13F-HR filed by DFPG INVESTMENTS, LLC
DFPG INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-11, with 514 holding rows worth $931,132,833.
- Accession
- 0001085146-23-001603
- Filer
- CIK 1504665
- Filed
- 2023-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 514 entries on the cover page, a total value of $931,132,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $931,132,833 with VALUE read as dollars as filed, 13F file number 028-18973. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTOWNSQUARE CAPITAL LLC028-19141
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,343 | $153,387 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,474 | $148,815 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 13,068 | $131,201 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,801 | $109,961 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,170 | $90,007 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 22,283 | $68,409 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 69,000 | $66,516 | dollars as filed | principal |
| AUGMEDIX INC | 05105P107 | COM | 29,186 | $50,784 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 27,272 | $49,090 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 40,115 | $39,626 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 80,000 | $37,650 | dollars as filed | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,091 | $32,041 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,430 | $29,086 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 57,198 | $20,934 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001603 | this filing | 2023-04-11 | acceptance time not in the bulk data set |