13F-HR filed by Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-27, with 284 holding rows worth $1,382,230,856.
- Accession
- 0001085146-23-001915
- Filer
- CIK 1580830
- Filed
- 2023-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 284 entries on the cover page, a total value of $1,382,230,856 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,382,230,856 with VALUE read as dollars as filed, 13F file number 028-16098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 685,025 | $112,960,605 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 290,956 | $83,882,717 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 360,840 | $37,429,952 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 118,306 | $36,529,263 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 668,288 | $34,934,767 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 165,401 | $32,086,135 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 306,316 | $31,639,362 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 201,255 | $31,194,596 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 272,189 | $28,958,194 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 270,707 | $26,973,210 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 206,101 | $26,857,080 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 94,613 | $26,454,818 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 288,523 | $26,252,707 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 619,365 | $25,412,542 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 123,819 | $24,731,607 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 397,777 | $24,674,135 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 106,890 | $24,099,377 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 589,871 | $22,940,067 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 48,420 | $22,882,969 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 120,492 | $22,412,749 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 212,192 | $21,246,806 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 266,360 | $20,304,650 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 72,550 | $20,152,215 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 29,549 | $20,114,083 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 57,994 | $20,035,767 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 103,236 | $19,771,807 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 79,802 | $19,292,049 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 184,208 | $19,181,612 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 111,290 | $18,545,335 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 37,676 | $17,810,698 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 84,231 | $16,952,360 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 127,973 | $16,326,774 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 207,882 | $16,023,571 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 76,185 | $15,567,736 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 29,522 | $14,668,467 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 321,004 | $13,096,965 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 75,762 | $12,981,116 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 131,223 | $12,861,166 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 32,676 | $12,592,157 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 208,430 | $12,364,067 | dollars as filed | |
| FISERV INC | 337738108 | COM | 107,145 | $12,110,599 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 67,993 | $11,261,715 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 43,948 | $11,227,396 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 184,640 | $10,698,027 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 66,370 | $10,221,632 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 26,383 | $9,921,732 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 43,762 | $9,078,879 | dollars as filed | |
| SPY | 78462F103 | SHS | 21,606 | $8,845,358 | dollars as filed | |
| VTI | 922908769 | COM | 38,857 | $7,930,680 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 24,711 | $7,930,524 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 73,967 | $7,714,060 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 157,236 | $7,671,567 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 199,382 | $7,452,906 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 56,557 | $6,996,727 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 19,446 | $6,678,101 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 25,729 | $6,605,663 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,773 | $6,445,378 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 16,807 | $6,120,941 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 114,321 | $5,936,685 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 45,552 | $5,883,446 | dollars as filed | |
| SCHD | 808524797 | COM | 68,888 | $5,039,856 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 45,625 | $4,745,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 81,939 | $4,381,266 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 14,621 | $4,314,868 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 46,131 | $4,286,449 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 84,493 | $4,257,583 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 148,024 | $4,233,499 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,871 | $3,999,520 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,057 | $3,844,329 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 22,893 | $3,810,248 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 68,900 | $3,296,865 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 29,710 | $3,282,964 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,174 | $2,607,061 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 12,630 | $2,582,961 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 27,226 | $2,507,242 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,059 | $2,483,879 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 10,782 | $2,428,410 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,821 | $2,392,940 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 18,964 | $2,325,769 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,873 | $2,250,589 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 21,271 | $2,148,796 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 15,551 | $2,147,760 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 31,332 | $2,120,834 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 19,546 | $2,062,065 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 42,195 | $1,996,652 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,740 | $1,987,115 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,097 | $1,852,859 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 12,118 | $1,801,822 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,950 | $1,745,176 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26,507 | $1,738,362 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,587 | $1,600,320 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 11,083 | $1,521,253 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,063 | $1,483,851 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,674 | $1,415,323 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,390 | $1,267,828 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 19,171 | $1,213,886 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,387 | $1,191,654 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,490 | $1,156,467 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,817 | $1,138,356 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,365 | $1,127,970 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,709 | $1,094,646 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 19,739 | $1,077,767 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,384 | $1,076,681 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 23,199 | $1,035,131 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,561 | $1,001,747 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 16,494 | $999,866 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,572 | $992,485 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,065 | $985,624 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,766 | $954,108 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,111 | $953,074 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,335 | $936,720 | dollars as filed | |
| Linde plc | G54950103 | COM | 2,630 | $934,784 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 43,799 | $921,969 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,809 | $888,205 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,488 | $878,705 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,502 | $860,938 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,845 | $853,645 | dollars as filed | |
| Intel Corp | 458140100 | COM | 25,826 | $843,735 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 10,343 | $833,853 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,997 | $824,521 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 6,592 | $809,695 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,611 | $767,083 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,916 | $765,920 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,177 | $758,359 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,857 | $703,056 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,065 | $682,858 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,735 | $668,870 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 8,423 | $659,268 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,819 | $648,742 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 33,625 | $647,289 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,799 | $645,211 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,020 | $629,789 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 22,186 | $621,652 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 4,077 | $616,261 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,755 | $604,965 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 11,592 | $603,474 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,156 | $603,128 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 5,627 | $597,194 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 15,677 | $594,333 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 13,020 | $578,869 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,057 | $545,459 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,138 | $534,939 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2,568 | $513,035 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,843 | $503,774 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 43,998 | $492,783 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,715 | $489,581 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,478 | $486,807 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,683 | $485,663 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,954 | $483,889 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,923 | $469,847 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,827 | $466,943 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $465,600 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,049 | $464,811 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,759 | $462,801 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,767 | $462,629 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,120 | $449,528 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 5,049 | $443,530 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 17,790 | $440,658 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,707 | $437,845 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,774 | $431,880 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,296 | $423,902 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 4,643 | $419,959 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 933 | $414,918 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,314 | $408,924 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,436 | $403,933 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,585 | $401,401 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,158 | $401,075 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,604 | $396,485 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,825 | $387,014 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,934 | $386,135 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,498 | $383,845 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,943 | $383,198 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,915 | $382,832 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,123 | $373,532 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,830 | $372,950 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,978 | $369,466 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,020 | $361,879 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,900 | $359,369 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 621 | $358,192 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 3,780 | $358,071 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,401 | $347,090 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,775 | $342,415 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,300 | $333,035 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,472 | $330,847 | dollars as filed | |
| RADNET INC | 750491102 | COM | 13,065 | $327,017 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,836 | $326,291 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,901 | $325,850 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 6,613 | $324,698 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,595 | $320,377 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 25,300 | $318,775 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,057 | $317,663 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,479 | $317,146 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 443 | $311,292 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,885 | $310,887 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,850 | $302,816 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,038 | $296,671 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,417 | $296,293 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,098 | $296,169 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,236 | $295,253 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 638 | $294,480 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,194 | $294,184 | dollars as filed | |
| IJH | 464287507 | COM | 1,175 | $293,938 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,594 | $292,053 | dollars as filed | |
| MGC | 921910873 | COM | 2,039 | $291,862 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 7,900 | $291,668 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,983 | $290,906 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,788 | $287,085 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,900 | $280,401 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,411 | $280,266 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 13,796 | $273,989 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,203 | $272,533 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 11,245 | $269,880 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,594 | $268,505 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,756 | $265,017 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,669 | $263,159 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,605 | $261,874 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 14,298 | $258,802 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,218 | $253,539 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,148 | $250,959 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 18,076 | $250,179 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,706 | $246,381 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,020 | $243,112 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 485 | $242,539 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,579 | $242,503 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,262 | $240,224 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,970 | $239,306 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 180 | $237,251 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,277 | $236,430 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,627 | $235,655 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,674 | $233,675 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,406 | $232,653 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,096 | $232,352 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 3,455 | $229,619 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 1,300 | $227,149 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,814 | $226,989 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,241 | $226,592 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,011 | $223,557 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,927 | $222,699 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,593 | $221,491 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,630 | $219,007 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,500 | $217,580 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 463 | $215,165 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,291 | $212,502 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,555 | $211,401 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,479 | $209,900 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,835 | $209,612 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 879 | $206,925 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,000 | $206,340 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,873 | $205,300 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 4,531 | $205,164 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,771 | $204,583 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,320 | $203,908 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,045 | $202,918 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,050 | $163,229 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,355 | $158,049 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 11,000 | $148,500 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,320 | $147,319 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,000 | $135,540 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,500 | $106,590 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,605 | $106,255 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 17,500 | $99,050 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 50,899 | $96,708 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,141 | $75,231 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 23,416 | $70,482 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 163,120 | $67,695 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 35,000 | $66,150 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $62,200 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,905 | $57,578 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 102,582 | $49,824 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 50,082 | $46,967 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,549 | $46,416 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 45,000 | $37,605 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 30,000 | $28,830 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,298 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $15,559 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 15,000 | $15,527 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $14,722 | dollars as filed | principal |
| ALTERYX INC | 02156BAF0 | BOND | 15,000 | $12,706 | dollars as filed | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 15,000 | $9,870 | dollars as filed | |
| FISERV INC | 337738108 | COM | 400 | $9,428 | dollars as filed | call |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,962 | dollars as filed | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,000 | $7,603 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,200 | $1,410 | dollars as filed | put |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 10,000 | $989 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001915 | this filing | 2023-04-27 | acceptance time not in the bulk data set |