13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-21, with 605 holding rows worth $733,596,626.
- Accession
- 0001085146-23-001804
- Filer
- CIK 1728321
- Filed
- 2023-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 605 entries on the cover page, a total value of $733,596,626 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,596,626 with VALUE read as dollars as filed, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 6,720 | $213,360 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,630 | $212,136 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,028 | $211,526 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,665 | $211,404 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,204 | $210,887 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,950 | $210,093 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 11,184 | $209,584 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,785 | $208,719 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 18,189 | $206,263 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,134 | $205,205 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 6,850 | $205,095 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,953 | $204,963 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,732 | $204,343 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,437 | $203,609 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 23,310 | $203,263 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 7,000 | $202,580 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 5,268 | $202,080 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 7,120 | $201,840 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,904 | $200,183 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 15,359 | $193,984 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 24,035 | $190,834 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 23,400 | $184,626 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,480 | $184,080 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,147 | $183,784 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 18,970 | $182,494 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 34,150 | $180,312 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,586 | $174,563 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 14,047 | $170,253 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 23,443 | $167,617 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 37,167 | $165,021 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,306 | $164,236 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 22,600 | $163,850 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,075 | $160,033 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $157,800 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 42,880 | $156,940 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,508 | $155,828 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,500 | $151,810 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,515 | $150,963 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 13,425 | $150,494 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,591 | $148,274 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 39,800 | $142,882 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 26,120 | $138,958 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,534 | $137,890 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,000 | $136,500 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 10,840 | $132,031 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,000 | $131,340 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,951 | $131,222 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,298 | $127,562 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 14,422 | $117,396 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 21,101 | $113,312 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,750 | $112,690 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 10,821 | $109,510 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 35,000 | $108,150 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,194 | $106,454 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,401 | $105,130 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 11,254 | $103,537 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 15,661 | $101,797 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,306 | $99,106 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 20,567 | $96,663 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 13,799 | $92,039 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,843 | $90,999 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,482 | $89,789 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,202 | $82,792 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,491 | $81,126 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,381 | $78,947 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,938 | $78,126 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,889 | $72,694 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 15,300 | $69,921 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,389 | $65,070 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,622 | $64,660 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 13,000 | $63,830 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,000 | $59,930 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 10,773 | $56,664 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 17,275 | $47,679 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,873 | $47,500 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,300 | $47,071 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 11,384 | $44,739 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 11,600 | $42,688 | dollars as filed | |
| AXT INC | 00246W103 | COM | 10,000 | $39,800 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 254,022 | $33,556 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,992 | $31,779 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 24,086 | $28,903 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,274 | $28,523 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 11,351 | $16,572 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 10,725 | $12,441 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,000 | $7,325 | dollars as filed | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,900 | $6,120 | dollars as filed | put |
| 3M CO COM | 88579Y101 | Stock | 100 | $5,573 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 30,000 | $4,298 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 1,800 | $4,005 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 200 | $3,600 | dollars as filed | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,000 | $1,922 | dollars as filed | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 94,400 | $1,879 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 200 | $900 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $895 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 100 | $840 | dollars as filed | put |
| Procter & Gamble Co | 742718109 | COM | 100 | $720 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 600 | $630 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $487 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 300 | $360 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 100 | $235 | dollars as filed | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $95 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $32 | dollars as filed | call |
| SPY | 78462F103 | SHS | 100 | $6 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 0 | $0 | dollars as filed | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001804 | this filing | 2023-04-21 | acceptance time not in the bulk data set |