13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 1,348 holding rows worth $4,392,971,836.
- Accession
- 0001085146-23-000756
- Filer
- CIK 822581
- Filed
- 2023-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,348 entries on the cover page, a total value of $4,392,971,836 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,392,971,836 with VALUE read as dollars as filed, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 83,549 | $380,983 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,583 | $380,166 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 97,293 | $379,443 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,755 | $378,663 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 21,115 | $378,592 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,225 | $378,590 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 24,926 | $378,377 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,533 | $377,479 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 22,599 | $374,013 | dollars as filed | |
| STEM INC | 85859N102 | COM | 41,824 | $373,907 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 440 | $372,346 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,860 | $372,336 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,382 | $372,189 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 18,560 | $371,200 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 32,399 | $370,969 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $368,356 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $367,908 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 53,127 | $364,982 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 6,252 | $364,679 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 3,610 | $364,610 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 6,385 | $364,392 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 44,488 | $363,912 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,869 | $363,904 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 3,664 | $358,816 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20,688 | $353,351 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,842 | $352,872 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,960 | $352,330 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,814 | $350,700 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 20,105 | $350,229 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 28,565 | $349,636 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 6,763 | $348,295 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,488 | $348,134 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,248 | $345,383 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,189 | $344,545 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,499 | $341,520 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 17,895 | $340,542 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,005 | $339,786 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 2,394 | $339,517 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 22,911 | $339,083 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,328 | $338,950 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,951 | $338,792 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,897 | $338,766 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 9,996 | $338,165 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,212 | $337,687 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 13,806 | $337,557 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 19,687 | $335,073 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 63,300 | $334,857 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 14,678 | $332,163 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 17,100 | $330,714 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 22,348 | $328,292 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 8,321 | $327,598 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 118,329 | $326,588 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,500 | $326,565 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 19,315 | $325,071 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 9,075 | $323,978 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 3,813 | $323,838 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,486 | $323,799 | dollars as filed | |
| NOV INC | 62955J103 | COM | 15,491 | $323,607 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,981 | $323,150 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,035 | $322,466 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,810 | $322,288 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 13,960 | $322,197 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,062 | $321,074 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,412 | $319,638 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 12,338 | $317,704 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 17,900 | $315,398 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,716 | $315,066 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 22,877 | $315,016 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,754 | $314,456 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,157 | $313,945 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,747 | $312,666 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 228,626 | $310,931 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,858 | $310,899 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 60,971 | $310,342 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $309,730 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,520 | $309,727 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,258 | $308,171 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 26,697 | $307,549 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,113 | $305,432 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,976 | $305,159 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 10,216 | $305,152 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 12,593 | $304,877 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,704 | $304,876 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,175 | $303,693 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 77,449 | $303,600 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,391 | $302,933 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,991 | $302,638 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 11,259 | $302,529 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,178 | $302,278 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 5,895 | $301,176 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,728 | $300,589 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,368 | $296,369 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 4,180 | $295,944 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 7,960 | $294,520 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,948 | $291,932 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,389 | $290,909 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 3,267 | $290,502 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 44,362 | $289,684 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,829 | $289,284 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 5,668 | $288,898 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,961 | $288,634 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,402 | $285,982 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 60,050 | $285,838 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 3,146 | $285,153 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,735 | $283,993 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,457 | $282,358 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 8,022 | $282,125 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,333 | $281,196 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,665 | $279,843 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 53,535 | $279,453 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26,301 | $278,265 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 14,354 | $277,463 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,661 | $276,296 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 22,495 | $276,239 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $275,960 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 18,659 | $275,780 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,426 | $274,220 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,071 | $274,117 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,120 | $270,477 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,310 | $268,576 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,632 | $268,550 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 818 | $268,091 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,500 | $268,020 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $266,448 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 16,445 | $266,245 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,385 | $264,538 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 12,388 | $264,236 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 26,552 | $263,927 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,842 | $263,244 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 6,900 | $263,235 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,315 | $262,590 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 4,585 | $261,987 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 19,850 | $260,432 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 14,012 | $260,343 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,843 | $259,594 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,214 | $258,719 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 11,500 | $258,290 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,100 | $257,868 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 6,551 | $257,847 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,916 | $257,819 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,875 | $257,400 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,818 | $256,833 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 6,040 | $255,371 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 32,852 | $254,932 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 23,947 | $254,796 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,630 | $254,758 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $253,500 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 13,319 | $252,994 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,611 | $251,432 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,650 | $250,876 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,583 | $250,733 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,945 | $249,589 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 24,267 | $249,465 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,860 | $249,337 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 11,205 | $249,199 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12,112 | $248,659 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,314 | $248,591 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 6,364 | $248,465 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 36,520 | $248,336 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,495 | $247,704 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,412 | $247,545 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 11,936 | $245,285 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,901 | $245,193 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,314 | $244,679 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,721 | $244,537 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,327 | $244,473 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 20,554 | $243,565 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 5,865 | $243,222 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 7,086 | $242,696 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,203 | $241,186 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,113 | $240,597 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 11,588 | $239,524 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,914 | $238,810 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,507 | $238,719 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,704 | $238,662 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 16,016 | $238,478 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 16,782 | $238,472 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,942 | $238,037 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,594 | $236,794 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 9,481 | $234,844 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 710 | $234,776 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $233,947 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,424 | $233,385 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,260 | $233,209 | dollars as filed | |
| TANGER INC | 875465106 | COM | 12,987 | $232,987 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,918 | $230,137 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,436 | $228,816 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 815 | $228,200 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,731 | $227,892 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,405 | $226,737 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,509 | $226,681 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 9,332 | $226,581 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,469 | $226,444 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 749 | $224,805 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 5,012 | $224,688 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 26,000 | $223,860 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 677 | $223,085 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,398 | $222,715 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,813 | $221,327 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,742 | $220,119 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 35,376 | $219,685 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,230 | $217,807 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,928 | $217,609 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,111 | $217,368 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $217,250 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,778 | $217,236 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,784 | $216,488 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,595 | $216,419 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,267 | $215,265 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 33,800 | $214,968 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,637 | $213,778 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 13,173 | $212,085 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 8,794 | $212,023 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,263 | $210,976 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 7,000 | $209,510 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,650 | $208,342 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,463 | $208,267 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,242 | $207,921 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,255 | $206,445 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 10,131 | $205,355 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,784 | $205,346 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,904 | $204,848 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,824 | $204,655 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,299 | $204,074 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,098 | $202,769 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,972 | $201,261 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,300 | $200,466 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 7,836 | $200,445 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 21,170 | $199,845 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 16,328 | $199,528 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 30,554 | $199,518 | dollars as filed | |
| CULP INC | 230215105 | CMN | 43,417 | $199,284 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,800 | $199,034 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,192 | $198,993 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,365 | $198,671 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,046 | $195,619 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,862 | $194,989 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,719 | $192,057 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,994 | $187,393 | dollars as filed | |
| DANA INC | 235825205 | COM | 12,358 | $186,977 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,281 | $186,116 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,611 | $182,098 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,070 | $180,929 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 31,807 | $176,529 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 36,317 | $173,682 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,708 | $169,539 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,728 | $168,451 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,310 | $168,372 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,873 | $164,679 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 11,500 | $164,220 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,501 | $163,092 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 12,059 | $161,952 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 32,141 | $161,348 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,587 | $161,108 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 75,052 | $157,609 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 27,000 | $157,410 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,050 | $154,691 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,200 | $154,428 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,800 | $154,056 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,594 | $154,037 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,097 | $153,657 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,074 | $151,795 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,606 | $149,193 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,107 | $148,068 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 18,000 | $143,460 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $141,728 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,148 | $139,738 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,177 | $139,017 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,750 | $136,125 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 19,085 | $134,740 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 107,000 | $132,680 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 20,000 | $130,400 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,790 | $129,903 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 24,533 | $129,534 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,100 | $128,439 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,100 | $126,795 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 18,362 | $123,576 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,943 | $122,307 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,500 | $118,650 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,610 | $118,012 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,773 | $115,917 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,465 | $114,592 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 26,287 | $113,297 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,984 | $110,799 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,569 | $108,093 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,800 | $104,346 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 30,000 | $103,500 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 63,948 | $101,677 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 13,780 | $100,181 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,350 | $98,123 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,355 | $96,753 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,956 | $95,844 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,150 | $95,697 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,511 | $93,233 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,222 | $92,422 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 18,454 | $91,347 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 27,350 | $89,708 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 44,000 | $84,040 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,100 | $82,719 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,400 | $79,488 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,153 | $73,526 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 11,000 | $71,390 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 90,722 | $67,016 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 53,500 | $65,805 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,104 | $62,960 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $61,280 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 13,200 | $60,720 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,600 | $60,258 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,000 | $57,860 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 37,713 | $55,061 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 11,400 | $54,264 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 30,714 | $53,442 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 17,670 | $50,890 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 30,100 | $50,568 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,943 | $47,967 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,525 | $46,601 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 29,722 | $45,475 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,250 | $44,440 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,243 | $42,606 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 203,809 | $41,353 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 104,077 | $41,100 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 20,164 | $40,731 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 11,189 | $37,931 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 37,950 | $37,904 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 15,000 | $36,900 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,960 | $36,017 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 16,250 | $30,225 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 36,500 | $26,123 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 22,300 | $24,084 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 61,100 | $23,896 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 30,587 | $22,304 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,000 | $21,840 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 38,946 | $18,110 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 24,000 | $18,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $17,800 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 10,000 | $17,700 | dollars as filed | |
| EARGO INC | 270087109 | COM | 29,515 | $16,971 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,020 | $16,434 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 32,500 | $15,600 | dollars as filed | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 12,500 | $13,968 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,000 | $13,310 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 21,862 | $11,073 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,500 | $10,920 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,733 | $8,801 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 10,050 | $8,402 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 20,000 | $6,560 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 11,500 | $4,267 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $2,032 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000756 | this filing | 2023-02-08 | acceptance time not in the bulk data set |