13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 2,164 holding rows worth $11,441,404,774.
- Accession
- 0001085146-23-002382
- Filer
- CIK 1666741
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 2,164 entries on the cover page, a total value of $11,441,404,774 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,441,404,774 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 13,957 | $154,781 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10,935 | $153,587 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 15,690 | $152,287 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,018 | $150,487 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,291 | $148,106 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,234 | $147,753 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 15,979 | $146,847 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,142 | $146,798 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,842 | $146,524 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,356 | $145,470 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,262 | $143,268 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,850 | $142,517 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,779 | $142,290 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 71,875 | $141,594 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,098 | $141,063 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 18,060 | $140,687 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 23,792 | $140,372 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,975 | $139,220 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,443 | $137,016 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 14,415 | $135,486 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,703 | $135,072 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,418 | $133,937 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 17,869 | $130,067 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,377 | $128,901 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 50,839 | $128,622 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 27,116 | $127,714 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,845 | $127,548 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,785 | $127,210 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 19,232 | $126,931 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $126,750 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 11,138 | $126,308 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 13,777 | $124,806 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 45,973 | $124,127 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 16,761 | $123,530 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,920 | $123,491 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,568 | $122,505 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 17,291 | $122,074 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,672 | $121,295 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,620 | $120,006 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,217 | $119,145 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,090 | $118,603 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,125 | $118,388 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,219 | $118,074 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,190 | $118,051 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,528 | $116,888 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,755 | $116,825 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,656 | $116,326 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 58,476 | $115,782 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,755 | $115,758 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 39,968 | $112,709 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,788 | $112,352 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,270 | $112,028 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 97,550 | $111,207 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,361 | $109,930 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,280 | $109,862 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,481 | $109,322 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,483 | $108,852 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 17,365 | $106,795 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,635 | $106,461 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 23,954 | $105,399 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,636 | $105,132 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,150 | $103,847 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,129 | $98,073 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,160 | $95,310 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 17,498 | $91,862 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,755 | $91,807 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 10,410 | $88,273 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,019 | $87,883 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,655 | $87,573 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,250 | $84,240 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,975 | $83,346 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,975 | $82,129 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,297 | $81,142 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 12,742 | $80,020 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 16,607 | $79,049 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 28,475 | $77,731 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 129,024 | $76,743 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,581 | $73,599 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,262 | $72,345 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 20,007 | $70,425 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 51,970 | $69,120 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,859 | $68,500 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,757 | $67,756 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 68,000 | $66,879 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,000 | $66,600 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,483 | $66,187 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 194,630 | $56,774 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 44,265 | $54,889 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 85,000 | $54,230 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,068 | $53,595 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 127,128 | $51,817 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,050 | $50,895 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,059 | $49,893 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $48,803 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,532 | $46,709 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,061 | $46,404 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,400 | $44,987 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,936 | $44,200 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,242 | $42,057 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 22,500 | $40,500 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,000 | $40,149 | dollars as filed | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,000 | $39,600 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,615 | $35,888 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 29,943 | $32,638 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $32,227 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 23,176 | $31,519 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $30,700 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $28,184 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 29,000 | $27,956 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,799 | $26,770 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,360 | $25,145 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 30,138 | $25,015 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,110 | $24,981 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,148 | $24,500 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,326 | $24,351 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,970 | $24,028 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 16,000 | $23,840 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 16,263 | $23,256 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 14,386 | $22,730 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,000 | $22,650 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 16,138 | $21,786 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,000 | $20,800 | dollars as filed | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,044 | $19,100 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 12,025 | $18,879 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,317 | $18,399 | dollars as filed | |
| NULL | 09071M205 | NULL | 20,003 | $17,733 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,800 | $17,349 | dollars as filed | put |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 19,746 | $15,333 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 13,705 | $15,175 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 23,048 | $14,566 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 13,119 | $13,532 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 14,500 | $13,031 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,795 | $12,857 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 132,400 | $12,300 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,600 | $12,070 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $11,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $10,100 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,069 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 26,769 | $9,838 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 10,000 | $8,500 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,000 | $8,400 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,116 | $7,999 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 51,031 | $6,700 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $6,400 | dollars as filed | put |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 16,500 | $6,105 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $5,330 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 13,250 | $4,949 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,600 | $3,938 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $2,790 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $2,145 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 500 | $800 | dollars as filed | put |
| V F CORP COM | 918204108 | Stock | 400 | $700 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 1,000 | $600 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 13,119 | $544 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $530 | dollars as filed | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $500 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $360 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $235 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 100 | $192 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $180 | dollars as filed | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $135 | dollars as filed | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $111 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $100 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $10 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002382 | this filing | 2023-05-15 | acceptance time not in the bulk data set |