13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-05, with 876 holding rows worth $1,454,800,216.
- Accession
- 0001085146-23-002069
- Filer
- CIK 1607239
- Filed
- 2023-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 876 entries on the cover page, a total value of $1,454,800,216 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,454,800,216 with VALUE read as dollars as filed, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,790 | $392,082 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 17,330 | $391,658 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,146 | $390,519 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 13,900 | $389,200 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 35,001 | $387,461 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,250 | $387,063 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 7,134 | $386,092 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 70,375 | $384,951 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,676 | $383,336 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 14,985 | $382,121 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,106 | $381,826 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 12,900 | $380,292 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,505 | $380,203 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,736 | $379,880 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 30,456 | $378,873 | dollars as filed | |
| VWO | 922042858 | SHS | 9,362 | $378,224 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 10,783 | $377,956 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,962 | $377,459 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,192 | $377,082 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 33,879 | $376,734 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,271 | $376,424 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 8,521 | $376,216 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 101,778 | $375,562 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 10,060 | $375,457 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 13,508 | $375,399 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,622 | $375,103 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,009 | $374,320 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 11,100 | $373,626 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,347 | $373,502 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,561 | $372,950 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 4,113 | $372,021 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 38,848 | $370,610 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,902 | $370,123 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,763 | $370,064 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,636 | $369,667 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 15,000 | $368,850 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,801 | $367,729 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,154 | $367,614 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,276 | $367,403 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,943 | $367,322 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,434 | $366,344 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 54,600 | $364,182 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,772 | $360,693 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $358,020 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 11,900 | $356,286 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 41,235 | $356,269 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 14,824 | $355,184 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 14,750 | $355,180 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,963 | $354,932 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,040 | $352,628 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,000 | $349,680 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 5,441 | $347,408 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 503 | $346,471 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 76,338 | $345,048 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 19,803 | $344,573 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,413 | $340,424 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,031 | $338,340 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,010 | $336,992 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,071 | $336,397 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,609 | $336,227 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,038 | $335,721 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,161 | $335,611 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,022 | $335,114 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,592 | $334,886 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,552 | $333,479 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,460 | $332,569 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,115 | $331,909 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,085 | $328,596 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,000 | $328,500 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 745 | $328,314 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 33,000 | $328,020 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 39,675 | $327,716 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,920 | $326,803 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,017 | $326,530 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,965 | $325,972 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,545 | $325,952 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 3,015 | $325,650 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,219 | $321,530 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,973 | $321,461 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,475 | $320,813 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 6,600 | $319,308 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,915 | $319,116 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 4,181 | $317,923 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 3,023 | $317,748 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 13,791 | $316,503 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,565 | $315,182 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,642 | $315,053 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,419 | $314,017 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,235 | $313,995 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 24,325 | $313,063 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,329 | $307,475 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 7,623 | $307,054 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,883 | $306,197 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,630 | $301,423 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,325 | $301,366 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,233 | $301,263 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,560 | $300,881 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 674 | $300,673 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,571 | $300,081 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,429 | $297,811 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,375 | $297,452 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,595 | $296,228 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,842 | $296,115 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 35,025 | $295,961 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 4,953 | $295,149 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,500 | $293,425 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,310 | $293,051 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,934 | $291,406 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,650 | $290,878 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $290,040 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 12,500 | $289,750 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,844 | $289,414 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,900 | $289,380 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 622 | $289,056 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,122 | $287,440 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 422 | $287,292 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,091 | $287,122 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,633 | $286,873 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,791 | $285,779 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,792 | $285,214 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,977 | $285,111 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,918 | $284,205 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,290 | $284,136 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 14,700 | $283,857 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,603 | $282,179 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,243 | $281,970 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,702 | $280,744 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 17,230 | $280,332 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,092 | $280,001 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,576 | $279,124 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,082 | $279,079 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 52,516 | $278,860 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,311 | $278,360 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,900 | $277,359 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,229 | $276,706 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,825 | $276,639 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,550 | $276,413 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,951 | $276,364 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,555 | $275,984 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 36,450 | $275,927 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 615 | $275,126 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,759 | $274,927 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,000 | $274,200 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 10,996 | $274,130 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,576 | $271,776 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,460 | $270,918 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,047 | $269,505 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,028 | $268,265 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,763 | $267,510 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 50,649 | $266,412 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,200 | $265,404 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,124 | $265,228 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,435 | $263,784 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,700 | $263,588 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 21,600 | $263,088 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,256 | $262,277 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 19,650 | $261,345 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,252 | $260,889 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 24,851 | $260,687 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,023 | $259,935 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,240 | $259,532 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,111 | $258,832 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 151 | $257,952 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,500 | $256,020 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,909 | $255,910 | dollars as filed | |
| ALICO INC | 016230104 | COM | 10,465 | $253,253 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,128 | $252,456 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,243 | $250,707 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 36,324 | $250,272 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 26,540 | $249,209 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,009 | $247,701 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,395 | $247,645 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,532 | $246,049 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,227 | $245,737 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,600 | $245,412 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 40,000 | $245,200 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,184 | $245,142 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 8,700 | $244,644 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,991 | $244,006 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,036 | $243,578 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 15,370 | $243,153 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 21,290 | $241,429 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,750 | $241,351 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,833 | $240,446 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,777 | $239,488 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,150 | $239,112 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,372 | $238,569 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,957 | $238,373 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 11,825 | $238,274 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,592 | $238,132 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 37,500 | $237,375 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,007 | $237,268 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,433 | $237,179 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,070 | $237,090 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 59,775 | $236,709 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,678 | $236,675 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 6,787 | $235,916 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,568 | $234,849 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 51,175 | $233,870 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,146 | $232,256 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 711 | $231,622 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 12,291 | $230,707 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 5,336 | $230,035 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 5,008 | $229,917 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,350 | $228,462 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,850 | $228,006 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,340 | $227,892 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 6,252 | $227,698 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,775 | $226,773 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 35,925 | $225,609 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,481 | $225,493 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,950 | $224,395 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,845 | $224,269 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,016 | $223,670 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,468 | $223,570 | dollars as filed | |
| LISTED FDS TR | 53656G209 | HORZN KINTCS BL | 10,700 | $223,386 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,006 | $222,366 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,732 | $222,094 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,905 | $221,479 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,297 | $221,274 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,600 | $221,100 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,280 | $220,070 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,454 | $219,147 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 12,092 | $219,107 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,799 | $217,113 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 819 | $216,069 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,710 | $215,518 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,688 | $215,471 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,524 | $214,912 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,413 | $214,691 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 7,589 | $212,630 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,090 | $212,469 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,398 | $212,431 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,123 | $212,010 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,017 | $211,592 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,516 | $210,631 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,000 | $210,400 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,886 | $210,083 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,000 | $209,680 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,438 | $209,477 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 28,850 | $208,586 | dollars as filed | |
| F N B CORP | 302520101 | COM | 17,927 | $207,949 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,631 | $207,806 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 9,000 | $207,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 32,525 | $206,859 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 21,983 | $206,640 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,173 | $205,873 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 9,098 | $204,068 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,617 | $203,802 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,225 | $200,840 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,600 | $199,584 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 12,000 | $198,720 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,000 | $197,280 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,536 | $195,926 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,267 | $195,417 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 8,500 | $193,035 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 11,025 | $192,827 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,274 | $190,500 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,370 | $186,187 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 15,881 | $185,326 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 1,792 | $182,300 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 64,150 | $180,903 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,223 | $178,261 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 21,790 | $177,371 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 17,150 | $177,160 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 66,350 | $176,491 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,250 | $176,250 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,500 | $176,095 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,738 | $173,614 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 1,543 | $172,677 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,325 | $169,806 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,225 | $169,448 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 49,600 | $166,656 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 18,750 | $166,125 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,583 | $165,169 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 14,122 | $159,155 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,315 | $158,848 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,204 | $157,789 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 35,679 | $156,988 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,160 | $153,874 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,886 | $150,445 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 110,000 | $149,600 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,000 | $149,370 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 13,023 | $148,202 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,173 | $147,050 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $145,125 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 66,350 | $141,326 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,218 | $140,247 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,500 | $138,595 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 31,000 | $131,130 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,078 | $129,159 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,350 | $127,459 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,000 | $127,200 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,005 | $122,606 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 22,500 | $120,825 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,300 | $120,304 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 1,065 | $119,482 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,190 | $116,251 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $114,950 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,000 | $114,950 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,047 | $114,446 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,450 | $111,293 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,750 | $102,228 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 12,725 | $98,364 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,427 | $93,931 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $90,400 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 13,799 | $88,314 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 39,640,000 | $85,702 | dollars as filed | call |
| NEW GOLD INC CDA | 644535106 | COM | 74,000 | $81,400 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 47,300 | $81,356 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,065 | $81,197 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,869 | $77,931 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,916 | $72,400 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $69,200 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,000 | $68,400 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,350 | $67,172 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,621 | $60,237 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 11,369 | $56,277 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 550 | $51,887 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 17,000 | $51,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 650 | $48,939 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $48,200 | dollars as filed | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 42,821 | $47,960 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,200 | $47,458 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 13,000 | $44,850 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 97,500 | $36,797 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 197 | $33,720 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 10,600 | $24,062 | dollars as filed | |
| NUCANA PLC | 67022C106 | ADR | 25,000 | $24,003 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,000 | $23,000 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 1,670,000 | $21,095 | dollars as filed | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,400 | $18,600 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 20,000 | $15,134 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 70 | $14,458 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 53 | $13,624 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 20,000 | $12,656 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 61 | $12,564 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 90,000 | $10,170 | dollars as filed | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,400 | $9,300 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 20,000 | $9,260 | dollars as filed | call |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 10,000 | $8,790 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $7,690 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $7,115 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 60,000 | $6,950 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 30,000 | $5,460 | dollars as filed | call |
| WAVEDANCER INC | 456696103 | COM | 17,988 | $5,208 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,000 | $4,650 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 20,000 | $4,640 | dollars as filed | call |
| FISERV INC | 337738108 | COM | 30,000 | $4,580 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 20,000 | $4,370 | dollars as filed | call |
| MASTEC INC COM | 576323109 | Stock | 20,000 | $4,320 | dollars as filed | call |
| Oracle Corporation | 68389X105 | COM | 30,000 | $4,305 | dollars as filed | call |
| FORTINET INC COM | 34959E109 | Stock | 30,000 | $4,050 | dollars as filed | call |
| VACCINEX INC | 918640103 | CMN | 10,000 | $3,995 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 100,000 | $3,900 | dollars as filed | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 40,000 | $3,720 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50,000 | $3,550 | dollars as filed | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,000 | $3,460 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,000 | $3,330 | dollars as filed | call |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $3,330 | dollars as filed | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 30,000 | $3,195 | dollars as filed | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 20,000 | $3,160 | dollars as filed | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 10,000 | $3,120 | dollars as filed | call |
| D R HORTON INC COM | 23331A109 | Stock | 20,000 | $2,920 | dollars as filed | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,000 | $2,800 | dollars as filed | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 50,000 | $2,750 | dollars as filed | call |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 100,000 | $2,500 | dollars as filed | call |
| WYNN RESORTS LTD | 983134107 | COM | 30,000 | $2,295 | dollars as filed | call |
| ONEOK INC NEW | 682680103 | COM | 30,000 | $2,280 | dollars as filed | call |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 30,000 | $2,235 | dollars as filed | call |
| ZOETIS INC CL A | 98978V103 | Stock | 10,000 | $2,120 | dollars as filed | call |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 50 | $1,931 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $1,610 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 150,000 | $1,110 | dollars as filed | call |
| INGREDION INC COM | 457187102 | Stock | 10,000 | $1,090 | dollars as filed | call |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 50,387 | $1,073 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002069 | this filing | 2023-05-05 | acceptance time not in the bulk data set |