13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,753 holding rows worth $5,008,591,000.
- Accession
- 0001085146-22-003932
- Filer
- CIK 1666741
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,753 entries on the cover page, a total value of $5,008,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,008,591,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,995 | $202,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,030 | $201,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,561 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,343 | $201,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 17,876 | $194,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 11,398 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 15,962 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 10,300 | $189,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,162 | $185,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 685,902 | $183,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 11,631 | $182,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,523 | $180,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 50,194 | $180,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,288 | $178,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 10,360 | $178,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 17,503 | $177,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,231 | $177,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,377 | $177,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 27,657 | $175,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,123 | $172,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,181 | $167,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,868 | $165,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 20,816 | $165,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 18,135 | $165,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 30,123 | $164,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 32,474 | $162,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 51,904 | $162,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,212 | $160,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,485 | $159,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,531 | $158,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,814 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,859 | $157,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,562 | $155,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,099 | $154,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 13,985 | $153,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,219 | $152,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,115 | $148,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 13,446 | $147,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 28,109 | $147,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 19,036 | $145,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,839 | $144,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,518 | $143,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,641 | $140,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,889 | $138,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,941 | $137,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,942 | $137,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,933 | $136,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,262 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,803 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,456 | $134,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 73,797 | $132,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,330 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,434 | $129,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,195 | $128,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,054 | $128,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 10,001 | $127,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 15,036 | $125,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,957 | $124,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,379 | $124,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 34,000 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,141 | $123,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,982 | $122,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 48,845 | $121,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 18,745 | $121,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,319 | $120,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,481 | $118,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,339 | $116,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 16,566 | $116,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,793 | $116,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,795 | $115,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 11,225 | $114,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 28,090 | $113,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,824 | $111,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,231 | $111,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,298 | $111,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 11,798 | $110,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 33,839 | $109,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,016 | $108,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,211 | $108,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 941,998 | $106,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,105 | $105,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,733 | $105,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 26,592 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,997 | $100,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,521 | $100,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,853 | $97,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 35,390 | $97,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,494 | $97,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 24,846 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,798 | $93,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,694 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,931 | $90,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,588 | $89,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,368 | $87,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,444 | $86,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 13,047 | $86,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 16,558 | $83,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,099 | $83,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 13,690 | $83,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,207 | $82,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,219 | $80,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 122,578 | $80,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 25,950 | $76,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $75,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 16,402 | $66,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,000 | $66,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 68,000 | $66,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,243 | $64,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,885 | $62,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,665 | $62,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 20,492 | $59,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 25,970 | $59,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 583,964 | $57,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,375 | $55,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,739 | $54,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,995 | $54,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $51,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,860 | $49,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 218,500 | $49,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 75,000 | $43,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,000 | $41,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,832 | $40,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,455 | $38,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,400 | $37,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,400 | $36,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,000 | $36,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 125,580 | $34,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 12,559 | $34,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,110 | $32,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,255 | $31,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,529 | $31,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 190,400 | $29,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,100 | $28,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 13,749 | $25,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $24,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,332 | $24,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $23,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 18,661 | $22,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 131,562 | $20,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Automatic Data Processing,Inc. | 053015103 | COM | 77,910 | $18,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 17,976 | $18,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 267,250 | $17,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Amgen Inc. | 031162100 | COM | 74,934 | $17,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 513,308 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 981,054 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Boeing Company | 097023105 | COM | 124,030 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,196 | $15,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,381 | $15,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,000 | $14,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 156,362 | $13,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Raytheon Technologies Corporation | 75513E101 | COM | 144,614 | $12,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $11,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,033 | $11,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 11,000 | $11,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 339,716 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 154,008 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $9,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 353,452 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 61,780 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 179,010 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,000 | $8,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 40,000 | $8,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 54,408 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMEREN CORP COM | 023608102 | Stock | 76,508 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 11,273 | $6,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 49,098 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 62,102 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 67,118 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 58,750 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 41,830 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 275,238 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 84,094 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 15,255 | $5,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 26,236 | $5,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 28,422 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Analog Devices,Inc. | 032654105 | COM | 31,546 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 9,382 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 32,802 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 13,598 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $4,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 35,375 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,990 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 15,276 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 59,164 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AUTODESK INC COM | 052769106 | Stock | 16,456 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,000 | $3,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $2,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 59,578 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 42,614 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 11,334 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 73,576 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 114,596 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BALL CORP | 058498106 | COM | 40,746 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARISTA NETWORKS INC | 040413106 | COM | 15,884 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 18,557 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,200 | $2,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $1,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 200 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 100 | $1,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 55,064 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,788 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $1,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 26,374 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 22,778 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 10,748 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BERKLEY W R CORP COM | 084423102 | Stock | 21,304 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,754 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 27,968 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,254 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 8,018 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,368 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,550 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 40,682 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 29,598 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 72,378 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BIO RAD LABS INC | 090572207 | CL A | 1,438 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 31,570 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 41,968 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 26,292 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 4,538 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 38,172 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 8,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVNET INC COM | 053807103 | Stock | 6,902 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,904 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 7,366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 2,218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,458 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,910 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAC HLDGS INC | 368736104 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 4,114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AGCO CORP | 001084102 | COM | 2,416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAXTER INTL INC | 071813109 | COM | 8,698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 162,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,804 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,812 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 18,372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 45,544 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003932 | this filing | 2022-11-14 | acceptance time not in the bulk data set |