13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 2,595 holding rows worth $13,564,911,065.
- Accession
- 0001085146-23-002332
- Filer
- CIK 1534468
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 2,595 entries on the cover page, a total value of $13,564,911,065 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,564,911,065 with VALUE read as dollars as filed, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELLURIAN INC NEW | 87968A104 | COM | 34,466 | $42,393 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,063 | $42,261 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 30,538 | $41,532 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 26,960 | $40,979 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 118,900 | $40,426 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 40,000 | $38,700 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $38,406 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 43,000 | $37,625 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 36,000 | $37,278 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 274,720 | $36,071 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,253 | $34,507 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,802 | $34,108 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 42,000 | $32,214 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,918 | $31,116 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,782 | $30,398 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 50,825 | $30,149 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,866 | $30,089 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 21,974 | $29,665 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,201 | $29,586 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $27,500 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 61,625 | $26,191 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 38,815 | $24,562 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,000 | $23,860 | dollars as filed | call |
| APTINYX INC | 03836N103 | COM | 190,000 | $23,712 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 10,450 | $22,467 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 23,000 | $22,172 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 10,866 | $21,841 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 14,364 | $21,833 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,101 | $21,010 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 15,649 | $20,813 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,300 | $20,803 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 18,875 | $20,574 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,925 | $20,551 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,200 | $19,788 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 91,000 | $19,265 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 21,000 | $19,079 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 30,880 | $18,908 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 30,539 | $17,865 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,555 | $17,333 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 17,000 | $17,036 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 12,085 | $16,798 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 17,000 | $16,118 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 19,490 | $14,748 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 12,000 | $14,454 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 14,000 | $13,798 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $13,245 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $12,888 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,265 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 12,000 | $11,230 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 16,913 | $11,037 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,500 | $10,950 | dollars as filed | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 24,260 | $10,432 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 12,430 | $10,400 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,357 | $9,972 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 15,004 | $9,949 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,800 | $9,936 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,727 | $9,616 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 39,190 | $8,634 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $8,210 | dollars as filed | call |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $7,966 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 18,125 | $7,794 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,360 | $7,786 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,432 | $7,562 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 15,572 | $6,942 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 15,200 | $6,572 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 17,821 | $6,533 | dollars as filed | |
| AUTHID INC | 46264C206 | COM NEW | 12,102 | $5,446 | dollars as filed | |
| SPY | 78462F103 | SHS | 200 | $5,022 | dollars as filed | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 19,000 | $4,349 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,000 | $4,250 | dollars as filed | call |
| DOMA HOLDINGS INC | 25703A104 | COM | 10,211 | $4,161 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 10,752 | $3,951 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,200 | $3,939 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $3,800 | dollars as filed | put |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 116,990 | $3,615 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,200 | $3,504 | dollars as filed | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $3,295 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,815 | $3,277 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,000 | $2,820 | dollars as filed | put |
| Benitec Biopharma, Inc. | 08205P100 | common | 12,351 | $2,592 | dollars as filed | |
| METEN HOLDING GROUP LTD | G6055H148 | SHS NEW | 11,805 | $2,579 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 11,777 | $2,365 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $2,100 | dollars as filed | call |
| MOBIQUITY TECHNOLOGIES INC | 60743F508 | COM | 10,642 | $1,910 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,050 | $1,839 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,500 | $1,785 | dollars as filed | put |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 12,263 | $1,743 | dollars as filed | |
| NXT-ID INC | 67091J404 | COM NEW | 11,430 | $1,729 | dollars as filed | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 11,991 | $1,715 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 200 | $1,060 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 1,500 | $1,035 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,500 | $825 | dollars as filed | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,000 | $110 | dollars as filed | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $106 | dollars as filed | call |
| Charles Schwab Corp | 808513105 | COM | 1,000 | $90 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002332 | this filing | 2023-05-15 | acceptance time not in the bulk data set |