13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-08, with 821 holding rows worth $1,312,144,000.
- Accession
- 0001085146-22-003826
- Filer
- CIK 1607239
- Filed
- 2022-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 821 entries on the cover page, a total value of $1,312,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,312,144,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 29,225 | $363,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 13,753 | $361,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,505 | $361,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,346 | $360,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 9,664 | $360,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 34,950 | $359,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,324 | $358,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,998 | $356,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 504 | $354,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,139 | $354,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,175 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,606 | $354,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,402 | $353,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 15,615 | $353,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,886 | $352,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,700 | $352,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,450 | $350,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 119,500 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 15,210 | $347,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,318 | $343,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,000 | $339,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,929 | $337,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 41,435 | $336,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,297 | $330,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 10,783 | $328,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,000 | $328,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,116 | $327,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,730 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,048 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,100 | $325,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,748 | $324,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 71,937 | $324,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,067 | $323,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,881 | $322,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 11,415 | $322,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,764 | $321,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,231 | $321,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,032 | $320,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,387 | $318,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,228 | $317,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,132 | $316,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 12,532 | $316,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 13,470 | $315,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,329 | $314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,344 | $314,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 23,292 | $314,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,828 | $313,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 11,700 | $313,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,660 | $312,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 12,228 | $312,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,361 | $311,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,349 | $310,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 19,923 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,027 | $308,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 11,901 | $308,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,734 | $307,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,774 | $306,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,849 | $305,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,365 | $304,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,614 | $301,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,988 | $298,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,235 | $297,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 73,765 | $297,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,892 | $296,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 50,957 | $294,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 48,625 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,000 | $294,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,108 | $293,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,930 | $292,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,751 | $291,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,871 | $289,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,375 | $289,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,534 | $288,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,722 | $288,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 12,500 | $288,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,129 | $285,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 14,125 | $285,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 12,431 | $285,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,951 | $284,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,972 | $281,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,944 | $281,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,304 | $279,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,660 | $278,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,707 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,429 | $277,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,050 | $276,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,075 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,378 | $274,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,670 | $274,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $273,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,126 | $272,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 25,000 | $272,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 33,225 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,400 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,439 | $270,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,850 | $269,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,590 | $269,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 11,063 | $269,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 8,070 | $268,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 7,943 | $267,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11,507 | $267,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,772 | $266,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,595 | $266,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,225 | $266,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 35,826 | $266,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 11,008 | $266,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,896 | $265,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,290 | $265,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,965 | $265,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 18,750 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 14,600 | $264,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,475 | $263,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,984 | $262,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,308 | $260,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,600 | $259,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,349 | $259,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,609 | $258,000 | thousands by filing date | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 8,940 | $257,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 9,256 | $257,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,977 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,218 | $256,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,050 | $255,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 169 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,225 | $253,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,519 | $253,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,552 | $252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,991 | $249,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,782 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,735 | $248,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,372 | $248,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25,579 | $248,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 544 | $247,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 29,212 | $247,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 5,712 | $245,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,893 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,740 | $241,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,783 | $241,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 618 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,854 | $239,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,448 | $239,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 14,700 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,935 | $239,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,100 | $239,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 23,725 | $239,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,507 | $238,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 661 | $238,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,055 | $237,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,086 | $236,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,934 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,470 | $236,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,230 | $234,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,546 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,698 | $233,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,250 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,500 | $232,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,903 | $230,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,868 | $230,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 465 | $227,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,244 | $227,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,140 | $227,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 6,752 | $226,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 22,819 | $225,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,328 | $223,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,643 | $223,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,837 | $221,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,800 | $221,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $221,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,844 | $219,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 4,066 | $219,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,511 | $218,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 8,756 | $218,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,031 | $217,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,612 | $217,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,875 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,372 | $217,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 28,850 | $216,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,746 | $216,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,496 | $216,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 66,350 | $215,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 27,150 | $215,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,682 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,700 | $214,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,212 | $213,000 | thousands by filing date | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 4,840 | $213,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,920 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,779 | $211,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,000 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,991 | $210,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,882 | $210,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,278 | $210,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,050 | $209,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,971 | $209,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,000 | $209,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,731 | $208,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18,275 | $208,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,290 | $208,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,604 | $208,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,575 | $206,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,300 | $205,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 738 | $204,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 22,176 | $204,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 21,000 | $204,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,233 | $204,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,740 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,982 | $203,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,725 | $203,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,430 | $202,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 30,000 | $202,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,940 | $195,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 23,613 | $192,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,324 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,239 | $191,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 18,500 | $190,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,784 | $189,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,775 | $186,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,677 | $183,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 38,500 | $182,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,005 | $181,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 62,200 | $176,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 12,700 | $171,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,970 | $171,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 67,961 | $171,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 41,279 | $170,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,212 | $167,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,651 | $159,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 49,600 | $159,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,000 | $159,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,075 | $157,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 15,700 | $157,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,000 | $156,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 14,323 | $154,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,899 | $153,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,000 | $151,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,625 | $151,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 24,618 | $150,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,069 | $149,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,500 | $148,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,750 | $147,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,583 | $146,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,000 | $143,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 19,000 | $142,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,124 | $140,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,125 | $139,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,801 | $138,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 27,300 | $137,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,492 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $136,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,923 | $127,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,110 | $119,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,289 | $118,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,400 | $117,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,000 | $115,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,560 | $115,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,150 | $115,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,700 | $114,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,621 | $113,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,820 | $110,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,000 | $110,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 33,850 | $109,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,700 | $107,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,090 | $107,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 14,641 | $105,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 12,500 | $104,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,625 | $104,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,078 | $100,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,759 | $98,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,483 | $96,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,322 | $94,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 58,500 | $92,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,300 | $90,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $87,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,314 | $84,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 22,650 | $84,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 43,571 | $84,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,900 | $83,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,500 | $76,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,869 | $75,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $73,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $72,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,060 | $71,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,000 | $71,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,806 | $69,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 12,725 | $69,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,125 | $67,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 17,156 | $66,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 73,000 | $64,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 26,450 | $60,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,900 | $56,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,476 | $56,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,916 | $55,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,480 | $51,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 39,500 | $51,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $47,000 | thousands by filing date | principal |
| VAXART INC NEW | 92243A200 | COM | 20,000 | $44,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 12,800 | $43,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 10,600 | $38,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 97,500 | $36,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 12,000 | $34,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 29,100 | $33,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 15,000 | $27,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 25,000 | $26,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 12,000 | $23,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 54,350 | $21,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 17,988 | $17,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 14,500 | $15,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,400 | $14,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,000 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 300 | $6,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,400 | $5,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 13,000 | $5,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 10,000 | $5,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $2,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 200 | $2,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 500 | $2,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $2,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $1,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 500 | $1,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $1,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $1,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003826 | this filing | 2022-11-08 | acceptance time not in the bulk data set |