13F-HR filed by Cresset Asset Management, LLC
Cresset Asset Management, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 735 holding rows worth $7,900,490,039.
- Accession
- 0001085146-23-001256
- Filer
- CIK 1761013
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 735 entries on the cover page, a total value of $7,900,490,039 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,900,490,039 with VALUE read as dollars as filed, 13F file number 028-19305. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKLPD Ventures, LLC028-15664
- included managerWingate Andrew D.028-15665
- included managerFalk Lucinda028-15663
- included managerKLP Enterprises, LLC028-15666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,671 | $349,536 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,312 | $349,190 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,095 | $347,993 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,357 | $346,200 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,254 | $345,923 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,273 | $339,721 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 6,342 | $338,746 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 6,103 | $338,229 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 4,689 | $337,986 | dollars as filed | |
| FISERV INC | 337738108 | COM | 5,200 | $334,920 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 22,446 | $334,135 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,469 | $333,008 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 7,524 | $331,583 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,645 | $329,123 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 10,216 | $325,345 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,533 | $325,008 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 30,486 | $324,131 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 13,240 | $323,652 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,914 | $322,363 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,838 | $321,705 | dollars as filed | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,603 | $319,550 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,619 | $318,971 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 12,668 | $317,713 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 198,650 | $315,854 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 30,554 | $313,484 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,023 | $313,331 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 89,835 | $312,625 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,280 | $309,018 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 6,665 | $301,324 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,017 | $301,060 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 14,207 | $297,698 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 9,942 | $295,775 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,297 | $295,430 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 3,869 | $293,614 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,562 | $292,820 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,901 | $292,047 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,766 | $289,171 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,136 | $288,852 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,709 | $287,288 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,437 | $286,888 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 14,645 | $282,393 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,619 | $281,902 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,934 | $281,133 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,171 | $280,460 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,295 | $279,532 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 154,230 | $279,156 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 8,135 | $278,054 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 4,261 | $276,449 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 1,967 | $275,812 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,083 | $274,905 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,345 | $274,440 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 8,108 | $274,427 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 15,207 | $274,182 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,441 | $273,743 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,111 | $273,665 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 2,306 | $273,272 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,284 | $272,522 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,917 | $270,889 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,802 | $269,929 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,508 | $269,374 | dollars as filed | |
| LARGO INC | 517097101 | COM | 50,000 | $269,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 6,500 | $268,941 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 45,881 | $267,752 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,997 | $266,887 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,247 | $266,556 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,257 | $264,764 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,508 | $264,220 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 5,597 | $262,723 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,758 | $260,676 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,741 | $259,638 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 3,041 | $259,397 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,091 | $257,507 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,517 | $256,998 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,567 | $255,415 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,134 | $254,517 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 14,635 | $254,493 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,489 | $253,783 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 14,695 | $252,538 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,303 | $251,556 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 2,405 | $251,536 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,500 | $250,845 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,888 | $250,840 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 5,504 | $250,270 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,764 | $250,177 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,188 | $249,960 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,738 | $249,398 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 14,728 | $249,346 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,180 | $247,859 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,475 | $246,584 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,997 | $245,196 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 127,150 | $244,128 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 257 | $242,933 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 9,286 | $242,505 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 41,590 | $242,484 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 33,547 | $242,210 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 481 | $241,837 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 40,557 | $241,720 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 3,830 | $241,001 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,396 | $240,243 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,507 | $238,614 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 3,958 | $237,717 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 66,620 | $237,510 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 6,044 | $237,271 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,117 | $236,281 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 4,075 | $236,060 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,020 | $235,890 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 3,164 | $235,683 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,532 | $233,566 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,806 | $230,786 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,622 | $227,834 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,565 | $227,023 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,531 | $223,933 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,236 | $221,954 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 2,683 | $221,536 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,631 | $221,492 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 438 | $217,682 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 19,721 | $217,326 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 28,010 | $217,044 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,516 | $214,756 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 9,858 | $214,511 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,652 | $211,793 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,714 | $211,289 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,604 | $211,202 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 7,418 | $211,043 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,250 | $210,757 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,180 | $210,266 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,065 | $206,877 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,606 | $206,855 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,350 | $206,494 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,361 | $206,193 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 4,600 | $205,988 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 7,501 | $205,747 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 942 | $204,672 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 9,140 | $203,274 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,418 | $202,945 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 20,400 | $202,776 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,252 | $200,313 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 31,000 | $198,090 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 24,305 | $198,084 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,603 | $196,802 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 11,483 | $196,135 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 10,579 | $196,029 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 24,650 | $195,985 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,691 | $188,700 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,731 | $180,913 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,191 | $179,650 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,311 | $177,790 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,000 | $175,100 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 10,115 | $173,573 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 65,803 | $170,430 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 26,577 | $170,359 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,287 | $165,871 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,354 | $161,590 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,252 | $159,250 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,665 | $156,691 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 19,255 | $152,885 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,157 | $151,233 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 22,706 | $150,581 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 37,500 | $144,375 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 14,220 | $139,638 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 50,513 | $136,385 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 11,500 | $136,160 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 18,543 | $123,049 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 25,000 | $113,500 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,481 | $112,943 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 12,884 | $112,175 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 14,682 | $111,873 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,488 | $111,546 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,548 | $109,712 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 130,830 | $101,171 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,700 | $99,082 | dollars as filed | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 10,000 | $92,200 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 12,903 | $89,698 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,637 | $86,797 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,284 | $75,558 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 11,537 | $75,049 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,033 | $73,843 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 258,620 | $70,348 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,969 | $69,008 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 19,635 | $66,918 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 62,900 | $63,535 | dollars as filed | |
| TORO CO | 891092108 | COM | 10,548 | $63,101 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,750 | $55,687 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 32,927 | $55,647 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 28,690 | $50,208 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 78,662 | $47,760 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 40,914 | $47,460 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 12,578 | $47,419 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,958 | $42,517 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 74,417 | $36,293 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 15,915 | $34,231 | dollars as filed | |
| HCW BIOLOGICS INC | 40423R105 | COM | 17,564 | $33,632 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 605,106 | $33,315 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SES AI CORPORATION | 78397Q109 | CL A COM | 10,450 | $32,918 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 25,000 | $31,750 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 19,000 | $31,540 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 15,359 | $31,157 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 17,278 | $24,446 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 65,961 | $24,351 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 12,886 | $22,937 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,344 | $22,173 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 20,032 | $16,786 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 12,500 | $11,959 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 432,233 | $11,796 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,364 | $9,684 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 16,000 | $8,514 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,079 | $7,741 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,827 | $7,357 | dollars as filed | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,778 | $6,800 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,982 | $4,895 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 65,290 | $3,919 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 51,458 | $3,099 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,120 | $2,571 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 54,541 | $1,858 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 39,970 | $1,710 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 11,323 | $1,468 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 79,114 | $1,238 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 113,540 | $1,207 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 19,264 | $757 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 96,426 | $721 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 35,865 | $667 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,709 | $445 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 14,140 | $392 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 15,009 | $288 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,943 | $263 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,000 | $188 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,100 | $159 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 22,104 | $142 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,400 | $133 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CELCUITY INC | 15102K100 | COM | 13,223 | $133 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,200 | $130 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 100,000 | $120 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,400 | $75 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 11,573 | $38 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LUMIRADX LTD | g5709l117 | WT | 27,000 | $3 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001256 | this filing | 2023-02-14 | acceptance time not in the bulk data set |