13F-HR filed by Breakwater Capital Group
Breakwater Capital Group filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-27, with 185 holding rows worth $238,322,603.
- Accession
- 0001085146-23-001896
- Filer
- CIK 1964309
- Filed
- 2023-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 185 entries on the cover page, a total value of $238,322,603 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,322,603 with VALUE read as dollars as filed, 13F file number 028-22792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 72,506 | $11,956,282 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 64,621 | $9,345,489 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 60,628 | $9,231,164 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 49,821 | $7,810,936 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,749 | $6,063,178 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 42,182 | $5,825,756 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 20,601 | $5,033,442 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 83,582 | $4,627,100 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,295 | $4,623,781 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 112,057 | $4,620,110 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 151,008 | $4,474,367 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 83,864 | $4,065,727 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 65,937 | $3,870,502 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 94,813 | $3,860,785 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,821 | $3,696,294 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 33,318 | $3,589,681 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 43,810 | $3,514,438 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 83,785 | $3,127,700 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 30,591 | $3,035,545 | dollars as filed | |
| IJH | 464287507 | COM | 12,008 | $3,003,921 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 32,737 | $2,986,924 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 38,514 | $2,841,563 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 123,317 | $2,810,394 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 28,429 | $2,749,084 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 20,924 | $2,595,936 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 13,854 | $2,548,859 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 71,207 | $2,359,088 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 47,261 | $2,350,762 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 44,483 | $2,253,509 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 82,933 | $2,243,338 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,847 | $2,198,321 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 48,512 | $2,137,439 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,286 | $2,103,590 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 89,953 | $2,102,804 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 9,198 | $2,071,666 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 91,246 | $2,033,873 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,325 | $2,009,520 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 76,040 | $1,921,531 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 17,793 | $1,837,839 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 101,800 | $1,815,094 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 39,414 | $1,813,029 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17,109 | $1,758,292 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 18,646 | $1,746,757 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 21,828 | $1,608,287 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,492 | $1,600,768 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,092 | $1,572,257 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 67,635 | $1,556,958 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 32,258 | $1,533,868 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 39,707 | $1,499,733 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,773 | $1,465,309 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 15,636 | $1,452,897 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 16,888 | $1,440,546 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 36,305 | $1,366,883 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,193 | $1,307,182 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 19,194 | $1,298,474 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 23,108 | $1,207,624 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,999 | $1,180,185 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 13,031 | $1,157,022 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 14,907 | $1,136,355 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 17,652 | $1,050,471 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 25,554 | $1,042,603 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 32,237 | $1,038,999 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,496 | $1,016,144 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 23,096 | $981,580 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,436 | $981,344 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 27,571 | $977,943 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 16,001 | $930,938 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 7,895 | $925,136 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,722 | $886,910 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,694 | $874,913 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22,083 | $860,846 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,495 | $856,833 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,211 | $846,344 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,029 | $837,734 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 14,631 | $821,677 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,699 | $802,930 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,860 | $763,617 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,070 | $748,533 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 25,878 | $740,111 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,733 | $738,035 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 11,011 | $736,085 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,559 | $711,693 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,709 | $671,772 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 30,487 | $662,178 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 8,683 | $659,040 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,292 | $654,297 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,235 | $627,558 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 11,664 | $624,141 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,260 | $623,051 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 16,213 | $614,635 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,901 | $610,088 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,716 | $601,667 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,311 | $585,231 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,209 | $583,834 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,146 | $573,516 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,450 | $569,078 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,682 | $566,927 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,724 | $560,597 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,174 | $554,985 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,696 | $544,940 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 44,465 | $535,803 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 8,397 | $520,194 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,864 | $517,763 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,458 | $514,170 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,791 | $508,450 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,249 | $507,060 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,983 | $499,354 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,879 | $491,986 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,705 | $488,050 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 6,546 | $486,433 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,242 | $476,268 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,295 | $475,587 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,884 | $469,945 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,114 | $451,099 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 12,033 | $449,794 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,818 | $449,105 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,781 | $448,883 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 17,575 | $438,848 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,051 | $434,812 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,050 | $434,477 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,033 | $428,800 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,473 | $427,619 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,790 | $414,020 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 10,328 | $413,740 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,206 | $407,483 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,640 | $398,666 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,688 | $394,374 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,660 | $392,217 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,557 | $385,420 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,124 | $383,127 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,165 | $382,415 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,901 | $382,025 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,459 | $378,644 | dollars as filed | |
| Intel Corp | 458140100 | COM | 11,331 | $370,184 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,831 | $358,575 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,072 | $345,043 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,951 | $344,514 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,841 | $343,917 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,092 | $339,934 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,532 | $338,615 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,867 | $333,073 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 6,722 | $331,596 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,813 | $328,479 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,210 | $325,138 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 26,619 | $311,708 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,811 | $300,018 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,720 | $294,705 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,500 | $290,640 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 6,090 | $285,560 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,615 | $283,782 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,203 | $275,295 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,386 | $269,462 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,268 | $266,537 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,027 | $262,429 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,592 | $262,259 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,091 | $260,618 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,948 | $256,950 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 3,148 | $256,688 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,955 | $254,092 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,041 | $254,016 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,108 | $253,104 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,174 | $252,578 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,548 | $252,572 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,445 | $247,581 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 12,678 | $244,042 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,629 | $238,046 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,406 | $237,466 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,732 | $236,553 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,176 | $230,953 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,971 | $225,936 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,496 | $224,420 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,595 | $224,331 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 324 | $220,550 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,322 | $218,963 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,789 | $218,546 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,245 | $214,940 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 371 | $213,833 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,028 | $213,269 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,111 | $209,432 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,948 | $208,571 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,313 | $201,651 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 10,783 | $197,976 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,288 | $134,687 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,295 | $104,366 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,460 | $59,067 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001896 | this filing | 2023-04-27 | acceptance time not in the bulk data set |