13F-HR filed by OSTERWEIS CAPITAL MANAGEMENT INC
OSTERWEIS CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 240 holding rows worth $1,333,008,000.
- Accession
- 0001085146-22-004003
- Filer
- CIK 1007524
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 285 entries on the cover page, a total value of $1,333,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,333,008,000 with VALUE read as thousands by filing date, 13F file number 028-04483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSTERWEIS CAPITAL MANAGEMENT LLC/CA028-06550
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 707,976 | $68,072,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 282,775 | $65,858,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 523,257 | $49,903,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 151,766 | $36,402,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 153,782 | $35,789,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 254,230 | $34,354,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 132,061 | $34,110,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 273,717 | $31,809,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 246,250 | $29,257,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 250,596 | $28,317,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 172,479 | $28,177,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 133,173 | $25,945,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 102,953 | $25,612,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 123,082 | $25,580,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 653,610 | $25,315,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 170,300 | $24,617,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 187,823 | $24,521,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 211,598 | $23,997,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 305,930 | $21,632,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 22,000,000 | $21,436,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 148,257 | $20,658,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 137,917 | $20,465,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 322,894 | $20,459,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 28,017,000 | $20,113,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 154,360 | $19,406,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 125,698 | $18,782,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 220,125 | $18,550,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 99,406 | $17,660,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 16,835,000 | $17,483,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 190,631 | $17,315,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 198,405 | $16,256,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 78,234 | $15,761,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 183,500 | $15,137,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 101,530 | $14,655,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 18,000,000 | $14,399,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 12,500,000 | $12,925,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 41,529 | $12,688,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 41,480 | $11,415,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,000,000 | $11,403,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 9,000,000 | $9,104,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,500,000 | $9,025,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,875,000 | $9,019,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 71,190 | $8,675,000 | thousands by filing date | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 10,600,000 | $8,644,000 | thousands by filing date | principal |
| SPS COMM INC COM | 78463M107 | Stock | 69,540 | $8,639,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 69,473 | $8,268,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 157,930 | $8,179,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 9,700,000 | $8,070,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,500,000 | $8,018,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 9,490,000 | $7,983,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 333,025 | $7,919,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 6,995,000 | $7,806,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 36,790 | $7,570,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 7,000,000 | $7,525,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 8,000,000 | $7,356,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 155,735 | $6,731,000 | thousands by filing date | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 7,000,000 | $6,650,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 75,420 | $6,564,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 335,765 | $6,467,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 108,260 | $6,242,000 | thousands by filing date | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 8,000,000 | $6,228,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 200,000 | $6,180,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44,870 | $5,969,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 384,130 | $5,904,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 83,005 | $5,838,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 67,985 | $5,824,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 49,195 | $5,694,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,000,000 | $5,681,000 | thousands by filing date | principal |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 215,720 | $5,285,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 149,435 | $5,028,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 75,965 | $4,866,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,460 | $4,762,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,666 | $4,743,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 97,790 | $4,679,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 26,155 | $4,639,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 59,921 | $4,555,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 64,435 | $4,527,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 155,750 | $4,512,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 56,230 | $4,498,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 4,500,000 | $4,473,000 | thousands by filing date | principal |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 160,110 | $4,379,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 58,380 | $4,377,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 210,935 | $4,179,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 252,315 | $4,163,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 88,945 | $4,056,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 4,647,000 | $3,787,000 | thousands by filing date | principal |
| SHOCKWAVE MED INC | 82489T104 | COM | 13,079 | $3,637,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 15,325 | $3,516,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,172 | $3,415,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 49,580 | $3,330,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,080 | $3,164,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 90,365 | $3,145,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 69,785 | $2,991,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 103,500 | $2,872,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,845,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 64,360 | $2,828,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20,990 | $2,591,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,716 | $2,489,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 100,355 | $2,283,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 124,315 | $2,147,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 41,895 | $1,949,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,874 | $1,835,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 54,330 | $1,626,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 126,131 | $1,482,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,055 | $982,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,079 | $880,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,887 | $797,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,376 | $722,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,192 | $720,000 | thousands by filing date | principal |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 50,680 | $647,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,896 | $559,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 985 | $500,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,629 | $448,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 54,761 | $445,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 932 | $440,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,078 | $437,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,421 | $406,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,230 | $339,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,055 | $295,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,626 | $248,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 489 | $247,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,667 | $237,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,787 | $235,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,977 | $212,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,160 | $202,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,319 | $201,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,678 | $196,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,000 | $190,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 23,230 | $184,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,101 | $180,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,626 | $171,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,021 | $170,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 965 | $165,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,185 | $163,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 451 | $161,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 900 | $140,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,146 | $139,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,585 | $138,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 982 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,510 | $121,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $116,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,870 | $114,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 31,250 | $110,000 | thousands by filing date | |
| MGC | 921910873 | COM | 826 | $103,000 | thousands by filing date | principal |
| EQUIFAX INC COM | 294429105 | Stock | 560 | $96,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 6,163 | $96,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,630 | $92,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,057 | $87,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 397 | $85,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 377 | $85,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 480 | $84,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 6,099 | $80,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,000 | $76,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,842 | $70,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 419 | $68,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,470 | $68,000 | thousands by filing date | principal |
| APTARGROUP INC COM | 038336103 | Stock | 660 | $63,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 735 | $58,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 250 | $57,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $54,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,309 | $53,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 179 | $51,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 816 | $51,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 562 | $47,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 168 | $45,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 165 | $44,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 988 | $40,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 647 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,415 | $40,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 324 | $39,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 286 | $37,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 130 | $36,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 235 | $34,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 593 | $33,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 224 | $32,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $32,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 395 | $32,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 90 | $27,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 700 | $25,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 823 | $24,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $24,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 52 | $22,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,800 | $21,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,100 | $21,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 350 | $20,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 92 | $16,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 250 | $16,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 529 | $14,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $14,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20 | $14,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 41 | $13,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400 | $12,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 116 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 55 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,500 | $12,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 750 | $12,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 111 | $11,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 158 | $11,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 105 | $11,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 455 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 25 | $10,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 57 | $9,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 31 | $9,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 206 | $9,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 86 | $9,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 771 | $8,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 15 | $7,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $7,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 45 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 27 | $7,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 106 | $6,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 175 | $6,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 25 | $6,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 5,000 | $6,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 134 | $5,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 60 | $5,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 37 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 129 | $5,000 | thousands by filing date | principal |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 25 | $4,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 59 | $3,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 45 | $3,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 300 | $3,000 | thousands by filing date | principal |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 300 | $3,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 1,100 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6 | $2,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 9 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 20 | $2,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 450 | $2,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680R206 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004003 | this filing | 2022-11-14 | acceptance time not in the bulk data set |