13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 2,109 holding rows worth $10,790,010,437.
- Accession
- 0001085146-23-001271
- Filer
- CIK 1666741
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 2,109 entries on the cover page, a total value of $10,790,010,437 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,790,010,437 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,922 | $90,580 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 10,093 | $90,332 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,210 | $90,321 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,755 | $88,750 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,144 | $87,222 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 20,408 | $86,936 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,853 | $86,320 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,438 | $85,902 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 25,450 | $84,240 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 18,560 | $82,963 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 18,734 | $82,242 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,333 | $82,238 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,387 | $81,574 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,975 | $81,430 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,094 | $80,554 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,976 | $80,236 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,156 | $74,156 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 13,317 | $72,844 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 16,757 | $72,390 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 14,774 | $70,453 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 25,124 | $70,347 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,723 | $69,825 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,247 | $68,719 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,684 | $68,235 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,000 | $68,200 | dollars as filed | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,567 | $68,012 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 68,000 | $65,985 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 40,000 | $63,200 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,936 | $60,372 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 35,623 | $60,203 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 29,933 | $52,981 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 22,492 | $52,631 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,815 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,000 | $47,900 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 44,265 | $46,921 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,986 | $44,023 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 194,630 | $43,111 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 15,676 | $43,109 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,500 | $40,950 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,995 | $40,839 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,100 | $40,827 | dollars as filed | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,300 | $40,698 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,400 | $40,473 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 17,547 | $40,358 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $38,729 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,615 | $38,713 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,061 | $38,231 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 14,843 | $37,701 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 24,585 | $37,615 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,506 | $33,591 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 20,000 | $32,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,749 | $31,153 | dollars as filed | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 176,500 | $30,888 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 14,386 | $29,060 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 26,943 | $28,290 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 75,000 | $27,900 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $27,600 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $26,832 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,624 | $23,481 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,110 | $21,388 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 85,000 | $21,004 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 13,705 | $20,009 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 17,600 | $19,888 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $19,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 14,970 | $17,814 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $17,629 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,500 | $16,050 | dollars as filed | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 23,500 | $15,393 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,317 | $14,967 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 14,500 | $14,790 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 47,400 | $13,556 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,376 | $11,886 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 15,414 | $11,715 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,600 | $11,700 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $11,700 | dollars as filed | put |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 11,000 | $10,787 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,606 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $9,800 | dollars as filed | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 31,000 | $9,610 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 10,000 | $9,250 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 29,732 | $8,929 | dollars as filed | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 16,500 | $8,894 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,000 | $7,754 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 132,400 | $7,600 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,000 | $6,160 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,100 | $5,360 | dollars as filed | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $5,300 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 29,795 | $5,065 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $4,965 | dollars as filed | put |
| PAVMED INC | 70387R106 | COM | 10,250 | $4,920 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 600 | $4,260 | dollars as filed | put |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 16,148 | $3,811 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,600 | $3,032 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 400 | $2,560 | dollars as filed | put |
| V F CORP COM | 918204108 | Stock | 500 | $2,550 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $2,147 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 600 | $1,530 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $1,375 | dollars as filed | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $1,200 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 18,557 | $1,021 | dollars as filed | |
| Apple Inc | 037833100 | COM | 100 | $835 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 300 | $780 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $690 | dollars as filed | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $205 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 2,500 | $40 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 100 | $36 | dollars as filed | put |
| BRUNSWICK CORP | 117043109 | COM | 300 | $30 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $14 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $10 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001271 | this filing | 2023-02-14 | acceptance time not in the bulk data set |