13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 678 holding rows worth $1,347,144,796.
- Accession
- 0001085146-23-001060
- Filer
- CIK 1696715
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 678 entries on the cover page, a total value of $1,347,144,796 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,347,144,801 with VALUE read as dollars as filed, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 28,637 | $329,327 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,559 | $326,377 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 6,966 | $326,287 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 2,475 | $323,804 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,375 | $323,785 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,570 | $322,808 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,922 | $321,416 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,550 | $318,610 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,183 | $318,519 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,443 | $317,826 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,196 | $315,712 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 5,615 | $309,387 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,360 | $306,236 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 15,159 | $304,999 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 11,229 | $301,937 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 23,686 | $301,286 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,217 | $301,246 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,848 | $300,587 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,989 | $300,292 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,661 | $299,712 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,588 | $299,033 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,403 | $296,301 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,002 | $295,845 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 6,264 | $292,401 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,767 | $292,074 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,100 | $287,451 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,975 | $285,964 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,992 | $285,310 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,927 | $283,327 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 6,412 | $282,449 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,950 | $282,249 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 4,871 | $281,933 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 54,234 | $280,932 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,589 | $279,242 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,088 | $278,641 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,128 | $278,462 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,171 | $277,926 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,976 | $277,804 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 968 | $274,631 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 943 | $274,413 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,995 | $273,285 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,498 | $272,721 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,758 | $272,718 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,944 | $272,160 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,443 | $271,825 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 5,120 | $271,206 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,535 | $270,865 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,562 | $269,846 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 73,717 | $267,593 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,977 | $265,728 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 15,009 | $262,658 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,028 | $259,746 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,470 | $259,284 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,107 | $258,366 | dollars as filed | |
| CORNING INC | 219350105 | COM | 8,088 | $258,326 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,664 | $258,300 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,936 | $258,161 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,170 | $256,672 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,129 | $256,097 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 571 | $252,833 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,419 | $249,417 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 12,324 | $247,826 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,261 | $247,810 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,950 | $246,954 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,504 | $246,701 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,883 | $246,669 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,924 | $246,172 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,710 | $245,684 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,296 | $245,451 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 875 | $245,103 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 725 | $245,028 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,942 | $243,138 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,524 | $241,535 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 5,754 | $241,323 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,176 | $239,494 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,510 | $238,197 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,881 | $237,046 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 280 | $236,947 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,530 | $234,911 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,124 | $233,244 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,436 | $232,449 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 2,354 | $231,869 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 900 | $231,789 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 28,709 | $229,674 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,600 | $229,126 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,546 | $228,800 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,193 | $227,609 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,985 | $226,818 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 853 | $226,531 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 27,493 | $224,066 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,995 | $220,556 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 37,694 | $220,510 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,546 | $219,675 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 686 | $219,033 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 4,751 | $217,525 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 979 | $216,046 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,671 | $215,680 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,795 | $213,240 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 295 | $212,840 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,280 | $212,390 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 452 | $212,020 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,257 | $211,314 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,453 | $210,129 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,492 | $209,027 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 6,031 | $208,612 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,994 | $208,472 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 1,768 | $208,253 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 9,080 | $206,479 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,407 | $205,971 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 28,244 | $205,617 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,959 | $205,255 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 3,960 | $204,811 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,600 | $204,042 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,447 | $203,677 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,022 | $203,341 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,301 | $201,486 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,796 | $200,715 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,106 | $200,631 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,263 | $200,047 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,798 | $199,651 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 36,943 | $197,645 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,028 | $193,608 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,815 | $189,169 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,742 | $186,703 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,750 | $179,633 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 29,851 | $174,327 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,771 | $167,414 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,982 | $158,881 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 11,900 | $155,890 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,000 | $153,300 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,205 | $148,690 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,263 | $146,530 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,971 | $140,867 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,539 | $140,186 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,468 | $136,014 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,889 | $134,605 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,963 | $122,148 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,775 | $120,712 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,585 | $119,402 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 17,351 | $117,293 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,805 | $111,723 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,838 | $107,595 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,000 | $103,400 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 16,000 | $100,000 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,950 | $99,623 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,850 | $89,468 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,360 | $88,152 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,624 | $82,338 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 17,133 | $80,696 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,158 | $77,155 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 84,000 | $75,600 | dollars as filed | principal |
| GLOBALSTAR INC | 378973408 | COM | 51,400 | $68,362 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,900 | $61,803 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 54,000 | $52,650 | dollars as filed | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,200 | $48,384 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 38,248 | $43,985 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,000 | $43,560 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 21,742 | $37,831 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,150 | $35,018 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $29,808 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,927 | $21,121 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,500 | $19,703 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 10,000 | $19,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,259 | $18,634 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 11,200 | $17,360 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 16,074 | $16,235 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 15,700 | $16,171 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 18,850 | $15,759 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $15,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,644 | $12,269 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 25,000 | $9,693 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 600 | $3,330 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 900 | $946 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $930 | dollars as filed | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 60,600 | $606 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 1,700 | $34 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 3,000 | $30 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 600 | $2 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001060 | this filing | 2023-02-13 | acceptance time not in the bulk data set |