13F-HR filed by BROWN ADVISORY INC
BROWN ADVISORY INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-08, with 1,207 holding rows worth $59,073,432,113.
- Accession
- 0001085146-23-002131
- Filer
- CIK 1345929
- Filed
- 2023-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 2,559 entries on the cover page, a total value of $59,073,432,113 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,073,432,113 with VALUE read as dollars as filed, 13F file number 028-13997. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBROWN INVESTMENT ADVISORY & TRUST CO028-04859
- included managerBrown Advisory LLC028-05775
- included managerBrown Advisory Ltd028-18857
- included managerSignature Financial Management, Inc.028-14797
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,913 | $333,144 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,704 | $332,808 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,673 | $330,055 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 2,642 | $329,854 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 59 | $328,759 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,877 | $328,640 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 68,336 | $328,013 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 10,208 | $327,881 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,940 | $326,618 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 17,192 | $324,413 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,967 | $324,314 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 3,751 | $323,711 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,890 | $323,131 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 10,160 | $320,954 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,045 | $320,595 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,250 | $319,792 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 23,484 | $317,269 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,164 | $317,015 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 21,739 | $313,911 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 34,240 | $312,611 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,750 | $308,700 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,528 | $307,556 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 13,874 | $306,893 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7,223 | $306,400 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 712 | $305,269 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,130 | $304,048 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,131 | $302,674 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 9,352 | $301,696 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 22,222 | $301,553 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 6,799 | $300,191 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,500 | $299,025 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,084 | $296,397 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,561 | $293,505 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 85,508 | $290,299 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,621 | $289,203 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,640 | $288,893 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 30,018 | $288,780 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,669 | $286,207 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 30,135 | $285,981 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 35,104 | $285,746 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4,825 | $285,013 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 9,909 | $281,713 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,882 | $281,191 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,292 | $281,010 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,803 | $279,699 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 749 | $279,646 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,073 | $279,407 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 10,083 | $276,073 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,613 | $275,467 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,395 | $273,929 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,000 | $273,900 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,683 | $273,639 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,863 | $272,694 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,850 | $271,783 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,222 | $271,126 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 22,944 | $270,968 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 11,783 | $269,948 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,003 | $268,211 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,878 | $267,625 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 15,482 | $265,516 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,760 | $264,942 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,675 | $263,980 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,287 | $263,614 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 6,765 | $263,227 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,927 | $263,097 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 84,069 | $262,295 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,144 | $260,324 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,237 | $259,406 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,386 | $259,390 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,178 | $257,971 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,300 | $255,150 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 9,254 | $254,484 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,046 | $254,318 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,050 | $254,260 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,843 | $254,157 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 17,130 | $252,833 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 55,053 | $251,593 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 14,882 | $249,273 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,152 | $249,134 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 7,130 | $247,007 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,249 | $246,835 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,388 | $245,452 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,236 | $243,824 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,913 | $242,448 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,401 | $241,915 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 4,338 | $240,846 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,785 | $239,618 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 8,496 | $238,908 | dollars as filed | |
| KBHOME | 48666K109 | COM | 5,904 | $237,228 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 49,771 | $236,910 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,061 | $236,039 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,183 | $235,287 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 15,020 | $234,462 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,750 | $233,835 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,131 | $233,020 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,469 | $231,815 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,450 | $231,771 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 6,599 | $229,381 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,500 | $229,365 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 21,649 | $229,263 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,126 | $228,041 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,267 | $227,840 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5,362 | $227,189 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,150 | $224,020 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,010 | $223,703 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 14,110 | $223,220 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 10,493 | $220,784 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 3,200 | $220,192 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 165,284 | $219,828 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,010 | $219,187 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,999 | $215,372 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,830 | $215,278 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,485 | $214,679 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 7,789 | $212,940 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,200 | $212,940 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,128 | $212,673 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,862 | $212,101 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,511 | $211,778 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,895 | $211,622 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,111 | $210,893 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,368 | $210,593 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,657 | $208,043 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 15,031 | $208,029 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,767 | $207,788 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 627 | $206,828 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,055 | $206,671 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 6,428 | $205,053 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 22,058 | $204,477 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 3,953 | $203,975 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 5,100 | $203,847 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 3,500 | $203,070 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 10,000 | $202,800 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,282 | $202,573 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,600 | $202,368 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 198,220 | $202,184 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,593 | $201,587 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,400 | $200,904 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 18,000 | $199,080 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,873 | $194,083 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 10,900 | $191,513 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,700 | $190,246 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,694 | $186,503 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,243 | $186,224 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,029 | $184,706 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,250 | $180,560 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 31,137 | $179,972 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 33,911 | $174,981 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,663 | $174,783 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 40,000 | $174,400 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 18,000 | $173,520 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 14,159 | $172,315 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 11,070 | $170,035 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 10,000 | $166,400 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 13,230 | $165,640 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,252 | $163,927 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 98,361 | $163,279 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 10,575 | $162,855 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 12,000 | $160,740 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,100 | $155,118 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,798 | $154,416 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,127 | $150,961 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,000 | $150,600 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,872 | $150,217 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 10,000 | $145,500 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,945 | $141,081 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 22,703 | $137,807 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,777 | $115,406 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 21,800 | $114,014 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 117,638 | $113,191 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,000 | $104,900 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 13,200 | $104,808 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 462,760 | $101,946 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 42,864 | $97,301 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 10,000 | $95,900 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,427 | $93,843 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,754 | $92,377 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,500 | $90,300 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,541 | $74,437 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 88,220 | $73,814 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 656,604 | $70,913 | dollars as filed | |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 71,771 | $68,900 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 90,000 | $67,104 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 25,076 | $66,702 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 33,085 | $64,516 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 14,296 | $62,045 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,500 | $50,995 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 32,887 | $49,659 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,293 | $48,803 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 129,727 | $47,480 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 11,484 | $47,199 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 20,854 | $40,665 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 13,129 | $40,569 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 78,070 | $35,904 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,147 | $33,699 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 40,571 | $30,716 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 30,000 | $30,150 | dollars as filed | principal |
| TERAWULF INC | 88080T104 | COM | 18,000 | $16,880 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 20,312 | $15,480 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 14,500 | $14,500 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 33,866 | $12,954 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 19,795 | $9,957 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,000 | $9,520 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 26,040 | $9,114 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $7,100 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 24,142 | $5,526 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 20,000 | $4,804 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 10,833 | $200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002131 | this filing | 2023-05-08 | acceptance time not in the bulk data set |