13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 1,603 holding rows worth $5,515,939,265.
- Accession
- 0001085146-23-001270
- Filer
- CIK 1534400
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,603 entries on the cover page, a total value of $5,515,939,265 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,515,939,265 with VALUE read as dollars as filed, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,453 | $119,915 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,203 | $119,316 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 18,548 | $117,965 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 38,287 | $117,158 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,662 | $117,019 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,750 | $113,918 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,690 | $112,054 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 116,000 | $111,708 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,205 | $110,944 | dollars as filed | |
| STEM INC | 85859N102 | COM | 12,392 | $110,784 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,151 | $110,696 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,261 | $110,469 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 122,000 | $109,877 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 29,972 | $108,799 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 98,000 | $105,307 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 10,945 | $105,072 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,941 | $104,094 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 97,000 | $102,881 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 115,000 | $102,419 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 24,480 | $101,592 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 48,757 | $100,439 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 17,179 | $97,405 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 18,150 | $94,380 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,071 | $88,013 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 93,260 | $85,846 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 48,702 | $84,254 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 102,000 | $84,150 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 18,315 | $82,784 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 28,604 | $76,945 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $76,415 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,272 | $70,569 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 41,398 | $69,963 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 70,000 | $69,741 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 13,300 | $63,840 | dollars as filed | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,139 | $63,572 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,120 | $59,251 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 25,391 | $59,161 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,595 | $58,273 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,600 | $57,934 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 61,000 | $55,663 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 31,700 | $55,475 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 21,252 | $53,980 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 65,000 | $53,260 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,300 | $52,080 | dollars as filed | put |
| BIOVENTUS INC | 09075A108 | COM CL A | 19,636 | $51,250 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,261 | $50,920 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 86,827 | $50,360 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,200 | $48,540 | dollars as filed | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,000 | $41,600 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 57,000 | $41,558 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 43,050 | $41,367 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,955 | $40,578 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 12,121 | $39,887 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 46,700 | $39,228 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 21,795 | $37,923 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 40,000 | $37,180 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,606 | $36,273 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,508 | $35,941 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 69,425 | $35,164 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,901 | $34,012 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 34,000 | $33,218 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 33,346 | $33,013 | dollars as filed | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 63,912 | $31,668 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 28,601 | $29,459 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 20,156 | $28,622 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 2,600 | $26,780 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 28,000 | $26,670 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 11,194 | $26,642 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 27,400 | $25,345 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 29,000 | $24,459 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $24,016 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 21,000 | $22,431 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,500 | $20,825 | dollars as filed | put |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $20,321 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 13,233 | $20,246 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,027 | $18,633 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 14,600 | $18,250 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 15,000 | $14,878 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,500 | $13,860 | dollars as filed | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 13,961 | $12,984 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $12,961 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 15,361 | $11,980 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,300 | $11,639 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 12,000 | $11,340 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 17,051 | $11,081 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,685 | $10,861 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 12,000 | $10,290 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,787 | $9,952 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $9,825 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $9,556 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,256 | $8,574 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,000 | $7,695 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,600 | $7,332 | dollars as filed | put |
| IRONNET INC | 46323Q105 | COM | 21,250 | $4,888 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 20,524 | $4,844 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 3,200 | $3,648 | dollars as filed | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,389 | $2,688 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,000 | $2,000 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 10,299 | $1,751 | dollars as filed | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 10,000 | $1,160 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,000 | $1,020 | dollars as filed | call |
| SPY | 78462F103 | SHS | 500 | $665 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 500 | $185 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001270 | this filing | 2023-02-14 | acceptance time not in the bulk data set |