13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 1,650 holding rows worth $6,003,883,975.
- Accession
- 0001085146-23-002331
- Filer
- CIK 1534400
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,650 entries on the cover page, a total value of $6,003,883,975 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,003,883,975 with VALUE read as dollars as filed, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 17,273 | $181,367 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 50,300 | $180,577 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 57,658 | $177,586 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 10,888 | $176,821 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,857 | $176,806 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 15,941 | $176,786 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,284 | $176,356 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,196 | $175,037 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,306 | $173,666 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,733 | $173,586 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 18,429 | $173,417 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,627 | $172,105 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,511 | $171,812 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,512 | $169,392 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,337 | $168,592 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 13,963 | $164,909 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 21,413 | $164,666 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 162,000 | $160,798 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,983 | $157,171 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 19,532 | $156,256 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 33,972 | $153,893 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 15,000 | $150,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 18,403 | $149,616 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,612 | $146,658 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 17,659 | $146,217 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,550 | $143,687 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,955 | $143,640 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,207 | $143,160 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 33,210 | $141,807 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 141,000 | $140,859 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 64,228 | $138,090 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 11,794 | $137,636 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 16,617 | $135,927 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,073 | $135,689 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 13,109 | $135,416 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,856 | $135,252 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,725 | $134,949 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 157,000 | $133,215 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,160 | $130,697 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 44,911 | $129,344 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 5,300 | $126,660 | dollars as filed | put |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 148,000 | $125,431 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,504 | $124,682 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 39,287 | $123,361 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 12,000 | $122,160 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 122,000 | $120,875 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 33,710 | $118,660 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,346 | $118,335 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 128,000 | $117,556 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,460 | $117,001 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 18,073 | $113,498 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,881 | $112,727 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,190 | $112,460 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 122,000 | $111,554 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 16,374 | $110,361 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,337 | $109,535 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 16,305 | $109,241 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 12,407 | $107,321 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,261 | $105,319 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,750 | $105,203 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 78,577 | $104,507 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,936 | $102,530 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 98,000 | $102,215 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,914 | $101,609 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 51,252 | $100,966 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 197,187 | $100,565 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 97,000 | $100,444 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,736 | $93,618 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,523 | $93,106 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,206 | $92,128 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 10,802 | $91,385 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 12,200 | $90,036 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,550 | $89,598 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,150 | $89,128 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 102,000 | $88,383 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 18,758 | $83,471 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,550 | $82,579 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,859 | $81,877 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $77,575 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,670 | $72,356 | dollars as filed | |
| STEM INC | 85859N102 | COM | 12,685 | $71,924 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 92,760 | $71,332 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 14,219 | $70,191 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,747 | $69,175 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 70,000 | $68,324 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,302 | $64,014 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 65,000 | $61,295 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 22,372 | $59,285 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 11,236 | $58,540 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 74,000 | $56,758 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,500 | $56,575 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 86,827 | $55,821 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 65,000 | $53,788 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 61,000 | $53,375 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 17,115 | $52,544 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,576 | $45,477 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,160 | $44,603 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 46,000 | $43,047 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 69,500 | $41,227 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 47,000 | $40,655 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 20,152 | $39,095 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 27,811 | $37,823 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 40,346 | $35,468 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,930 | $34,537 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 10,471 | $33,821 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $33,510 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 34,000 | $32,895 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 32,000 | $32,066 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 35,000 | $31,798 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 35,000 | $31,413 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,172 | $30,946 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 20,500 | $29,930 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 36,400 | $27,544 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 28,000 | $26,992 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 39,809 | $25,191 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 20,125 | $24,351 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 20,156 | $24,187 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 27,400 | $23,290 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 28,000 | $23,170 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 21,468 | $22,971 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,889 | $22,574 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $21,604 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 21,000 | $21,044 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,255 | $17,894 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,200 | $17,640 | dollars as filed | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,027 | $16,379 | dollars as filed | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 13,961 | $16,195 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,500 | $15,750 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 42,900 | $15,015 | dollars as filed | put |
| NEW MTN FIN CORP | 647551AC4 | BOND | 15,000 | $14,906 | dollars as filed | |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 16,222 | $14,259 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $13,440 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 8,000 | $12,320 | dollars as filed | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,355 | $12,199 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 12,000 | $11,649 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $10,313 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $9,999 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 11,194 | $9,056 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,400 | $8,804 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 20,524 | $7,543 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,572 | $7,344 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,500 | $6,800 | dollars as filed | put |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,000 | $4,453 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 10,177 | $4,225 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 6,100 | $3,355 | dollars as filed | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,389 | $2,465 | dollars as filed | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 10,000 | $2,426 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,000 | $1,599 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,600 | $546 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 100 | $297 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002331 | this filing | 2023-05-15 | acceptance time not in the bulk data set |