13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 2,096 holding rows worth $8,052,976,000.
- Accession
- 0001085146-22-003931
- Filer
- CIK 1534468
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,096 entries on the cover page, a total value of $8,052,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,052,976,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,479 | $63,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,666 | $63,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,369 | $62,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 19,765 | $62,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 12,649 | $60,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,263 | $60,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,750 | $60,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 17,433 | $59,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 17,100 | $59,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 50,106 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,063 | $56,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,600 | $56,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 23,554 | $56,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 20,190 | $56,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 26,960 | $55,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 53,947 | $55,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 27,280 | $54,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,039 | $50,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,600 | $48,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,583 | $46,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,068 | $45,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,110 | $45,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 10,419 | $42,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 38,800 | $41,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,500 | $40,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $40,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,563 | $39,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 24,880 | $39,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,000 | $38,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 81,906 | $36,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 12,302 | $36,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,063 | $34,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,559 | $34,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,088 | $34,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 38,045 | $34,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,001 | $33,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,097 | $33,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 21,000 | $33,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,368 | $32,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $32,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,535 | $29,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 115,000 | $26,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 52,251 | $25,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 20,181 | $23,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,418 | $23,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 13,100 | $22,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 10,300 | $22,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 14,500 | $22,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,866 | $22,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 49,900 | $20,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 91,050 | $19,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $19,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 10,477 | $19,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $18,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 24,286 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,458 | $17,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 17,763 | $17,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 19,972 | $15,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,673 | $15,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 40,000 | $15,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $13,000 | thousands by filing date | call |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,800 | $12,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100 | $8,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,815 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 39,000 | $8,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,125 | $7,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 19,000 | $7,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $5,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $5,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $5,000 | thousands by filing date | put |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 15,934 | $4,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 11,300 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $3,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 10,509 | $3,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 16,432 | $3,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 31,936 | $3,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 15,638 | $3,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 11,816 | $3,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 11,493 | $3,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 100 | $2,000 | thousands by filing date | put |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 10,531 | $2,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 16,580 | $2,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 25,479 | $2,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 21,642 | $2,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X123 | SHS NEW | 12,662 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,000 | $1,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 121,603 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003931 | this filing | 2022-11-14 | acceptance time not in the bulk data set |