13F-HR/A filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-02-01, with 758 holding rows worth $4,589,130,224.
- Accession
- 0001085146-23-000507
- Filer
- CIK 743127
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 758 entries on the cover page, a total value of $4,589,130,224 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,589,130,224 with VALUE read as dollars as filed, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECOLAB INC COM | 278865100 | Stock | 3,417 | $497,438 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,153 | $495,365 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,750 | $493,955 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,520 | $490,824 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 53,775 | $490,428 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,766 | $490,176 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,681 | $489,260 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,851 | $485,633 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,208 | $481,182 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,799 | $471,198 | dollars as filed | |
| DANA INC | 235825205 | COM | 30,980 | $468,727 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 28,207 | $467,677 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 101,665 | $467,659 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 23,900 | $461,509 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 13,333 | $461,188 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 6,650 | $457,919 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,921 | $455,913 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,339 | $454,629 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,103 | $452,760 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,346 | $450,860 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 18,530 | $447,500 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 11,530 | $446,672 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,562 | $443,264 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,276 | $442,113 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 10,350 | $441,842 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,143 | $437,627 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,103 | $437,185 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 61,770 | $436,714 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 17,875 | $434,005 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17,608 | $432,629 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,166 | $432,250 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 24,960 | $431,808 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 29,776 | $430,859 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,622 | $428,846 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,482 | $427,972 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,378 | $422,926 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 20,414 | $421,558 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,808 | $421,383 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,277 | $419,696 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,401 | $418,956 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 24,272 | $414,566 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 24,745 | $413,493 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,599 | $411,338 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,781 | $410,416 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 30,340 | $406,859 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,760 | $404,267 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 6,000 | $401,007 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 42,578 | $400,872 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,399 | $400,057 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,293 | $397,977 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 12,705 | $396,523 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,807 | $395,769 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,652 | $394,490 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,283 | $394,165 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,003 | $393,683 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,327 | $386,679 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 892 | $385,424 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,905 | $385,191 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,696 | $385,119 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,347 | $374,769 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6,133 | $373,622 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,834 | $373,371 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,321 | $369,595 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,441 | $368,114 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 78,690 | $365,124 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 25,230 | $363,310 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 3,337 | $361,831 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,537 | $359,741 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,493 | $358,016 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,205 | $355,467 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,368 | $352,608 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 683 | $349,826 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,820 | $349,578 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 9,100 | $347,802 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,447 | $345,443 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 5,657 | $344,455 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,650 | $343,573 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,573 | $342,388 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,253 | $336,914 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,466 | $336,207 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,536 | $333,075 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 43,500 | $331,470 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,369 | $331,301 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,989 | $329,597 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 50,585 | $324,756 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 3,289 | $322,092 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 532 | $321,440 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 1,000,000 | $320,000 | dollars as filed | principal |
| FORTINET INC COM | 34959E109 | Stock | 6,519 | $318,714 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,230 | $317,542 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,282 | $316,445 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,168 | $315,813 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 6,802 | $314,729 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,809 | $313,880 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 28,014 | $313,200 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 3,550 | $310,661 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 7,807 | $308,759 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,535 | $308,171 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 49,670 | $305,471 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 19,569 | $303,517 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,053 | $303,224 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 4,100 | $302,744 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 35,357 | $302,653 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 10,320 | $301,654 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,995 | $301,369 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 966 | $300,680 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,638 | $299,439 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,840 | $299,166 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,526 | $298,111 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 454 | $297,384 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,587 | $296,957 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,977 | $296,135 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,001 | $296,111 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,569 | $295,819 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,053 | $295,053 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,575 | $293,508 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,518 | $292,179 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 10,444 | $291,701 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 8,745 | $291,121 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 2,299 | $289,044 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,658 | $287,558 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,247 | $287,335 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $285,622 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48,898 | $285,564 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,974 | $284,850 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,875 | $284,681 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,340 | $283,795 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,124 | $280,474 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,299 | $277,830 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,038 | $276,488 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,043 | $276,353 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,715 | $273,353 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 46,755 | $273,049 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,924 | $272,888 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,290 | $271,571 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,839 | $270,651 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,116 | $267,843 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 8,209 | $265,890 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,010 | $264,440 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 8,400 | $264,432 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,022 | $264,245 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 25,659 | $263,261 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 2,188 | $262,079 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 16,065 | $259,289 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,275 | $258,895 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,800 | $258,624 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,243 | $257,766 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,755 | $256,018 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 280,000 | $254,369 | dollars as filed | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,160 | $253,760 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 21,940 | $252,310 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,492 | $251,771 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 898 | $251,606 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,096 | $251,302 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,533 | $250,753 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,764 | $250,634 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,000 | $250,200 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,393 | $250,195 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,368 | $248,261 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 8,897 | $244,490 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 82,754 | $244,125 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 3,000 | $243,570 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,800 | $242,092 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,999 | $241,494 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,436 | $241,366 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,076 | $239,705 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,100 | $237,978 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,055 | $237,688 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,937 | $237,637 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 9,871 | $237,101 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,207 | $236,956 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 8,815 | $236,849 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,745 | $236,622 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,641 | $236,007 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,923 | $235,623 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 170 | $235,318 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 278 | $235,255 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5,937 | $233,977 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,046 | $230,501 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,100 | $230,133 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 10,140 | $229,468 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,716 | $226,193 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,416 | $224,897 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 553 | $221,869 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,602 | $221,605 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,764 | $220,194 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,725 | $219,755 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,800 | $219,312 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 3,107 | $217,860 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 3,464 | $217,651 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,901 | $217,436 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,746 | $216,624 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 33,100 | $216,143 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,124 | $215,650 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,378 | $214,908 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,756 | $214,500 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,010 | $214,027 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,436 | $213,825 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 1,377 | $212,802 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,471 | $211,271 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,993 | $210,153 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,739 | $208,802 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,987 | $208,321 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 36,725 | $208,231 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 4,452 | $207,819 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,080 | $207,267 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 4,973 | $206,228 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,431 | $204,933 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,095 | $204,623 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,022 | $203,266 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,589 | $203,103 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,870 | $202,708 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 2,964 | $200,307 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 171,805 | $197,833 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,575 | $194,460 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,150 | $194,068 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,000 | $178,670 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,358 | $177,321 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,045 | $176,927 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,642 | $156,958 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,267 | $155,289 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,250 | $153,125 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 12,435 | $151,956 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,050 | $151,034 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 24,600 | $150,306 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 26,076 | $144,200 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $137,770 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,313 | $135,724 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,126 | $132,835 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $132,185 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,577 | $123,874 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $122,590 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 18,790 | $113,682 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,939 | $111,275 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,891 | $102,260 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 10,720 | $102,162 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,613 | $97,085 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 77,550 | $89,958 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 61,000 | $84,790 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 12,903 | $81,031 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 10,110 | $80,880 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 65,000 | $71,500 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 32,422 | $63,547 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 14,000 | $62,020 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,800 | $59,940 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,050 | $59,291 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 12,625 | $53,517 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,251 | $50,630 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 16,650 | $44,456 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,000 | $42,200 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,800 | $39,204 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,003 | $30,807 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 13,000 | $30,550 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $25,950 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,000 | $15,750 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,500 | $9,875 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,000 | $9,600 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,580 | $2,053 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000358 | superseded | 2023-01-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-000507 | this filing | 2023-02-01 | acceptance time not in the bulk data set |