13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-01, with 739 holding rows worth $4,356,653,000.
- Accession
- 0001085146-22-003685
- Filer
- CIK 743127
- Filed
- 2022-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 739 entries on the cover page, a total value of $4,356,653,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,356,653,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 24,951 | $482,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,662 | $481,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,790 | $478,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 23,900 | $475,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,759 | $474,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,566 | $468,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 46,737 | $465,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,153 | $464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,004 | $463,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 18,400 | $461,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,210 | $457,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 30,074 | $457,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 10,470 | $456,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,546 | $452,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,064 | $452,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 65,170 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 44,578 | $441,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,297 | $439,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,563 | $437,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 29,026 | $437,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 53,675 | $433,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 25,045 | $431,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,307 | $427,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,235 | $426,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,807 | $425,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 15,570 | $425,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,823 | $423,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,591 | $421,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,276 | $418,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,650 | $414,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 50,705 | $412,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,750 | $412,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 12,998 | $410,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,947 | $409,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,592 | $408,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 11,530 | $408,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,682 | $407,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 30,494 | $406,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,378 | $403,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,110 | $403,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,054 | $401,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,910 | $398,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 46,315 | $398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 26,470 | $398,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,725 | $393,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 29,544 | $389,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 801 | $389,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 18,530 | $388,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,556 | $387,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,000 | $383,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,036 | $377,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,448 | $377,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,831 | $375,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,260 | $375,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 10,575 | $371,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 27,495 | $365,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 24,272 | $364,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,228 | $362,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 8,459 | $362,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,641 | $361,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 42,975 | $361,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 3,057 | $361,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 31,480 | $360,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,597 | $358,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,895 | $355,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,404 | $350,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,560 | $349,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 15,680 | $346,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,745 | $345,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 79,295 | $339,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,280 | $338,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,040 | $336,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,522 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,104 | $333,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 57,706 | $331,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 921 | $331,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,858 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 27,762 | $330,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,109 | $329,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 20,562 | $322,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,327 | $318,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 13,530 | $317,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,438 | $316,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,537 | $312,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,936 | $312,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 9,100 | $311,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,388 | $311,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,220 | $311,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,943 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,772 | $306,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,877 | $306,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,819 | $305,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,039 | $304,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,288 | $300,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,779 | $300,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,400 | $299,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,523 | $297,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 17,755 | $297,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,218 | $295,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 171,805 | $294,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,644 | $292,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 542 | $292,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,794 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,769 | $290,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,629 | $290,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 948 | $289,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,416 | $289,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,315 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,960 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,320 | $286,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,900 | $285,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,807 | $285,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,550 | $284,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,299 | $282,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,751 | $279,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,904 | $278,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,439 | $277,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,578 | $277,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 483 | $275,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,393 | $272,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 317 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,536 | $268,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 11,000 | $268,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,775 | $267,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,875 | $267,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,782 | $266,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 46,355 | $265,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 19,605 | $264,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,021 | $262,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,226 | $262,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 174 | $261,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 941 | $261,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 10,320 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,714 | $261,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,877 | $260,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,921 | $260,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 31,804 | $258,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 280,000 | $257,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,290 | $255,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,033 | $252,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,356 | $252,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 25,659 | $252,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,571 | $251,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 949 | $251,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,447 | $248,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,005 | $248,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,149 | $246,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,618 | $246,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 861 | $245,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $245,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,206 | $244,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,308 | $242,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,827 | $242,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,800 | $242,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,458 | $241,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,545 | $240,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,859 | $239,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 3,475 | $239,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 943 | $238,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,624 | $237,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,800 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,100 | $237,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,592 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,910 | $235,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 8,400 | $234,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,725 | $233,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,809 | $232,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,074 | $230,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,462 | $229,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,533 | $228,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,035 | $228,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 7,353 | $227,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 51,481 | $227,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,548 | $224,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,203 | $221,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,561 | $219,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,613 | $217,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,515 | $214,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,446 | $213,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,697 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 11,543 | $213,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,825 | $211,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 984 | $209,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 30,350 | $209,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,089 | $209,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 60,550 | $208,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 63,312 | $208,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 33,978 | $207,000 | thousands by filing date | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,899 | $206,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 248 | $205,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 4,499 | $205,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,360 | $204,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,335 | $201,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 83,227 | $193,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 34,670 | $193,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 33,100 | $193,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,140 | $190,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,871 | $189,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,641 | $183,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 24,600 | $175,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 31,614 | $174,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,358 | $173,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 61,000 | $173,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,000 | $164,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 23,246 | $162,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,174 | $161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $148,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,050 | $143,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,694 | $138,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 12,903 | $136,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 827,240 | $136,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,769 | $135,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 77,550 | $128,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,256 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $126,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,562 | $121,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 21,810 | $117,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,939 | $109,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $105,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,887 | $101,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,315 | $97,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 85,000 | $86,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,613 | $85,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,589 | $70,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,629 | $57,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 15,000 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,800 | $53,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 32,422 | $52,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $44,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,800 | $36,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,003 | $32,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,000 | $28,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,000 | $21,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,500 | $14,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 65,000 | $14,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,000 | $10,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 20,000 | $6,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 12,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003685 | this filing | 2022-11-01 | acceptance time not in the bulk data set |