13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-10, with 1,378 holding rows worth $4,715,699,332.
- Accession
- 0001085146-23-002205
- Filer
- CIK 822581
- Filed
- 2023-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,378 entries on the cover page, a total value of $4,715,699,332 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,715,699,332 with VALUE read as dollars as filed, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 359,784 | $428,143 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,242 | $428,009 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 34,800 | $421,776 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,782 | $421,670 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,687 | $419,949 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 10,610 | $419,944 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,750 | $416,908 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,528 | $416,848 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 125,890 | $416,696 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 9,817 | $415,946 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 3,489 | $414,354 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,703 | $409,108 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 35,725 | $409,051 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 42,414 | $407,599 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 17,007 | $407,488 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 21,520 | $406,943 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 13,453 | $402,783 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 4,253 | $401,653 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 22,329 | $401,029 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,340 | $400,660 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,216 | $400,563 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 22,998 | $400,165 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 2,051 | $399,719 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 3,610 | $399,374 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,678 | $398,719 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 19,527 | $398,351 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 6,733 | $397,853 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,804 | $396,719 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 8,178 | $395,652 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 14,682 | $394,652 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,965 | $392,437 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,000 | $390,250 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,315 | $387,557 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 28,807 | $387,454 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,235 | $387,008 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 17,100 | $386,973 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,094 | $385,565 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,200 | $385,272 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,197 | $385,083 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,533 | $384,668 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 18,175 | $384,038 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,996 | $383,069 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,290 | $382,871 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 24,928 | $381,897 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 10,384 | $380,781 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 16,821 | $380,323 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,013 | $378,403 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 23,979 | $378,389 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,215 | $378,021 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,398 | $376,822 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 33,170 | $376,480 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 10,623 | $376,160 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,034 | $375,687 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 3,750 | $375,464 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,748 | $374,323 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,167 | $374,154 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 19,939 | $374,056 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,986 | $372,988 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 20,300 | $372,708 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,493 | $370,942 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,212 | $370,896 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $370,736 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 3,641 | $370,399 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 10,644 | $369,134 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 30,263 | $368,301 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,327 | $366,333 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,754 | $364,746 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,680 | $364,246 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 6,251 | $362,683 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 10,792 | $362,287 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,582 | $362,104 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 14,193 | $361,212 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,180 | $359,809 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 44,196 | $359,755 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 38,554 | $359,709 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 21,891 | $359,012 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $358,732 | dollars as filed | |
| RH | 74967X103 | COM | 1,465 | $356,801 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,066 | $356,505 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 11,867 | $355,298 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 25,350 | $354,647 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,612 | $352,939 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,552 | $352,830 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,823 | $352,787 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,270 | $352,377 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 13,759 | $350,717 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 14,739 | $349,904 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 6,335 | $348,742 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,175 | $345,806 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 69,095 | $345,475 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,984 | $343,740 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 20,217 | $342,678 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 17,895 | $341,258 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 2,569 | $339,981 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,664 | $339,196 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,011 | $338,208 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,389 | $338,042 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 22,800 | $337,896 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 18,900 | $337,743 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 1,836 | $335,492 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 981 | $334,364 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 16,085 | $334,085 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 7,689 | $333,856 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 7,812 | $330,448 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,026 | $330,096 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 118,979 | $329,572 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 20,059 | $329,569 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,161 | $329,552 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 6,900 | $327,819 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,650 | $326,772 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,381 | $325,489 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,797 | $324,396 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,918 | $321,955 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 10,958 | $321,617 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,309 | $320,789 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 120 | $318,289 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 11,340 | $317,407 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,520 | $316,958 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 13,211 | $310,723 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 61,800 | $310,236 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,540 | $309,016 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 5,995 | $308,383 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 13,735 | $308,076 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,481 | $303,894 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 6,351 | $303,578 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,351 | $303,260 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 7,454 | $302,334 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 12,625 | $299,086 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 13,632 | $296,905 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,428 | $295,625 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,110 | $295,484 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 25,980 | $295,133 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,364 | $294,758 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,007 | $293,082 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 4,121 | $291,066 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,573 | $289,305 | dollars as filed | |
| NOV INC | 62955J103 | COM | 15,491 | $286,738 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 14,655 | $286,501 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 27,000 | $284,850 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,927 | $284,621 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 902 | $284,392 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,125 | $283,720 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 2,520 | $283,598 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 26,822 | $283,509 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 3,267 | $282,236 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,983 | $279,345 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 10,479 | $278,217 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,818 | $277,346 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,760 | $276,971 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,019 | $276,088 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,289 | $275,825 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 11,406 | $274,542 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,136 | $273,277 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,947 | $273,241 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 5,294 | $273,170 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,062 | $272,669 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 22,468 | $270,739 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 21,551 | $270,250 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,145 | $270,161 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,638 | $269,419 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 33,327 | $269,282 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 17,250 | $269,273 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 13,473 | $267,035 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,660 | $266,426 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,236 | $266,041 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,839 | $265,850 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,630 | $265,396 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $265,277 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $264,839 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,537 | $262,888 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,271 | $262,504 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,388 | $262,401 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $260,850 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,661 | $260,444 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 9,140 | $257,657 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 13,701 | $257,168 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 5,779 | $256,414 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,800 | $255,094 | dollars as filed | |
| TANGER INC | 875465106 | COM | 12,987 | $254,935 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,914 | $253,662 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 6,364 | $252,727 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,686 | $251,383 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,915 | $250,810 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 8,226 | $250,317 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,704 | $249,977 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,743 | $249,963 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,308 | $249,754 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,362 | $246,888 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 12,733 | $245,811 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,611 | $245,716 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 6,265 | $244,523 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 16,029 | $242,519 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 24,129 | $242,496 | dollars as filed | |
| STEM INC | 85859N102 | COM | 42,336 | $240,045 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 15,122 | $239,532 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,308 | $239,003 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $237,820 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,255 | $237,203 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,344 | $236,917 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,283 | $236,624 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,391 | $236,319 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,826 | $235,357 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,973 | $234,606 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,810 | $234,547 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,400 | $234,544 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,825 | $234,372 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,715 | $234,305 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,002 | $233,847 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,923 | $233,645 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $233,440 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,756 | $233,268 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,127 | $232,407 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,544 | $232,293 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 67,834 | $231,992 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,937 | $231,065 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,920 | $229,518 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 4,659 | $229,409 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,054 | $228,531 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,715 | $228,196 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,670 | $226,976 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,431 | $225,086 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,135 | $224,779 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,928 | $224,695 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 10,181 | $224,491 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 116,163 | $224,195 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 657 | $222,933 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,423 | $222,010 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,760 | $221,238 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,230 | $218,719 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 35,232 | $217,734 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,061 | $217,572 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 16,100 | $217,189 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 7,513 | $216,975 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,400 | $216,302 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,805 | $214,976 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,208 | $214,490 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,300 | $214,398 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,636 | $214,096 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 23,358 | $213,959 | dollars as filed | |
| CULP INC | 230215105 | CMN | 41,117 | $213,808 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $213,360 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 16,027 | $213,159 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,380 | $212,987 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 1,830 | $212,280 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 7,000 | $212,030 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,179 | $211,708 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,333 | $211,020 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 14,700 | $210,504 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 37,111 | $210,419 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,036 | $209,686 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 4,165 | $209,375 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,243 | $209,244 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 7,065 | $207,711 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,320 | $206,712 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 5,269 | $206,545 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,360 | $206,382 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 35,170 | $205,745 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,322 | $205,731 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,398 | $204,569 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,824 | $204,131 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,153 | $203,979 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 7,667 | $203,942 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,800 | $199,470 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,680 | $198,634 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,719 | $197,860 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 13,363 | $197,639 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,595 | $190,730 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 12,096 | $188,819 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 15,118 | $185,951 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,074 | $184,959 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 30,000 | $184,500 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 18,020 | $182,182 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,865 | $179,636 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $178,190 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 66,500 | $176,890 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,288 | $175,528 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 13,000 | $175,500 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,245 | $175,446 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 16,754 | $175,079 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 33,247 | $174,879 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,791 | $171,683 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 22,949 | $171,429 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,428 | $170,851 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 23,667 | $164,012 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,097 | $162,961 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,798 | $162,403 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,486 | $162,243 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,733 | $161,768 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 38,237 | $157,536 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 29,011 | $156,659 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,734 | $156,239 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 60,971 | $154,257 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,255 | $153,249 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,751 | $152,374 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $152,201 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,773 | $150,176 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,858 | $147,920 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 11,200 | $147,168 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 23,606 | $146,121 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 19,085 | $144,664 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,181 | $143,937 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,091 | $142,708 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,750 | $139,590 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,350 | $136,304 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 14,453 | $135,858 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,986 | $134,029 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 35,295 | $129,886 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,100 | $127,233 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 18,000 | $125,820 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,716 | $124,648 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 20,000 | $109,600 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,587 | $109,520 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,578 | $105,674 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,289 | $103,388 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 17,243 | $103,113 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,569 | $102,779 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 93,000 | $101,370 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,204 | $99,829 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,617 | $96,394 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 29,129 | $96,126 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,301 | $95,181 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 14,500 | $94,830 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,984 | $94,531 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,355 | $93,164 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 16,420 | $91,788 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,022 | $90,633 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 17,775 | $88,520 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,350 | $85,040 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 13,710 | $84,179 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 30,222 | $80,088 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,500 | $79,950 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 26,287 | $79,124 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 11,500 | $77,625 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 26,297 | $76,261 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 42,000 | $70,140 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 74,414 | $62,262 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 57,140 | $61,711 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,200 | $59,292 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $58,880 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 88,500 | $57,755 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 37,950 | $56,925 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,525 | $50,897 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 40,739 | $49,294 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,255 | $47,732 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,446 | $47,527 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,649 | $47,178 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 20,164 | $45,772 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,900 | $43,554 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 27,600 | $42,228 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 37,455 | $41,575 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,960 | $37,832 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 16,670 | $37,341 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 91,982 | $33,721 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 20,380 | $31,385 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 26,795 | $31,082 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 15,000 | $29,100 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 36,500 | $25,623 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 18,650 | $25,178 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 22,800 | $24,852 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 27,500 | $24,750 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,470 | $23,453 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 32,000 | $23,149 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 25,657 | $22,830 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,700 | $21,996 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $18,300 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,020 | $17,535 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 24,000 | $16,966 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 11,500 | $16,675 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 11,250 | $16,538 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,000 | $15,990 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 32,847 | $14,643 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 43,500 | $13,181 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 21,862 | $12,969 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,500 | $10,248 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 15,050 | $8,127 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 20,000 | $7,598 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,733 | $7,500 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $1,391 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002205 | this filing | 2023-05-10 | acceptance time not in the bulk data set |