13F-HR filed by OSTERWEIS CAPITAL MANAGEMENT INC
OSTERWEIS CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 233 holding rows worth $1,377,277,128.
- Accession
- 0001085146-23-001275
- Filer
- CIK 1007524
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 284 entries on the cover page, a total value of $1,377,277,128 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,377,277,128 with VALUE read as dollars as filed, 13F file number 028-04483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSTERWEIS CAPITAL MANAGEMENT LLC/CA028-06550
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 282,619 | $67,777,755 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 697,426 | $61,882,609 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 140,470 | $43,301,209 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 152,915 | $37,655,319 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 273,317 | $35,451,948 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 255,380 | $33,853,173 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 357,726 | $33,336,486 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 178,262 | $31,489,974 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 149,004 | $30,956,991 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 116,416 | $30,899,151 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 654,965 | $30,305,230 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 212,469 | $29,686,119 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 102,597 | $29,114,976 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 372,470 | $28,475,331 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 220,141 | $25,551,766 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 152,423 | $25,001,979 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 118,568 | $24,687,006 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 115,663 | $23,950,286 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 22,000,000 | $21,436,250 | dollars as filed | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 327,414 | $21,206,605 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 252,755 | $20,660,194 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 28,017,000 | $20,525,254 | dollars as filed | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 137,815 | $20,404,889 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 19,802,000 | $19,603,980 | dollars as filed | principal |
| Adobe Inc | 00724F101 | COM | 58,117 | $19,558,114 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 76,865 | $19,546,770 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 200,461 | $19,520,907 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 158,338 | $19,299,847 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 192,325 | $18,155,480 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 847,980 | $17,883,898 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 211,060 | $17,729,040 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 67,709 | $16,902,220 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 284,101 | $16,185,234 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 104,731 | $15,609,076 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 18,000,000 | $14,963,400 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 12,500,000 | $14,268,750 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,000,000 | $12,668,500 | dollars as filed | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 38,110 | $12,168,142 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 177,290 | $11,165,724 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 102,207 | $10,715,382 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 208,410 | $10,416,331 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 75,540 | $10,166,929 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,875,000 | $9,487,406 | dollars as filed | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,500,000 | $9,366,420 | dollars as filed | principal |
| KBR INC COM | 48242W106 | Stock | 170,695 | $9,012,696 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 72,898 | $8,933,650 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 10,600,000 | $8,776,800 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 9,490,000 | $8,612,175 | dollars as filed | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 348,962 | $8,416,967 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 50,540 | $8,386,102 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 9,700,000 | $8,375,950 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 7,000,000 | $8,356,250 | dollars as filed | principal |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 6,995,000 | $8,200,131 | dollars as filed | principal |
| SPS COMM INC COM | 78463M107 | Stock | 62,920 | $8,080,816 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 32,000 | $8,060,160 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 35,525 | $8,037,531 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000,000 | $7,859,937 | dollars as filed | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 389,595 | $7,694,501 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 8,000,000 | $7,588,000 | dollars as filed | principal |
| ONTO INNOVATION INC COM | 683344105 | Stock | 104,410 | $7,109,277 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 65,815 | $6,769,731 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 286,965 | $6,729,329 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 201,295 | $6,699,098 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 7,750,000 | $6,675,075 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 7,000,000 | $6,538,000 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,000,000 | $5,928,750 | dollars as filed | principal |
| LANTHEUS HLDGS INC | 516544103 | COM | 116,200 | $5,921,552 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 132,190 | $5,867,914 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 60,823 | $5,517,862 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 39,955 | $5,420,695 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 87,355 | $5,384,562 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 26,059 | $5,357,991 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 14,610 | $5,344,922 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 305,235 | $5,011,959 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 234,750 | $4,964,963 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 200,000 | $4,954,000 | dollars as filed | principal |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 131,525 | $4,861,164 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 16,068 | $4,730,259 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 67,430 | $4,695,151 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 38,310 | $4,650,834 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 107,395 | $4,546,030 | dollars as filed | |
| Apple Inc | 037833100 | COM | 34,649 | $4,501,925 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 320,450 | $4,431,824 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 96,120 | $4,320,594 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 62,485 | $4,305,841 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 50,960 | $4,015,648 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 18,060 | $3,374,872 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $3,280,977 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 72,705 | $3,215,015 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 141,540 | $3,108,218 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 114,030 | $3,101,616 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 57,750 | $3,056,130 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,611 | $3,053,728 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 19,977 | $3,027,715 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,117 | $3,022,580 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 17,855 | $2,515,591 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 34,685 | $2,353,724 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,102 | $2,193,808 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 115,135 | $2,095,457 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 2,500,000 | $1,709,500 | dollars as filed | principal |
| NATERA INC COM | 632307104 | Stock | 41,280 | $1,658,218 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 56,960 | $1,650,701 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 126,131 | $1,207,074 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,480 | $1,206,872 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,842 | $1,195,873 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,659 | $1,174,507 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,082 | $973,481 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,376 | $868,815 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,055 | $859,336 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,192 | $770,137 | dollars as filed | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,732 | $635,966 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,834 | $616,420 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,047 | $576,572 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 13,896 | $573,766 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,545 | $498,996 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,470 | $486,227 | dollars as filed | principal |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,055 | $451,209 | dollars as filed | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,421 | $425,709 | dollars as filed | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 900 | $410,850 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 697 | $369,535 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,055 | $368,852 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 54,761 | $351,566 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,230 | $345,774 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,200 | $317,878 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,770 | $274,784 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,667 | $266,114 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,422 | $256,899 | dollars as filed | |
| VTI | 922908769 | COM | 1,191 | $227,679 | dollars as filed | principal |
| Walt Disney Co | 254687106 | COM | 2,610 | $226,757 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,160 | $218,311 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,319 | $217,760 | dollars as filed | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,977 | $214,195 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,678 | $209,621 | dollars as filed | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,000 | $200,840 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,360 | $198,750 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,021 | $195,273 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,185 | $193,712 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 965 | $181,941 | dollars as filed | |
| SPY | 78462F103 | SHS | 451 | $172,476 | dollars as filed | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,690 | $170,555 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,766 | $147,638 | dollars as filed | |
| American Express Company | 025816109 | COM | 982 | $145,091 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 900 | $141,291 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,510 | $135,885 | dollars as filed | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 1,515 | $129,533 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $126,860 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 31,250 | $126,250 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,691 | $119,448 | dollars as filed | principal |
| AFLAC INC COM | 001055102 | Stock | 1,630 | $117,262 | dollars as filed | |
| MGC | 921910873 | COM | 826 | $109,362 | dollars as filed | principal |
| EQUIFAX INC COM | 294429105 | Stock | 560 | $108,842 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 377 | $99,015 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 480 | $97,171 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 443 | $94,935 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 679 | $80,122 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 1,517 | $77,731 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 1,000 | $77,560 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 419 | $72,617 | dollars as filed | principal |
| APTARGROUP INC COM | 038336103 | Stock | 660 | $72,587 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 1,842 | $72,575 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $72,273 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 6,099 | $67,211 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 907 | $60,452 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 250 | $57,938 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 1,309 | $57,085 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 150 | $56,268 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 445 | $52,069 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 11,615 | $51,919 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 590 | $50,162 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 103 | $50,108 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 324 | $48,487 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 600 | $47,760 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 988 | $47,068 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,415 | $45,577 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 168 | $44,735 | dollars as filed | principal |
| HCA Healthcare Inc | 40412C101 | COM | 185 | $44,393 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 456 | $43,803 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 333 | $43,720 | dollars as filed | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 286 | $43,592 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 121 | $42,075 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 75 | $41,935 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 647 | $40,755 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $36,470 | dollars as filed | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 130 | $36,400 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 395 | $34,796 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $34,207 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 138 | $33,436 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 290 | $32,692 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 509 | $32,377 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 651 | $32,192 | dollars as filed | principal |
| Waste Management, Inc. | 94106L109 | COM | 200 | $31,376 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 100 | $29,488 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 700 | $28,875 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 823 | $28,780 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 848 | $27,882 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 77 | $25,790 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 93 | $24,508 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 52 | $24,189 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 350 | $23,944 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,800 | $22,770 | dollars as filed | principal |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 5,000 | $21,250 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,100 | $20,581 | dollars as filed | principal |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 250 | $19,578 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20 | $16,881 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 92 | $16,393 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400 | $13,680 | dollars as filed | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,500 | $13,515 | dollars as filed | principal |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 750 | $13,448 | dollars as filed | principal |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $13,259 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 210 | $12,787 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 455 | $12,708 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 116 | $12,651 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 41 | $12,396 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 111 | $12,011 | dollars as filed | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 158 | $11,769 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $10,860 | dollars as filed | principal |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 206 | $9,832 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 27 | $8,928 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 771 | $8,697 | dollars as filed | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 45 | $7,698 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 25 | $6,040 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 238 | $5,886 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 129 | $5,319 | dollars as filed | principal |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 300 | $3,561 | dollars as filed | principal |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 300 | $3,252 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 175 | $3,225 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 45 | $3,048 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,000 | $2,770 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,100 | $2,541 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 450 | $1,566 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $1,402 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 56 | $356 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 41 | $310 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001275 | this filing | 2023-02-14 | acceptance time not in the bulk data set |