup Inc. | 172967424 | COM | 37,300 | $248,970 | dollars as filed | call |
| SPY | 78462F103 | SHS | 153,800 | $248,018 | dollars as filed | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,583 | $240,811 | dollars as filed | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,696 | $238,434 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,000 | $236,100 | dollars as filed | principal |
| US FOODS HLDG CORP COM | 912008109 | Stock | 749,500 | $234,219 | dollars as filed | put |
| ISHARES TR | 46429B408 | CMN | 8,554 | $230,616 | dollars as filed | principal |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 29,133 | $226,946 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 449,300 | $221,180 | dollars as filed | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,133 | $219,719 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 643,900 | $208,828 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 62,400 | $204,360 | dollars as filed | put |
| FRONTLINE PLC COM | M46528101 | Stock | 12,300 | $203,688 | dollars as filed | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 14,247 | $193,332 | dollars as filed | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $191,750 | dollars as filed | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,281 | $190,110 | dollars as filed | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,580 | $180,069 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 114,700 | $178,831 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 101,900 | $174,797 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 139,000 | $174,704 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 17,000 | $167,960 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 43,700 | $160,558 | dollars as filed | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 282,200 | $155,210 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 110,000 | $140,200 | dollars as filed | call |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 219,900 | $125,343 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 117,000 | $122,468 | dollars as filed | put |
| CANTALOUPE INC | 138103106 | COM | 794,800 | $119,220 | dollars as filed | call |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 72,400 | $118,730 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 17,100 | $109,868 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 78,900 | $108,578 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 87,200 | $104,204 | dollars as filed | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,019,029 | $94,260 | dollars as filed | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,000 | $88,200 | dollars as filed | put |
| IROBOT CORP | 462726100 | COM | 189,800 | $87,980 | dollars as filed | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 43,325 | $81,451 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $78,450 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 67,500 | $77,963 | dollars as filed | put |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 316,091 | $75,862 | dollars as filed | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 29,087 | $73,590 | dollars as filed | principal |
| Intel Corp | 458140100 | COM | 78,400 | $68,930 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 55,200 | $67,733 | dollars as filed | put |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 122,517 | $66,159 | dollars as filed | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,000 | $65,125 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $62,100 | dollars as filed | put |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 60,000 | $61,500 | dollars as filed | put |
| DENISON MINES CORP | 248356107 | COM | 51,208 | $55,817 | dollars as filed | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 10,000 | $55,000 | dollars as filed | call |
| Altria Group Inc | 02209S103 | COM | 46,600 | $54,666 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 26,500 | $52,073 | dollars as filed | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 79,300 | $51,545 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 35,500 | $48,575 | dollars as filed | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 100,000 | $47,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 110,000 | $43,400 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 230,200 | $42,587 | dollars as filed | put |
| BOYDGAMINGCORP | 103304101 | STOK | 200,000 | $41,920 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 51,700 | $40,203 | dollars as filed | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 87,500 | $37,188 | dollars as filed | put |
| BEYOND MEAT INC | 08862E109 | COM | 151,600 | $37,142 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,200 | $36,234 | dollars as filed | put |
| SNDL INC | 83307B101 | COM | 135,600 | $35,256 | dollars as filed | put |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 20,435 | $33,718 | dollars as filed | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,500 | $33,575 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 20,700 | $33,120 | dollars as filed | principal |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 190,000 | $32,300 | dollars as filed | principal |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 90,700 | $31,745 | dollars as filed | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 25,000 | $30,655 | dollars as filed | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 25,400 | $30,158 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 46,100 | $27,616 | dollars as filed | call |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 20,696 | $27,526 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 63,200 | $27,450 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 91,800 | $24,931 | dollars as filed | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 50,000 | $24,865 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 446,600 | $24,563 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 75,000 | $24,000 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 148,400 | $23,687 | dollars as filed | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 361,800 | $22,818 | dollars as filed | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 421,294 | $21,065 | dollars as filed | principal |
| DENISON MINES CORP | 248356107 | COM | 50,100 | $20,792 | dollars as filed | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 47,500 | $18,288 | dollars as filed | call |
| OAK STR HEALTH INC | 67181A107 | COM | 10,000 | $17,943 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 41,100 | $17,902 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 60,000 | $17,700 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 10,000 | $17,050 | dollars as filed | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $17,000 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 158,000 | $14,220 | dollars as filed | call |
| SEAGEN INC | 81181C104 | COM | 120,100 | $13,462 | dollars as filed | put |
| VINCO VENTURES INC | 927330100 | COM | 2,263,000 | $12,440 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 12,500 | $11,875 | dollars as filed | put |
| TEGNA INC COM | 87901J105 | Stock | 40,100 | $10,025 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,000 | $9,125 | dollars as filed | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 180,000 | $9,000 | dollars as filed | call |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 32,859 | $8,744 | dollars as filed | principal |
| Walt Disney Co | 254687106 | COM | 40,400 | $7,324 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,000 | $7,050 | dollars as filed | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 42,700 | $5,338 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 93,800 | $4,935 | dollars as filed | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 106,000 | $4,650 | dollars as filed | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 11,800 | $3,540 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 17,800 | $3,115 | dollars as filed | put |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 43,286 | $2,597 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 17,600 | $2,552 | dollars as filed | call |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 14,975 | $2,099 | dollars as filed | principal |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 65,190 | $2,014 | dollars as filed | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 73,700 | $1,843 | dollars as filed | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 60,700 | $1,518 | dollars as filed | put |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 21,900 | $1,424 | dollars as filed | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 50,000 | $1,250 | dollars as filed | call |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 20,198 | $1,060 | dollars as filed | principal |
| POLYMET MNG CORP | 731916144 | WARR | 156,714 | $423 | dollars as filed | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,000 | $330 | dollars as filed | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 55,000 | $275 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 11,100 | $56 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002444 | this filing | 2023-05-15 | acceptance time not in the bulk data set |