13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,689 holding rows worth $12,561,154,000.
- Accession
- 0001085146-22-004048
- Filer
- CIK 1084580
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,689 entries on the cover page, a total value of $12,561,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,561,154,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 68,000 | $80,000 | thousands by filing date | principal |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 2,791 | $79,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,882 | $76,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 64,000 | $76,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,076 | $75,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 162,877 | $75,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 80,000 | $74,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 58,000 | $74,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 43,328 | $71,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,000 | $70,000 | thousands by filing date | call |
| CLENE INC | 185634102 | COM | 25,000 | $70,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,030 | $69,000 | thousands by filing date | |
| ENOVIS CORPORATION | 194014502 | COM | 23,272 | $68,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,192 | $68,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 252,761 | $68,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,000 | $66,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,000 | $66,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 32,663 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,081 | $64,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,982 | $64,000 | thousands by filing date | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 24,204 | $63,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 12,612 | $62,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 84,000 | $62,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $61,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,100 | $60,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $58,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 8,031 | $57,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 60,000 | $57,000 | thousands by filing date | principal |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 20,000 | $57,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 25,030 | $56,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 57,000 | $56,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $56,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 51,000 | $55,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 22,132 | $54,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 10,981 | $54,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 55,000 | $54,000 | thousands by filing date | principal |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 95,200 | $53,000 | thousands by filing date | |
| ESAB CORPORATION | 29605J106 | COM | 25,503 | $52,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,583 | $50,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 59,000 | $49,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $48,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,873 | $48,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 27,615 | $47,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $47,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $47,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,305 | $46,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 33,182 | $46,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $46,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,645 | $44,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 32,645 | $42,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 18,768 | $40,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $38,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 44,036 | $38,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 49,000 | $37,000 | thousands by filing date | principal |
| GETTY IMAGES HOLDINGS INC | 374275113 | *W EXP 07/22/202 | 1,024,430 | $36,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,424 | $35,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,000 | $34,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 39,000 | $32,000 | thousands by filing date | principal |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 29,480 | $32,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 47,370 | $31,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 42,000 | $31,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $31,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 18,000 | $30,000 | thousands by filing date | principal |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 262,764 | $30,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 33,000 | $29,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 15,889 | $28,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,466 | $28,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,000 | $28,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 26,000 | $27,000 | thousands by filing date | principal |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $27,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,310 | $26,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 25,000 | $26,000 | thousands by filing date | principal |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $26,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 452,499 | $25,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 13,876 | $24,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $23,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 5,806 | $22,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 200,000 | $22,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $20,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,042 | $19,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 60,482 | $19,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $18,000 | thousands by filing date | principal |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $18,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,161 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,000 | $16,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 10,808 | $16,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,625 | $16,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,436 | $15,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $15,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $15,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $14,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 11,138 | $14,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 4,956 | $14,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 50 | $13,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,250 | $13,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $13,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 11,364 | $12,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 18,056 | $12,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 15,278 | $12,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 39,000 | $12,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 23,270 | $12,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 41,898 | $12,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $12,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $12,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 174 | $11,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 13,570 | $11,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 19,868 | $11,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 58,984 | $11,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 11,504 | $10,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 100,000 | $10,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 102,679 | $10,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 126,250 | $10,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $10,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 18,962 | $9,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 88,582 | $9,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $9,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 21,672 | $8,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 100,000 | $8,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,024 | $8,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 21,690 | $7,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 16,100 | $7,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 12,314 | $7,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,500 | $7,000 | thousands by filing date | put |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 39,270 | $7,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 11,054 | $6,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 12,256 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,560 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,010 | $5,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 20,000 | $5,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $5,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $5,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 545,318 | $5,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 16,918 | $4,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 807 | $4,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,200 | $4,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 25,000 | $4,000 | thousands by filing date | |
| Heliogen Inc | 42329E113 | Warrant | 18,900 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 308 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 96,306 | $4,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 153,208 | $4,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $4,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,164 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,300 | $3,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 90 | $3,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 13,148 | $3,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 13,240 | $3,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 22,412 | $3,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 25,000 | $3,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,118 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 48,463 | $2,000 | thousands by filing date | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 26,100 | $2,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $2,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $2,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $2,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $2,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 5,528 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,974 | $1,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,070 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,130 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,738 | $1,000 | thousands by filing date | |
| SYSTEM1 INC | 87200P109 | COM | 110 | $1,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,151 | $1,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $1,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 34,570 | $1,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 10,000 | $1,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 19,635 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVIX CORPORATION COM | 293594107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUBOTV INC | 35953D104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 1,022,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 784,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 30,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINKLR INC | 85208T107 | CL A | 11,351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 55,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 15,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 16,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 58,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004048 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003534 | base | 2023-09-21 | acceptance time not in the bulk data set |