13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-07, with 774 holding rows worth $1,501,168,214.
- Accession
- 0001085146-23-000710
- Filer
- CIK 1607239
- Filed
- 2023-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 774 entries on the cover page, a total value of $1,501,168,214 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,501,168,214 with VALUE read as dollars as filed, 13F file number 028-16128. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 71,000 | $389,082 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,359 | $389,022 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 31,216 | $388,325 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,550 | $388,070 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 71,026 | $387,802 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 6,211 | $387,759 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 41,303 | $386,183 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,704 | $385,640 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,364 | $381,467 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 15,654 | $378,515 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 25,165 | $377,478 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,191 | $375,422 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,822 | $374,830 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,234 | $374,642 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,950 | $373,302 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 59,800 | $370,760 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 15,250 | $370,270 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,880 | $370,118 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,000 | $369,975 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,371 | $369,272 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,146 | $367,559 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,275 | $366,397 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $366,077 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,316 | $359,152 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 22,250 | $356,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,375 | $352,819 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 14,500 | $352,350 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 14,186 | $351,813 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,495 | $349,654 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,530 | $348,964 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 3,018 | $346,044 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,285 | $345,494 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,355 | $341,961 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,500 | $341,820 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,196 | $341,652 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,161 | $340,112 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,673 | $339,555 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,000 | $338,880 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 6,153 | $337,800 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 8,000 | $337,200 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 7,434 | $336,469 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 15,061 | $336,007 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,377 | $334,791 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 21,800 | $333,104 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,324 | $332,574 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,416 | $332,233 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,178 | $331,731 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,540 | $331,216 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,800 | $331,072 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,941 | $329,951 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 504 | $328,593 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,125 | $327,668 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,429 | $327,160 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,250 | $327,123 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 44,463 | $326,803 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,750 | $326,655 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 126,964 | $326,297 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 7,087 | $325,364 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,004 | $324,581 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,055 | $323,328 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,608 | $322,785 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,372 | $322,348 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 3,106 | $320,268 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 6,144 | $318,220 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 940 | $316,808 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,067 | $315,185 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,874 | $314,783 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,887 | $314,357 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,727 | $312,103 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,284 | $310,967 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $309,800 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,392 | $308,670 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,657 | $308,257 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,190 | $308,139 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 4,507 | $307,595 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,000 | $305,160 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,719 | $304,835 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,034 | $304,809 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,080 | $304,749 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,216 | $304,582 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 469 | $304,433 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,978 | $302,786 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,707 | $299,477 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,465 | $299,446 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 7,550 | $298,150 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,764 | $298,097 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,430 | $297,411 | dollars as filed | |
| SCHD | 808524797 | COM | 3,641 | $294,324 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 11,225 | $293,871 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 13,386 | $291,942 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,838 | $291,344 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 17,677 | $290,257 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,426 | $290,198 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,516 | $288,887 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,970 | $288,560 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,360 | $288,187 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 700 | $287,889 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,150 | $287,850 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,062 | $287,762 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,219 | $284,614 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,200 | $283,844 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,758 | $283,109 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 52,250 | $282,673 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 3,060 | $282,377 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 428 | $281,273 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 73,576 | $281,060 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,240 | $280,163 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,526 | $278,960 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 1,028 | $276,748 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,455 | $274,960 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,217 | $272,622 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,248 | $271,736 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 964 | $271,676 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,300 | $270,724 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 8,239 | $270,556 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,825 | $270,479 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,528 | $268,611 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,779 | $268,320 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 3,800 | $268,204 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 7,009 | $267,674 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,311 | $264,703 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 1,005 | $264,657 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,784 | $263,923 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,573 | $263,733 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,059 | $262,309 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,250 | $261,048 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 6,846 | $260,490 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,606 | $258,727 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,777 | $258,660 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,097 | $257,660 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 549 | $257,355 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,950 | $257,205 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 768 | $256,758 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,796 | $254,218 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,891 | $253,732 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,624 | $253,328 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,510 | $253,327 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,945 | $252,498 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,283 | $251,778 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 3,567 | $250,447 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,600 | $250,240 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,764 | $249,761 | dollars as filed | |
| F N B CORP | 302520101 | COM | 20,508 | $248,758 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,149 | $248,387 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 9,784 | $248,114 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,410 | $248,066 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,290 | $246,015 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,553 | $245,921 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,981 | $244,712 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,710 | $244,040 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,876 | $243,685 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 1,087 | $243,673 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,650 | $242,290 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,300 | $240,302 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,323 | $240,257 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 678 | $238,812 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,411 | $238,438 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 5,240 | $238,001 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 10,500 | $237,510 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 335 | $236,587 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,036 | $235,026 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,165 | $234,924 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 27,850 | $234,219 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 2,021 | $234,193 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,550 | $233,424 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,575 | $233,399 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 450 | $233,208 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,004 | $233,136 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,495 | $232,812 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,451 | $232,232 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,500 | $231,735 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 901 | $231,597 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,782 | $231,151 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,718 | $231,139 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 3,445 | $229,101 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,332 | $228,880 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,248 | $228,159 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,699 | $227,910 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,088 | $225,847 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 751 | $225,721 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,655 | $225,290 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,177 | $222,928 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 28,325 | $222,351 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,920 | $222,054 | dollars as filed | |
| ALICO INC | 016230104 | COM | 5,995 | $221,995 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,987 | $221,615 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 5,105 | $220,944 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,770 | $220,741 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,540 | $219,565 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,575 | $219,137 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 19,900 | $218,701 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,191 | $216,619 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 22,421 | $216,365 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 706 | $215,639 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,548 | $215,462 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 4,623 | $215,386 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 6,778 | $215,337 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,615 | $214,971 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,745 | $214,945 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,438 | $213,837 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,410 | $213,815 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,850 | $212,333 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 835 | $211,940 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,585 | $211,828 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,782 | $211,154 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,324 | $209,984 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,708 | $208,737 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,210 | $208,536 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,303 | $207,822 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,049 | $207,088 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 44,300 | $205,995 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 7,856 | $205,749 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 2,011 | $204,725 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 4,482 | $202,004 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,445 | $196,260 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 37,500 | $195,750 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,276 | $192,818 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,311 | $188,818 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,000 | $186,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,637 | $184,133 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,020 | $183,662 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,200 | $173,382 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,300 | $168,925 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,651 | $168,117 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $165,110 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 10,500 | $162,960 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 15,261 | $153,220 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,750 | $153,128 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,189 | $147,284 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,025 | $145,262 | dollars as filed | |
| NOV INC | 62955J103 | COM | 10,507 | $142,377 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 24,947 | $141,449 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 50,500 | $141,400 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 13,300 | $141,246 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,550 | $138,567 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 81,000 | $136,890 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 33,850 | $133,031 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21,400 | $132,894 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,750 | $131,763 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 87,250 | $130,875 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,322 | $128,278 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,475 | $116,973 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 23,161 | $110,710 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,583 | $109,807 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,469 | $109,529 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,574 | $105,951 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,608 | $100,700 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,078 | $93,171 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,886 | $92,650 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,313 | $91,059 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 17,988 | $89,041 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,300 | $88,578 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 18,600 | $86,304 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,107 | $83,595 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,485 | $78,378 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,965 | $75,987 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,700 | $66,661 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,000 | $65,240 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,000 | $62,700 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 11,400 | $60,990 | dollars as filed | |
| NUCANA PLC | 67022C106 | ADR | 25,000 | $59,500 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,350 | $56,637 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,750 | $54,638 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 22,500 | $53,325 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 11,300 | $51,302 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $50,469 | dollars as filed | principal |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 12,141 | $50,027 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,450 | $42,642 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,000 | $39,800 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 62,500 | $31,113 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,400 | $30,380 | dollars as filed | |
| SG BLOCKS INC | 78418A505 | COM NEW | 15,000 | $28,200 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,000 | $16,744 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,000 | $14,160 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000710 | this filing | 2023-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-000955 | base | 2023-02-10 | acceptance time not in the bulk data set |