13F-HR filed by Pekin Hardy Strauss, Inc.
Pekin Hardy Strauss, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 314 holding rows worth $726,875,982.
- Accession
- 0001085146-23-001137
- Filer
- CIK 1020317
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 314 entries on the cover page, a total value of $726,875,982 stated on the cover page (in dollars after the unit check, H1), rows summing to $726,875,982 with VALUE read as dollars as filed, 13F file number 028-05740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 161,000 | $61,571,230 | dollars as filed | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,132,319 | $58,265,698 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 126,000 | $33,551,280 | dollars as filed | put |
| Berkshire Hathaway Inc | 084670702 | COM | 53,128 | $16,411,239 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 113,521 | $12,521,418 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 260,815 | $11,441,972 | dollars as filed | |
| Apple Inc | 037833100 | COM | 82,222 | $10,683,061 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 465,250 | $10,547,217 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 306,997 | $9,741,015 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 837,194 | $9,694,707 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 154,790 | $9,521,136 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 479,272 | $8,593,341 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 485,362 | $8,586,054 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 99,527 | $8,479,707 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 105,933 | $8,080,569 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 69,115 | $7,668,342 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 86,322 | $7,616,190 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 226,865 | $7,343,620 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 240,612 | $6,895,939 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 62,076 | $6,771,250 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 313,789 | $6,630,352 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,618 | $6,623,421 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 126,044 | $6,561,851 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 275,118 | $6,545,057 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 130,849 | $6,539,833 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 71,210 | $6,318,463 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 270,983 | $6,126,917 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 37,381 | $6,041,067 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 44,388 | $6,018,958 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 33,364 | $5,988,416 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 166,576 | $5,801,842 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 31,720 | $5,730,500 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 206,569 | $5,703,370 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 177,489 | $5,587,354 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 31,177 | $5,507,502 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 93,428 | $5,448,721 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 103,094 | $5,378,414 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 40,189 | $5,205,279 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 59,343 | $5,190,732 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 178,392 | $4,989,616 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 106,640 | $4,981,161 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 57,805 | $4,799,549 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 66,230 | $4,765,248 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 1,669,748 | $4,758,782 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 315,519 | $4,694,923 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 107,893 | $4,664,196 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 60,790 | $4,353,172 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 80,340 | $4,176,897 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 104,353 | $4,111,499 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 486,928 | $4,012,287 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 337,571 | $4,006,962 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 43,731 | $3,967,238 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 25,470 | $3,819,443 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 72,396 | $3,709,571 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 105,661 | $3,654,814 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 95,712 | $3,619,823 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 24,138 | $3,422,507 | dollars as filed | |
| KRANESHARES CALIFORNIA CARBON ALLOWANCE ETF | 500767553 | ETF | 144,534 | $3,357,467 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 138,188 | $3,333,095 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 27,300 | $3,245,424 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 68,929 | $3,150,739 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 35,741 | $3,081,232 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 38,433 | $2,942,046 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 28,928 | $2,927,846 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 37,607 | $2,743,898 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 19,763 | $2,697,241 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 55,636 | $2,626,028 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 41,010 | $2,583,220 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 67,172 | $2,557,238 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 194,938 | $2,481,561 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22,901 | $2,478,097 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 63,130 | $2,398,940 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 43,413 | $2,320,872 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 27,688 | $2,270,693 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 44,899 | $2,131,356 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 382,535 | $2,126,895 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,534 | $2,107,766 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 79,220 | $2,092,992 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 67,325 | $2,086,402 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,250,000 | $2,074,500 | dollars as filed | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 20,481 | $2,066,943 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 7,782 | $2,050,699 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 6,737 | $2,022,043 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 21,415 | $1,995,664 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 40,255 | $1,990,610 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 12,657 | $1,986,516 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 22,915 | $1,924,860 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 102,044 | $1,911,284 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 100,786 | $1,855,470 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 119,479 | $1,835,197 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,039 | $1,828,127 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 129,450 | $1,800,649 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 178,195 | $1,800,626 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,259 | $1,778,015 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 249,717 | $1,745,522 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 167,502 | $1,733,646 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 2,000,000 | $1,715,000 | dollars as filed | principal |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 30,422 | $1,712,150 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 99,060 | $1,701,857 | dollars as filed | |
| VWO | 922042858 | SHS | 43,480 | $1,694,850 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 8,145 | $1,692,205 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 15,405 | $1,691,315 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 54,355 | $1,641,521 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 16,282 | $1,624,455 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 25,515 | $1,623,001 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 31,870 | $1,587,445 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 70,145 | $1,570,547 | dollars as filed | |
| VTI | 922908769 | COM | 8,070 | $1,542,903 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 87,070 | $1,521,113 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 35,562 | $1,468,355 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 30,005 | $1,463,944 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 12,325 | $1,454,350 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 571,855 | $1,429,637 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 31,341 | $1,426,642 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 19,146 | $1,420,442 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 11,221 | $1,407,849 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 63,245 | $1,399,928 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,171 | $1,387,635 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,944 | $1,377,577 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 34,130 | $1,364,517 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 53,920 | $1,324,814 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 46,414 | $1,307,482 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 21,660 | $1,277,916 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 68,360 | $1,262,609 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10,556 | $1,235,158 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,528 | $1,205,824 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 111,375 | $1,142,707 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 5,360 | $1,109,895 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 7,322 | $1,109,722 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 25,432 | $1,105,529 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 952 | $1,104,320 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,457 | $1,100,559 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 108,397 | $1,096,978 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 13,225 | $1,090,666 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 15,125 | $1,075,387 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 85,500 | $1,063,620 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 26,925 | $1,060,037 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 4,738 | $1,045,303 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 50,880 | $1,033,882 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 46,865 | $1,031,967 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 69,750 | $1,026,720 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,682 | $1,025,648 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 45,507 | $1,018,902 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,454 | $1,017,350 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 11,942 | $1,015,309 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 13,555 | $1,012,152 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,593 | $1,006,723 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 35,530 | $1,005,499 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 6,298 | $988,030 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 21,581 | $981,291 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 17,282 | $976,087 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17,490 | $971,220 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 91,376 | $964,016 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,350 | $955,537 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 38,913 | $942,862 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 88,075 | $938,879 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 40,955 | $937,460 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,826 | $913,878 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,618 | $913,229 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,885 | $911,200 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,160 | $908,318 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 9,105 | $903,172 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,395 | $869,022 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 11,084 | $861,448 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 191,200 | $845,355 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 23,420 | $834,923 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 21,135 | $825,544 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 33,179 | $821,512 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,801 | $817,303 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,003 | $806,836 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,165 | $805,340 | dollars as filed | |
| Intel Corp | 458140100 | COM | 30,149 | $796,849 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 53,835 | $770,379 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,308 | $767,643 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 70,000 | $755,300 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 30,150 | $708,525 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,648 | $707,613 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,450 | $703,930 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,821 | $661,797 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,175 | $633,644 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15,287 | $597,403 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,325 | $596,153 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 24,005 | $588,122 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,369 | $587,773 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 17,170 | $568,670 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,622 | $563,945 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,675 | $549,219 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 14,425 | $543,967 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,123 | $538,687 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,735 | $529,151 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 305,000 | $527,159 | dollars as filed | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 30,490 | $517,415 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 2,250 | $513,742 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,236 | $513,076 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 36,961 | $498,234 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,732 | $492,092 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 36,786 | $484,106 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,894 | $463,235 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,079 | $454,922 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 55,448 | $451,901 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 22,056 | $442,004 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,766 | $439,241 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,950 | $434,263 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,177 | $431,595 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,237 | $427,438 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 48,031 | $418,350 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 850 | $413,655 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 17,058 | $412,974 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,123 | $410,838 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,876 | $406,423 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,200 | $405,972 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 20,185 | $405,315 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 24,005 | $404,964 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,523 | $394,087 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 7,723 | $393,641 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,750 | $392,672 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,187 | $390,011 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,850 | $378,108 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 11,170 | $377,881 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,770 | $376,388 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 1,123 | $366,300 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 753 | $353,210 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 16,765 | $345,194 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,125 | $338,859 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 3,000 | $338,160 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,407 | $337,824 | dollars as filed | |
| CINER RES LP | 172464109 | COM UNIT LTD | 16,065 | $337,365 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,702 | $335,884 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,902 | $334,948 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 19,500 | $328,965 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 55,835 | $326,635 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 29,542 | $323,189 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,338 | $320,478 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 19,678 | $318,390 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 34,558 | $317,934 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 13,015 | $316,004 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,550 | $312,889 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,374 | $302,692 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 8,425 | $298,498 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 325,000 | $297,986 | dollars as filed | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 113,282 | $297,932 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 950 | $288,847 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,780 | $287,885 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,462 | $278,780 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,678 | $276,322 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,480 | $274,767 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 500 | $272,805 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 596 | $272,074 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,700 | $267,714 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 62,700 | $267,102 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 797 | $266,947 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 44,575 | $266,502 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 759 | $256,519 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 18,775 | $255,528 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 662 | $254,509 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 992 | $244,449 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 735 | $243,535 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 3,600 | $243,432 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 13,450 | $243,310 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,630 | $238,208 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 856 | $237,044 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 1,895 | $236,496 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,600 | $233,172 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,069 | $231,034 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 13,225 | $227,338 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,304 | $225,672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 21,975 | $223,705 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 6,725 | $223,571 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,845 | $222,027 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 21,825 | $221,305 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,813 | $217,150 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 47,506 | $216,627 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 6,770 | $214,880 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,285 | $213,229 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 10,024 | $211,306 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 465 | $210,003 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,550 | $209,925 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,500 | $205,170 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,065 | $204,104 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,169 | $203,365 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,124 | $198,452 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,000 | $190,490 | dollars as filed | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,933 | $184,714 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 64,750 | $180,658 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,665 | $172,091 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 12,952 | $165,915 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,818 | $153,411 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 13,850 | $144,455 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 15,000 | $142,950 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,295 | $141,144 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34,087 | $134,644 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,728 | $130,029 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,555 | $127,281 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,000 | $118,700 | dollars as filed | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,100 | $113,726 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 1,500 | $111,285 | dollars as filed | call |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 10,000 | $103,600 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 36,642 | $101,132 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 7,512 | $87,365 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 19,200 | $78,144 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,845 | $70,276 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 49,130 | $60,430 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 5,000 | $58,150 | dollars as filed | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,016 | $52,029 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,006 | $46,428 | dollars as filed | |
| Boeing Company | 097023105 | COM | 233 | $44,384 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,800 | $42,834 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 25,500 | $29,325 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 95 | $25,316 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 13,719 | $24,557 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 5,000 | $20,350 | dollars as filed | call |
| GENPREX INC | 372446104 | COM | 12,578 | $18,238 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 22,531 | $17,338 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 24,667 | $3,456 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001137 | this filing | 2023-02-13 | acceptance time not in the bulk data set |