13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 571 holding rows worth $1,235,588,000.
- Accession
- 0001085146-22-003929
- Filer
- CIK 1631353
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 853 entries on the cover page, a total value of $1,235,588,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,235,588,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBOSTON PARTNERS SECURITIES, L.L.C.
- included managerBrown Advisory LLC028-05775
- included managerCHARTWELL INVESTMENT PARTNERS /ADV
- included managerClearbridge Investments, LLC028-11611
- included managerFirst Fiduciary Investment Counsel, Inc.028-07360
- included managerHGK ASSET MANAGEMENT INC028-01321
- included managerKarpus Management, Inc.028-11445
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerNATIXIS ADVISORS, L.P.028-05788
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerRENAISSANCE GROUP LLC028-04884
- included managerSADOFF INVESTMENT MANAGEMENT LLC028-03661
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerWCM INVESTMENT MANAGEMENT, LLC028-07104
- included managerZiegler Capital Management, LLC028-10982
- included managerDakota Wealth Management028-16362
- included managerEAGLE ASSET MANAGEMENT INC028-01666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Elevance Health, Inc. | 036752103 | COM | 446 | $203,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1,483 | $203,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,266 | $202,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,826 | $202,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 28,900 | $202,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,095 | $202,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,353 | $202,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,626 | $198,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,345 | $193,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 28,522 | $192,000 | thousands by filing date | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 19,300 | $192,000 | thousands by filing date | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 15,145 | $188,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,140 | $186,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,970 | $186,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 18,100 | $184,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $183,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 18,000 | $182,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,528 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,900 | $176,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 24,250 | $174,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,000 | $164,000 | thousands by filing date | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 15,700 | $158,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 15,400 | $155,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 16,356 | $153,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 15,000 | $152,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 15,000 | $151,000 | thousands by filing date | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 15,000 | $149,000 | thousands by filing date | |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 15,050 | $148,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,990 | $146,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 24,992 | $146,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,616 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,206 | $141,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,349 | $141,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 14,100 | $140,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 35,985 | $137,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 13,845 | $136,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K108 | CL A ORD SHS | 13,425 | $136,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 13,300 | $132,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,936 | $126,000 | thousands by filing date | |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 12,500 | $125,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,000 | $121,000 | thousands by filing date | put |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 12,050 | $121,000 | thousands by filing date | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 12,000 | $119,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,963 | $114,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,000 | $114,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 11,250 | $113,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 10,775 | $110,000 | thousands by filing date | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 10,700 | $108,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U109 | COM | 10,650 | $107,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 10,600 | $106,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 10,500 | $105,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 14,818 | $103,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 12,500 | $103,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $102,000 | thousands by filing date | put |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 10,000 | $102,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 10,100 | $100,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 10,100 | $100,000 | thousands by filing date | |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 10,000 | $99,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 10,100 | $99,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 10,000 | $99,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 10,750 | $96,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 10,000 | $94,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 17,240 | $87,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,983 | $85,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,713 | $83,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,656 | $59,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 16,550 | $49,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 20,000 | $46,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 30,000 | $28,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,000 | $24,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,000 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003929 | this filing | 2022-11-10 | acceptance time not in the bulk data set |