13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-18, with 1,670 holding rows worth $1,986,217,607.
- Accession
- 0001085146-23-000185
- Filer
- CIK 1567755
- Filed
- 2023-01-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,670 entries on the cover page, a total value of $1,986,217,607 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,986,217,607 with VALUE read as dollars as filed, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 22,022 | $227 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,342 | $226 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,049 | $226 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 58,886 | $226 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 12,087 | $226 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,099 | $225 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STONECO LTD | G85158106 | COM CL A | 23,491 | $222 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 13,491 | $220 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21,130 | $219 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 11,398 | $214 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,916 | $211 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 10,026 | $211 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,793 | $208 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,829 | $206 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 17,580 | $203 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| F N B CORP | 302520101 | COM | 15,524 | $203 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,430 | $201 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,128 | $201 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,634 | $199 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| C3 AI INC | 12468P104 | CL A | 17,669 | $198 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COTY INC | 222070203 | COM CL A | 23,150 | $198 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TANGER INC | 875465106 | COM | 10,862 | $195 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 24,311 | $193 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 10,469 | $182 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,777 | $181 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NOVAVAX INC | 670002401 | COM NEW | 17,484 | $180 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,957 | $180 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 10,900 | $178 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $177 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 12,755 | $175 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 23,576 | $174 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 16,742 | $172 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 21,473 | $171 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,925 | $170 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,483 | $168 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 62,322 | $168 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,629 | $166 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 12,500 | $164 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CORMEDIX INC COM | 21900C308 | Stock | 37,910 | $160 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,899 | $160 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,177 | $157 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,868 | $157 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,337 | $156 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,087 | $154 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,561 | $153 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VALLEY NATL BANCORP | 919794107 | COM | 12,973 | $147 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 30,400 | $146 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,794 | $142 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 10,000 | $142 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,343 | $141 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 10,192 | $141 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 21,541 | $140 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GAP INC COM | 364760108 | Stock | 12,298 | $139 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $139 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,371 | $138 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 26,207 | $138 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 15,399 | $137 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,317 | $136 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,845 | $136 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,477 | $136 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,527 | $131 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,065 | $130 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,538 | $126 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,731 | $126 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GABELLI UTIL TR | 36240A101 | COM | 16,601 | $125 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 29,853 | $121 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 33,856 | $121 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,944 | $120 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,180 | $120 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,331 | $119 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 36,947 | $116 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Veru Inc | 92536C103 | Common Stock | 21,705 | $115 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,015 | $113 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRINITY CAP INC | 896442308 | COM | 10,000 | $109 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,414 | $107 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,811 | $105 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,901 | $105 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,085 | $105 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AN2 THERAPEUTICS INC | 037326105 | COM | 11,008 | $105 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,201 | $102 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EVGO INC | 30052F100 | CL A COM | 22,909 | $102 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 49,826 | $100 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,000 | $96 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,074 | $95 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,595 | $91 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 10,490 | $88 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 51,533 | $87 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 305,541 | $87 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FTC SOLAR INC | 30320C103 | COM | 32,243 | $86 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,917 | $86 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,224 | $85 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 32,985 | $84 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 25,391 | $84 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 10,196 | $83 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,831 | $82 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,893 | $81 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 27,007 | $80 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 10,879 | $79 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,919 | $76 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,063 | $76 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,689 | $73 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LUMOS PHARMA INC | 55028X109 | COM | 20,013 | $72 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 12,777 | $71 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 20,000 | $71 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,017 | $71 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,925 | $70 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 11,925 | $70 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,155 | $67 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,939 | $67 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PLAYBOY INC | 72814P109 | COM | 23,820 | $66 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,417 | $63 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HUMACYTE INC | 44486Q103 | COM | 29,500 | $62 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,857 | $62 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,695 | $62 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 33,685 | $60 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 20,000 | $59 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 13,143 | $54 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,404 | $54 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GROWGENERATION CORP | 39986L109 | COM | 13,031 | $51 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 25,200 | $50 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,305 | $45 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 17,225 | $44 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 12,750 | $41 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,305 | $41 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 40,000 | $40 | dollars as filed | principal |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,000 | $39 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 10,000 | $38 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROTERRA INC | 74374T109 | COM | 10,038 | $38 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,000 | $37 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 51,595 | $35 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,000 | $32 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,148 | $31 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 33,738 | $31 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 10,130 | $30 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DAVE INC | 23834J102 | CLASS A COM | 100,725 | $29 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 22,133 | $27 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,349 | $26 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,605 | $25 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 16,288 | $25 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FUBOTV INC | 35953D104 | COM | 13,166 | $23 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 12,082 | $22 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 40,100 | $22 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,600 | $20 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PAVMED INC | 70387R106 | COM | 40,334 | $19 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 14,501 | $18 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 17,500 | $18 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 17,000 | $17 | dollars as filed | principal |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,050 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,153 | $16 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 10,525 | $15 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,325 | $14 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $13 | dollars as filed | principal |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 19,300 | $13 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 30,000 | $11 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 20,558 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,300 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $10 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,170 | $9 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 29,805 | $9 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BERKSHIRE GREY INC | 084656107 | COM | 15,000 | $9 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,300 | $8 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 10,000 | $6 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,545 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AUDACY INC | 05070N103 | COM | 20,062 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IRONNET INC | 46323Q105 | COM | 22,024 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $5 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 11,000 | $4 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,783 | $4 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARRIVAL GROUP | L0423Q108 | SHS | 20,800 | $3 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 13,725 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000185 | this filing | 2023-01-18 | acceptance time not in the bulk data set |