13F-HR filed by Cowen Investment Management LLC
Cowen Investment Management LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 115 holding rows worth $383,146,191.
- Accession
- 0001085146-23-002242
- Filer
- CIK 1475770
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 115 entries on the cover page, a total value of $383,146,191 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,146,191 with VALUE read as dollars as filed, 13F file number 028-13626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,643,875 | $45,151,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 2,585,000 | $26,211,900 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 10,574,685 | $16,073,523 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,330,000 | $13,446,300 | dollars as filed | |
| Tcv Acquisition Corp | G8704C124 | COM | 1,242,000 | $12,718,080 | dollars as filed | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 1,024,583 | $10,691,524 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,421,183 | $10,257,145 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 955,000 | $9,693,250 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 900,000 | $9,351,000 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L109 | COM | 805,000 | $8,372,000 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 815,000 | $8,247,800 | dollars as filed | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 800,000 | $7,976,080 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 750,000 | $7,597,500 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493104 | CLASS A COM | 735,000 | $7,541,100 | dollars as filed | |
| BERENSON ACQUISITION CORP I | 083690107 | COM | 725,000 | $7,395,000 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R103 | COM | 620,000 | $6,541,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 168,233 | $6,142,187 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 570,000 | $5,910,900 | dollars as filed | |
| KIMBELL TIGER ACQUISITION CO | 49436K106 | COM CL A | 555,000 | $5,844,150 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 540,000 | $5,697,000 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 550,000 | $5,623,750 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 510,000 | $5,365,200 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 525,000 | $5,323,500 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 500,000 | $5,280,000 | dollars as filed | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 500,000 | $5,120,000 | dollars as filed | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 500,000 | $5,115,000 | dollars as filed | |
| ENGENE HOLDINGS INC COM | G3619H102 | Stock | 442,750 | $4,666,585 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 440,000 | $4,620,000 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 400,000 | $4,148,000 | dollars as filed | |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 400,000 | $4,088,000 | dollars as filed | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 149,626 | $4,060,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 225,204 | $3,916,298 | dollars as filed | |
| EG ACQUISITION CORP | 26846A100 | COM | 350,000 | $3,563,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 350,000 | $3,538,500 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 300,000 | $3,138,000 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 300,000 | $3,060,000 | dollars as filed | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 275,000 | $2,796,750 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 270,000 | $2,794,473 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 99,311 | $2,779,715 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 250,000 | $2,627,500 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 250,000 | $2,625,000 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z109 | COM | 250,000 | $2,612,500 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 250,000 | $2,610,000 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC VI | 233247105 | CL A COM | 255,000 | $2,606,126 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 250,000 | $2,562,500 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 250,000 | $2,560,000 | dollars as filed | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 240,000 | $2,431,200 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 220,000 | $2,288,000 | dollars as filed | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 200,000 | $2,120,500 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 200,000 | $2,092,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 200,000 | $2,066,000 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 175,000 | $1,820,000 | dollars as filed | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 165,500 | $1,691,410 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 165,000 | $1,691,250 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 150,000 | $1,567,500 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 150,000 | $1,567,500 | dollars as filed | |
| 7 ACQUISITION CORPORATION | G80694105 | SHS CL A | 150,000 | $1,566,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 150,000 | $1,539,000 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 145,000 | $1,471,750 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 125,000 | $1,310,000 | dollars as filed | |
| SCULPTOR ACQUISITION CORP I | G7T983103 | CL A COM | 120,000 | $1,252,800 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 110,000 | $1,145,100 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 146,153 | $1,122,455 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 105,000 | $1,076,250 | dollars as filed | |
| AP ACQUISITION CORP | G04058122 | UNIT 99/99/9999 | 100,000 | $1,061,750 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 100,000 | $1,055,000 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 100,000 | $1,055,000 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 100,000 | $1,054,000 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 100,000 | $1,048,000 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 100,000 | $1,046,000 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,682 | $1,041,446 | dollars as filed | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 100,000 | $1,040,000 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 100,000 | $1,030,000 | dollars as filed | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 100,000 | $1,025,000 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C115 | UNIT 09/29/2026 | 100,000 | $1,023,000 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 100,000 | $1,023,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 100,000 | $1,022,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 100,000 | $1,015,000 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 90,000 | $924,300 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 80,000 | $834,400 | dollars as filed | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 75,000 | $768,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 247,226 | $630,426 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 406,600 | $627,278 | dollars as filed | put |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 60,000 | $625,800 | dollars as filed | |
| JUNIPER II CORP | 48203N103 | COM | 60,000 | $622,800 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 55,000 | $569,525 | dollars as filed | |
| SOUND POINT ACQUISITION CORP | G8274F101 | CLASS A ORD SHS | 50,000 | $527,000 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V207 | UNIT 99/99/9999 | 50,000 | $522,000 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 50,000 | $521,500 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 50,000 | $518,500 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 50,000 | $511,000 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 40,000 | $412,800 | dollars as filed | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 40,000 | $408,400 | dollars as filed | |
| SPY | 78462F103 | SHS | 65,000 | $301,300 | dollars as filed | put |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 697,500 | $285,975 | dollars as filed | |
| STEEL CONNECT INC | 858098106 | CMN | 193,482 | $220,569 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 73,200 | $211,548 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,550 | $208,335 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 227,974 | $195,830 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 65,000 | $193,050 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 25,000 | $14,110 | dollars as filed | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 116,666 | $11,667 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 19,900 | $11,542 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $9,760 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 50,000 | $6,500 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 25,000 | $6,500 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 25,000 | $6,498 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 50,000 | $5,610 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021111 | *W EXP 10/01/202 | 50,000 | $4,755 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 50,000 | $4,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 12,044 | $2,440 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 25,000 | $2,003 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 25,000 | $1,375 | dollars as filed | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 33,333 | $1,350 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 25,000 | $998 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002242 | this filing | 2023-05-11 | acceptance time not in the bulk data set |