13F-HR/A filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-02-10, with 849 holding rows worth $1,435,012,338.
- Accession
- 0001085146-23-000955
- Filer
- CIK 1607239
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 849 entries on the cover page, a total value of $1,435,012,338 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,435,012,338 with VALUE read as dollars as filed, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWELL BRANDS INC COM | 651229106 | Stock | 28,936 | $378,486 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 208,805 | $377,937 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,462 | $377,636 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,590 | $377,434 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,825 | $377,298 | dollars as filed | |
| VWO | 922042858 | SHS | 9,650 | $376,163 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,027 | $374,940 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,875 | $374,704 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,829 | $374,304 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,505 | $371,422 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,392 | $370,543 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 22,433 | $370,369 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,108 | $365,103 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,709 | $364,150 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 8,218 | $361,991 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,944 | $361,526 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 7,937 | $360,895 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,299 | $360,799 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 5,430 | $359,249 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 14,780 | $355,016 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 31,300 | $354,629 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,269 | $354,327 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 15,626 | $354,234 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 41,235 | $352,970 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 5,851 | $351,411 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 22,084 | $351,359 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,735 | $349,880 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 8,664 | $349,852 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,083 | $349,174 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,050 | $347,834 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,728 | $347,797 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 7,705 | $345,222 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,125 | $345,108 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 31,950 | $343,782 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 21,255 | $343,056 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,031 | $340,517 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,000 | $340,250 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,211 | $339,310 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 76,857 | $338,170 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,860 | $336,551 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,851 | $335,078 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,641 | $334,586 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 52,543 | $334,173 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,500 | $334,100 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,032 | $333,329 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,730 | $332,679 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,248 | $330,861 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,053 | $329,938 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,329 | $329,460 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,700 | $329,103 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,375 | $328,568 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 13,445 | $328,327 | dollars as filed | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 4,459 | $327,737 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,561 | $326,367 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,875 | $326,081 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 13,395 | $325,766 | dollars as filed | principal |
| EXELON CORP COM | 30161N101 | Stock | 7,518 | $325,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,132 | $324,837 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,397 | $324,410 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 750 | $324,216 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 13,358 | $323,397 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,976 | $322,985 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,084 | $321,483 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,994 | $321,314 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 19,803 | $320,611 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,772 | $316,202 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,548 | $315,481 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,920 | $314,957 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 12,228 | $314,871 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $314,544 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 11,901 | $313,829 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,565 | $313,392 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,196 | $310,888 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,593 | $310,462 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,962 | $307,778 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,162 | $306,220 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,290 | $305,921 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,628 | $305,441 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,235 | $305,390 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 12,250 | $303,433 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,035 | $302,165 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,080 | $301,995 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,524 | $301,889 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,656 | $300,450 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,417 | $300,115 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,359 | $299,986 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,000 | $299,580 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,375 | $298,667 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 52,038 | $298,179 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,964 | $298,035 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,844 | $297,489 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 12,500 | $296,625 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 14,425 | $296,437 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,576 | $295,958 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,429 | $294,313 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,547 | $291,608 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,682 | $291,461 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,716 | $291,364 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,277 | $290,868 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,737 | $288,341 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 518 | $288,138 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,335 | $286,390 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 24,432 | $286,099 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,171 | $285,491 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,752 | $284,652 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 23,275 | $284,421 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,993 | $284,003 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,000 | $282,600 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,724 | $279,090 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 19,900 | $277,804 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,055 | $277,626 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,443 | $277,540 | dollars as filed | |
| STORE CAP CORP | 862121100 | COM | 8,623 | $276,447 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,205 | $276,016 | dollars as filed | |
| F N B CORP | 302520101 | COM | 21,105 | $275,415 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,300 | $275,210 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 22,632 | $274,752 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 40,500 | $274,590 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,156 | $273,124 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,478 | $272,962 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,507 | $272,554 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,410 | $271,981 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,768 | $268,429 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,617 | $267,859 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,176 | $267,737 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 14,700 | $267,393 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,964 | $266,231 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,232 | $265,685 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,002 | $265,395 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,122 | $264,765 | dollars as filed | |
| ALICO INC | 016230104 | COM | 11,065 | $264,122 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 48,125 | $263,244 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,434 | $262,507 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,740 | $262,137 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,223 | $262,009 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 28,850 | $261,670 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,977 | $260,692 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,379 | $259,454 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,678 | $258,952 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 21,275 | $257,853 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 11,033 | $257,621 | dollars as filed | principal |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,555 | $256,991 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,550 | $256,683 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 23,800 | $256,326 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 37,246 | $255,883 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,745 | $255,784 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,650 | $255,721 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 8,700 | $253,257 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 23,028 | $251,923 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 6,787 | $251,594 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 23,226 | $250,609 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,100 | $249,951 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,225 | $248,933 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,000 | $248,750 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 738 | $248,071 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,646 | $246,834 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,282 | $246,801 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,582 | $246,647 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 50,500 | $246,440 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 9,379 | $245,730 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,139 | $245,600 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,319 | $245,417 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,618 | $245,396 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 41,875 | $244,969 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,200 | $244,596 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,950 | $244,529 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,446 | $244,303 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,028 | $243,559 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,232 | $243,315 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,026 | $242,861 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,917 | $242,576 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $241,700 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,372 | $241,267 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 618 | $240,698 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 11,172 | $239,416 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 29,525 | $238,857 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,650 | $237,057 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,020 | $234,938 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,324 | $234,934 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 18,450 | $234,315 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,036 | $233,136 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,185 | $230,561 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,308 | $229,632 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,121 | $229,521 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,912 | $229,516 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,693 | $228,894 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,780 | $228,876 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,800 | $228,480 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,500 | $228,195 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,122 | $228,189 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,991 | $227,795 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,178 | $227,035 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,891 | $227,001 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 8,940 | $226,093 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,663 | $225,187 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,052 | $225,061 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,970 | $224,643 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,805 | $223,679 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,665 | $223,326 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 160 | $221,998 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,023 | $221,848 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,972 | $221,384 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 29,271 | $220,995 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,089 | $220,988 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,685 | $220,482 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 8,756 | $219,163 | dollars as filed | principal |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,645 | $218,800 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,845 | $217,870 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,600 | $216,414 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,000 | $216,200 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 2,690 | $215,765 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,350 | $215,238 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,933 | $214,421 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,670 | $214,246 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,775 | $213,512 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,579 | $213,349 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,871 | $213,244 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,562 | $212,824 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 10,611 | $212,326 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,717 | $211,907 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 5,226 | $210,347 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 23,278 | $209,735 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,250 | $209,359 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 37,500 | $208,500 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,432 | $208,473 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 24,000 | $208,320 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,416 | $208,283 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 6,222 | $207,379 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,602 | $206,900 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 7,629 | $206,136 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,277 | $206,069 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,516 | $205,705 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 6,604 | $205,583 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 2,500 | $205,575 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 529 | $205,395 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,202 | $204,595 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,165 | $204,003 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,572 | $203,997 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,131 | $203,221 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,039 | $201,160 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,469 | $200,345 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 7,416 | $200,232 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,725 | $200,209 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,249 | $200,015 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,034 | $198,509 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 14,134 | $195,756 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,450 | $195,489 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,655 | $191,736 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,536 | $190,179 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,700 | $186,728 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 23,229 | $185,832 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 15,370 | $185,516 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,570 | $184,082 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,738 | $178,919 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 31,326 | $178,871 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 67,997 | $178,832 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 66,350 | $178,482 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 18,750 | $177,750 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,361 | $174,376 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,975 | $172,985 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,125 | $170,880 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,583 | $170,195 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 27,000 | $169,020 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,650 | $168,711 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 49,600 | $168,640 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 38,500 | $165,550 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 60,450 | $164,424 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,042 | $156,888 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 102,500 | $156,825 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,350 | $156,695 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 31,818 | $155,909 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,962 | $155,274 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 11,662 | $155,105 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 13,023 | $155,104 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,569 | $151,833 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,750 | $150,380 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,701 | $144,564 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $141,075 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,225 | $140,287 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,750 | $140,220 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 33,500 | $139,360 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,000 | $136,290 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,065 | $133,982 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,245 | $132,856 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,000 | $131,900 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,527 | $128,412 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,100 | $126,762 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 33,000 | $124,410 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,078 | $122,536 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 33,850 | $120,845 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,000 | $112,090 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,250 | $108,445 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 11,365 | $108,308 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,888 | $107,788 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 20,750 | $107,070 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,500 | $106,260 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,961 | $103,463 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $94,200 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $91,580 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,130 | $91,493 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $89,600 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,153 | $88,952 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,007 | $88,762 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 13,142 | $87,263 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,760 | $86,726 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,603 | $85,504 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,869 | $76,844 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,000 | $72,800 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 12,725 | $72,405 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 73,000 | $71,540 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,916 | $60,389 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 42,821 | $57,380 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,527 | $56,655 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,850 | $53,708 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 56,500 | $50,059 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 17,000 | $48,960 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $47,625 | dollars as filed | principal |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 97,500 | $47,473 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 16,700 | $47,007 | dollars as filed | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,200 | $41,480 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 29,100 | $29,973 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 13,100 | $26,462 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 21,000 | $24,990 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 20,000 | $19,218 | dollars as filed | |
| NUCANA PLC | 67022C106 | ADR | 25,000 | $16,500 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,000 | $16,320 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,400 | $14,508 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 17,988 | $8,632 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,000 | $8,100 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 900 | $7,290 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000 | $7,200 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $6,550 | dollars as filed | call |
| VACCINEX INC | 918640103 | CMN | 10,000 | $6,445 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 12,000 | $6,312 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $5,265 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 400 | $4,860 | dollars as filed | call |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,000 | $4,480 | dollars as filed | |
| DAVE INC | 23834J102 | CLASS A COM | 14,500 | $4,205 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 18,000 | $4,052 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,000 | $3,685 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 800 | $3,680 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 900 | $3,195 | dollars as filed | call |
| International Business Machines Corporation | 459200101 | COM | 1,100 | $2,981 | dollars as filed | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 200 | $2,310 | dollars as filed | call |
| Caterpillar Inc. | 149123101 | COM | 100 | $1,975 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $1,670 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 300 | $1,650 | dollars as filed | call |
| OVINTIV INC | 69047Q102 | COM | 100 | $1,130 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 100 | $1,015 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000710 | superseded | 2023-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-000955 | this filing | 2023-02-10 | acceptance time not in the bulk data set |