13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 150 holding rows worth $1,192,655,976.
- Accession
- 0001085146-23-001138
- Filer
- CIK 1578299
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 150 entries on the cover page, a total value of $1,192,655,976 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,192,655,976 with VALUE read as dollars as filed, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 39,735,000 | $79,569,338 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 31,881,000 | $58,342,230 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 41,100,000 | $51,319,546 | dollars as filed | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 16,182,000 | $45,156,195 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 25,300,000 | $40,097,464 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 23,100,000 | $36,613,500 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 14,415,000 | $34,625,839 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 34,655,000 | $33,247,660 | dollars as filed | principal |
| GUESS INC COM | 401617105 | Stock | 1,588,500 | $32,858,123 | dollars as filed | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 800,000 | $31,208,000 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 28,364,000 | $30,207,660 | dollars as filed | principal |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 250,000 | $25,200,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,896,100 | $25,094,706 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 200,000 | $24,552,000 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 16,825,000 | $24,132,434 | dollars as filed | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 20,000,000 | $23,900,000 | dollars as filed | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 950,000 | $23,275,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 315,000 | $22,127,175 | dollars as filed | put |
| PARSONS CORP DEL | 70202LAB8 | BOND | 18,000,000 | $20,601,000 | dollars as filed | principal |
| WAYFAIR INC | 94419L101 | CL A | 620,000 | $20,394,900 | dollars as filed | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 160,000 | $18,208,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 15,250,000 | $17,995,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 16,500,000 | $17,472,015 | dollars as filed | principal |
| TEGNA INC COM | 87901J105 | Stock | 750,000 | $15,892,500 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 200,000 | $15,834,000 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 200,000 | $15,310,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 17,125,000 | $14,534,844 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,745,000 | $14,055,975 | dollars as filed | put |
| STORE CAP CORP | 862121100 | COM | 400,000 | $12,824,000 | dollars as filed | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 1,237,500 | $12,622,500 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 8,265,000 | $12,604,125 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 13,750,000 | $12,561,038 | dollars as filed | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 210,000 | $12,547,500 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,169,918 | $11,816,172 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 8,918,000 | $11,403,892 | dollars as filed | principal |
| Booking Holdings Inc. | 09857L108 | COM | 5,500 | $11,087,450 | dollars as filed | put |
| GEO GROUP INC NEW | 36162J106 | COM | 1,000,000 | $10,945,000 | dollars as filed | put |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 7,000,000 | $10,657,500 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300,000 | $10,102,500 | dollars as filed | put |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,000,000 | $10,020,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 9,750,000 | $10,017,540 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551100 | COM | 375,000 | $9,909,375 | dollars as filed | put |
| PG&E CORP | 69331C140 | CONV | 63,000 | $9,072,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 15,105,000 | $8,779,781 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 244,990 | $8,248,813 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 9,503,000 | $8,172,580 | dollars as filed | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 125,000 | $8,123,750 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 3,851 | $7,760,843 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,250,000 | $7,721,250 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 21,275,000 | $6,914,375 | dollars as filed | principal |
| FORGEROCK INC | 34631B101 | CL A | 300,000 | $6,831,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 6,750,000 | $6,170,040 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,250,000 | $6,089,875 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 81,790 | $5,745,748 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 350,000 | $5,129,250 | dollars as filed | put |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 500,000 | $5,040,000 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 52,500 | $4,853,888 | dollars as filed | put |
| AMYRIS INC | 03236M200 | COM NEW | 3,064,900 | $4,673,972 | dollars as filed | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 12,900 | $4,159,089 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 102,500 | $4,117,938 | dollars as filed | put |
| ATLAS CORP | Y0436Q109 | COM | 250,000 | $3,835,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000,000 | $3,730,000 | dollars as filed | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 333,889 | $3,636,051 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 70,000 | $3,621,800 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 340,000 | $3,566,600 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 228,300 | $3,503,263 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 50,000 | $3,486,750 | dollars as filed | put |
| UMPQUA HOLDINGS | 904214103 | COM | 185,580 | $3,312,603 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 150,000 | $3,111,000 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 50,000 | $3,084,750 | dollars as filed | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,934 | $3,082,819 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 100,000 | $2,899,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 40,700 | $2,809,928 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,250,000 | $2,786,875 | dollars as filed | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,000 | $2,383,450 | dollars as filed | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 50,000 | $2,281,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 20,000 | $2,179,000 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 80,000 | $1,978,000 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 100,000 | $1,948,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 317,900 | $1,856,536 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $1,826,475 | dollars as filed | put |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 100,000 | $1,763,500 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 16,730 | $1,731,388 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 27,500 | $1,719,987 | dollars as filed | put |
| BLACKLINE, INC. | 09239B109 | COM | 25,000 | $1,682,250 | dollars as filed | put |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 100,000 | $1,671,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 14,800 | $1,612,460 | dollars as filed | call |
| UNDER ARMOUR INC | 904311107 | CL A | 150,000 | $1,524,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 122,500 | $1,508,588 | dollars as filed | put |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 60,245 | $1,492,871 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 25,000 | $1,401,250 | dollars as filed | put |
| MIDDLEBYCORP | 596278101 | STOK | 10,000 | $1,339,450 | dollars as filed | put |
| OAK STR HEALTH INC | 67181A107 | COM | 70,000 | $1,295,750 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 52,010 | $1,286,207 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 6,276,000 | $1,229,782 | dollars as filed | put |
| BILL HOLDINGS INC | 090043100 | COM | 10,495 | $1,143,535 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $1,034,500 | dollars as filed | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 20,000 | $959,300 | dollars as filed | put |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 93,250 | $950,684 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 69,938 | $712,668 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 69,938 | $711,269 | dollars as filed | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 69,918 | $701,977 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 69,938 | $700,779 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 69,918 | $695,684 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 69,938 | $693,596 | dollars as filed | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 67,500 | $681,750 | dollars as filed | |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 67,500 | $681,075 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 65,275 | $668,090 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 25,000 | $618,125 | dollars as filed | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 3,050,300 | $597,707 | dollars as filed | call |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 46,625 | $480,238 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J119 | CLASS A ORD SHS | 46,625 | $480,238 | dollars as filed | |
| KIMBELL TIGER ACQUISITION CO | 49436K106 | COM CL A | 46,625 | $480,238 | dollars as filed | |
| INTELLIGENT MEDI ACQSITN COR | 45828D106 | CLASS A COM | 46,625 | $479,305 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 46,625 | $476,974 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 46,875 | $473,906 | dollars as filed | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 46,610 | $472,159 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 46,610 | $471,227 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 46,605 | $470,710 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 46,610 | $470,295 | dollars as filed | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 46,610 | $470,295 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 46,625 | $469,514 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 46,625 | $467,649 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 46,610 | $465,867 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 46,625 | $461,588 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 46,875 | $457,031 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 44,750 | $449,066 | dollars as filed | |
| SOUND POINT ACQUISITION CORP | G8274F101 | CLASS A ORD SHS | 37,300 | $384,563 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 37,300 | $381,206 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 33,750 | $340,538 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,000 | $291,750 | dollars as filed | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 1,000,000 | $265,000 | dollars as filed | principal |
| SEAPORT GLOBAL ACQUISITION I | 81221H105 | COM | 23,312 | $237,549 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 25,000 | $223,625 | dollars as filed | call |
| XCF Global Inc | 22677T110 | Warrant | 990,000 | $108,900 | dollars as filed | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $52,900 | dollars as filed | |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 618,750 | $44,055 | dollars as filed | call |
| KIMBELL TIGER ACQUISITION CO | 49436K114 | *W EXP 09/15/202 | 23,312 | $25,769 | dollars as filed | call |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 366,666 | $11,000 | dollars as filed | call |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 124,600 | $6,778 | dollars as filed | call |
| AHREN ACQUISITION CORP | G01322125 | WARR | 32,638 | $2,611 | dollars as filed | call |
| SOUND POINT ACQUISITION CORP | G8274F119 | *W EXP 02/25/202 | 18,650 | $1,865 | dollars as filed | call |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 23,312 | $1,863 | dollars as filed | call |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 18,650 | $1,248 | dollars as filed | call |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 23,312 | $702 | dollars as filed | call |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 18,650 | $560 | dollars as filed | call |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 23,312 | $466 | dollars as filed | call |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 23,312 | $352 | dollars as filed | call |
| INTELLIGENT MEDI ACQSITN COR | 45828D114 | WARR | 23,312 | $249 | dollars as filed | call |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 11,654 | $117 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001138 | this filing | 2023-02-13 | acceptance time not in the bulk data set |