13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,360 holding rows worth $4,274,930,000.
- Accession
- 0001085146-22-003971
- Filer
- CIK 822581
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,360 entries on the cover page, a total value of $4,274,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,274,930,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 42,500 | $371,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 20,002 | $370,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,533 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,151 | $365,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,816 | $365,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 24,249 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,750 | $361,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,460 | $360,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 94,094 | $359,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,191 | $358,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,104 | $356,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 10,000 | $355,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,410 | $354,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 3,500 | $351,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,096 | $349,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,506 | $349,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,482 | $347,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 6,714 | $346,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 22,519 | $345,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,944 | $345,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,025 | $344,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,581 | $344,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,581 | $343,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,806 | $339,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,405 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,251 | $338,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 136,214 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,782 | $336,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $334,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,908 | $334,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 37,429 | $332,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,333 | $331,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,348 | $328,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 16,300 | $328,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,757 | $327,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 46,600 | $326,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,265 | $325,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 7,510 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,860 | $324,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 7,445 | $322,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,682 | $317,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,516 | $317,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 9,740 | $317,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,025 | $317,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $316,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,175 | $316,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,790 | $315,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 11,031 | $315,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,317 | $314,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 38,275 | $313,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,252 | $312,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 21,698 | $312,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 19,808 | $312,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 18,161 | $311,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,055 | $310,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,028 | $309,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 17,920 | $308,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,662 | $307,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $306,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,047 | $305,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,170 | $305,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,372 | $304,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,269 | $304,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 86,454 | $303,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 277 | $300,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,030 | $300,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,090 | $298,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,968 | $296,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,500 | $296,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 11,599 | $296,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,664 | $295,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,500 | $291,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,863 | $291,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,792 | $291,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,692 | $290,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,646 | $288,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,644 | $287,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 19,594 | $286,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,875 | $285,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 5,266 | $284,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 3,465 | $284,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,078 | $283,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,311 | $282,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,351 | $280,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 12,576 | $278,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,028 | $278,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 39,965 | $278,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,545 | $277,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 8,312 | $276,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 19,282 | $275,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 4,135 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,030 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 9,041 | $274,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 5,643 | $274,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,921 | $274,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,977 | $273,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,926 | $273,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 47,096 | $273,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,754 | $272,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,366 | $271,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,628 | $271,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,429 | $269,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 25,168 | $268,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,497 | $268,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,181 | $267,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,819 | $266,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,098 | $266,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,938 | $266,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,119 | $263,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,813 | $260,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 39,614 | $260,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 8,374 | $259,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,103 | $258,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 15,590 | $258,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 19,918 | $258,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,205 | $257,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 69,057 | $256,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,250 | $256,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,077 | $256,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 777 | $256,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,755 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,141 | $255,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 9,305 | $254,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,054 | $254,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,523 | $253,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,333 | $252,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,060 | $251,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $251,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 15,491 | $251,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,093 | $250,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 12,383 | $250,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,067 | $250,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 13,413 | $250,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $249,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,857 | $248,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,661 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 21,960 | $247,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,840 | $242,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,174 | $242,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,037 | $240,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,472 | $240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 31,671 | $240,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 29,080 | $240,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,101 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,310 | $238,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $237,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,588 | $237,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,075 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,950 | $237,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,637 | $236,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,300 | $236,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,510 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,031 | $235,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 53,917 | $235,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,945 | $234,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 22,722 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,430 | $234,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 13,996 | $234,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 6,700 | $233,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,454 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,314 | $232,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 130,005 | $231,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,770 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,234 | $230,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 14,792 | $230,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 47,000 | $230,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,850 | $227,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 18,317 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,611 | $226,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 815 | $225,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,989 | $225,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,100 | $225,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,232 | $225,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,722 | $225,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,402 | $225,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,960 | $225,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $224,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 36,193 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,480 | $223,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,942 | $223,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 25,000 | $223,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 8,893 | $222,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 14,572 | $222,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 63,300 | $222,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,810 | $222,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 6,451 | $222,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,144 | $221,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,425 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 10,968 | $221,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 6,394 | $221,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,494 | $220,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,391 | $220,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,591 | $220,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 77,689 | $218,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,536 | $217,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,523 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 16,345 | $217,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,719 | $216,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,928 | $215,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,616 | $215,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,550 | $215,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,072 | $214,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,340 | $214,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 636 | $214,000 | thousands by filing date | |
| WOLFSPEED INC | 977852102 | COM | 2,069 | $214,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,171 | $213,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,350 | $213,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,012 | $212,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,410 | $212,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $212,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,405 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,436 | $211,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 91,963 | $211,000 | thousands by filing date | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 8,966 | $210,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,450 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,955 | $210,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,690 | $210,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,470 | $209,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 17,104 | $208,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 6,305 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,914 | $207,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,060 | $206,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 737 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,318 | $204,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,050 | $203,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 18,254 | $203,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 752 | $201,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,167 | $200,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 27,000 | $198,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,674 | $195,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,342 | $194,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,007 | $193,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 34,239 | $191,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,183 | $190,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 15,370 | $190,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 13,373 | $182,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,357 | $180,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,950 | $180,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,221 | $179,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 10,488 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 10,790 | $177,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,599 | $176,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 13,390 | $175,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,860 | $171,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,957 | $170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 19,970 | $169,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,016 | $167,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,769 | $165,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,381 | $164,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,927 | $163,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,600 | $162,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 17,816 | $161,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,050 | $161,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,132 | $161,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 21,297 | $158,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,290 | $157,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,587 | $157,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,595 | $156,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 10,298 | $155,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,097 | $150,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,049 | $148,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 11,500 | $147,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,063 | $146,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 18,000 | $145,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 27,785 | $141,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,316 | $141,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 12,500 | $138,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,470 | $137,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,131 | $137,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $136,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,816 | $134,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 203,809 | $131,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,374 | $130,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 19,085 | $130,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,750 | $128,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,428 | $128,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,100 | $127,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,168 | $127,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,790 | $126,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,118 | $125,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 11,350 | $123,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,350 | $123,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 16,100 | $119,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 114,000 | $119,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,100 | $118,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,970 | $118,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,139 | $117,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 11,800 | $116,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 30,314 | $115,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,773 | $111,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 14,410 | $109,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,163 | $109,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 20,250 | $108,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $107,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 176,700 | $106,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,582 | $104,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 13,144 | $103,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,009 | $103,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,402 | $101,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 10,700 | $98,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,444 | $97,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 101,236 | $96,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 26,814 | $95,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,355 | $94,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,786 | $94,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 31,822 | $93,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,546 | $86,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,200 | $83,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 29,526 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,222 | $82,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 45,000 | $82,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,919 | $81,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,200 | $71,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 38,812 | $71,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 38,950 | $70,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,297 | $69,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 96,300 | $68,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,600 | $67,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,062 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 36,500 | $63,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,800 | $61,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,072 | $58,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 120,980 | $57,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,400 | $53,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,874 | $51,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,825 | $50,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 26,000 | $49,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 25,587 | $48,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,000 | $46,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,000 | $45,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 11,474 | $43,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 20,510 | $41,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 30,200 | $37,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 13,650 | $34,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 42,500 | $34,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 47,407 | $29,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 14,800 | $29,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,521 | $28,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 12,100 | $26,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 26,000 | $22,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 19,088 | $22,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 21,862 | $22,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 18,000 | $22,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 31,500 | $21,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 20,000 | $21,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,020 | $20,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 98,728 | $19,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,050 | $16,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,845 | $15,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $13,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 61,600 | $13,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 38,500 | $13,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,500 | $12,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,733 | $11,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 12,500 | $11,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,000 | $7,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 11,700 | $6,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,750 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,000 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003971 | this filing | 2022-11-14 | acceptance time not in the bulk data set |