13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-24, with 333 holding rows worth $1,001,176,000.
- Accession
- 0001085146-22-003579
- Filer
- CIK 908195
- Filed
- 2022-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 333 entries on the cover page, a total value of $1,001,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,001,176,000 with VALUE read as thousands by filing date, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 5,391,717 | $124,549,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 324,088 | $41,250,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 64,487 | $32,707,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 130,617 | $30,421,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,020,784 | $29,623,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 214,012 | $29,576,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,838,641 | $28,628,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 145,616 | $23,692,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 150,427 | $23,283,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 801,855 | $22,316,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 196,697 | $20,555,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 405,105 | $19,940,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 39,091 | $19,742,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 70,192 | $18,743,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 353,400 | $17,416,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 203,823 | $17,174,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 422,924 | $16,917,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 148,967 | $16,830,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 932,042 | $15,733,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 603,253 | $15,546,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 46,362 | $14,991,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 196,522 | $14,651,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 374,359 | $13,814,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 122,910 | $12,775,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 82,259 | $12,723,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 516,950 | $11,755,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 146,662 | $10,973,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 47,688 | $10,749,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 80,420 | $9,087,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 169,283 | $9,023,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 432,787 | $8,632,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 751,061 | $8,389,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 99,226 | $8,308,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 166,723 | $8,213,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 97,754 | $8,151,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 256,069 | $8,041,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,522 | $7,544,000 | thousands by filing date | |
| COHERENT CORP COM | 19247G107 | Stock | 176,858 | $6,163,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 163,266 | $6,157,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 69,243 | $6,046,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30,940 | $5,816,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 214,156 | $5,495,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,014 | $5,393,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 29,676 | $5,361,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 120,225 | $5,271,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 18,000 | $4,822,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 77,929 | $4,737,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 93,969 | $4,713,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 48,566 | $4,581,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 30,179 | $4,341,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,902 | $4,229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 52,532 | $3,902,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 84,930 | $3,717,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 134,993 | $3,487,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 48,673 | $3,472,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 43,559 | $3,337,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 44,342 | $3,296,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 161,151 | $3,286,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 13,876 | $2,996,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 51,638 | $2,984,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 41,244 | $2,726,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,571 | $2,605,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,076 | $2,597,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 35,476 | $2,452,000 | thousands by filing date | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 21,346 | $2,316,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 187,300 | $2,304,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 16,860 | $2,183,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 49,810 | $2,180,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 78,100 | $2,138,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 64,831 | $2,080,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 11,950 | $1,983,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 99,631 | $1,862,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,510 | $1,852,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,517 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 56,245 | $1,781,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 36,960 | $1,752,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,358 | $1,706,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 32,130 | $1,692,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 78,355 | $1,635,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,600 | $1,597,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 51,949 | $1,569,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,940 | $1,533,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,272 | $1,529,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 14,756 | $1,515,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 90,700 | $1,465,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 19,566 | $1,444,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,534 | $1,441,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,135 | $1,388,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,550 | $1,371,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 44,401 | $1,314,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,631 | $1,300,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 45,200 | $1,274,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 11,468 | $1,220,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,502 | $1,171,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,840 | $1,162,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19,874 | $1,127,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,752 | $1,121,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 16,759 | $1,119,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 22,341 | $1,110,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,700 | $1,102,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 193,810 | $1,093,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 55,934 | $1,068,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 37,165 | $1,068,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,140 | $1,066,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 34,200 | $1,061,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 69,800 | $1,050,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,463 | $1,044,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 11,685 | $1,021,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 20,050 | $998,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 26,216 | $998,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 84,671 | $974,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 101,668 | $961,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 165,002 | $945,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,072 | $901,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,300 | $896,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,180 | $885,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,186 | $878,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 102,200 | $871,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,752 | $853,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,375 | $836,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 70,006 | $832,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,698 | $818,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,921 | $797,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 38,478 | $775,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 15,200 | $767,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,710 | $761,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 67,300 | $750,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 20,093 | $745,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,200 | $735,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 37,400 | $725,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 83,300 | $711,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,652 | $709,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,207 | $692,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,564 | $680,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,369 | $664,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,099 | $644,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,412 | $641,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 58,150 | $640,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,300 | $636,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 50,700 | $634,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,239 | $629,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 42,911 | $629,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,914 | $621,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 29,153 | $617,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 166,500 | $596,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,512 | $594,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,083 | $592,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 12,168 | $576,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 25,100 | $573,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,175 | $555,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,779 | $555,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,581 | $543,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,903 | $536,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 46,200 | $528,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,975 | $527,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 90,181 | $519,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,442 | $518,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,725 | $508,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,833 | $506,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 56,300 | $500,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,818 | $496,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,382 | $494,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 143 | $487,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,403 | $470,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 62,408 | $467,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,465 | $465,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,834 | $464,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,234 | $463,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 80,500 | $462,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,269 | $460,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,123 | $460,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,164 | $457,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,188 | $455,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,768 | $452,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 23,300 | $450,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,541 | $445,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,200 | $438,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,799 | $430,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 77,001 | $423,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 10,281 | $415,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,061 | $413,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,553 | $412,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,582 | $410,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,139 | $407,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $406,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 50,653 | $401,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 22,100 | $400,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 14,000 | $397,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 20,680 | $394,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,600 | $384,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,530 | $383,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,050 | $382,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,792 | $381,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,159 | $381,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 973 | $376,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,000 | $374,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 15,530 | $363,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 22,025 | $355,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 25,136 | $351,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,635 | $349,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,067 | $349,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,074 | $349,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,577 | $346,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 12,891 | $346,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,546 | $342,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,645 | $342,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,601 | $334,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 17,580 | $328,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 690 | $325,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 152,750 | $325,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,146 | $324,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 34,500 | $323,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,200 | $322,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 27,100 | $321,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 45,000 | $320,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,520 | $316,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 15,000 | $310,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,080 | $310,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,182 | $308,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 38,600 | $308,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,500 | $307,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 443 | $305,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 9,031 | $304,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,800 | $302,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,490 | $301,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,668 | $288,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,300 | $288,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,800 | $288,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,750 | $279,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,845 | $276,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,290 | $272,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,093 | $268,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,499 | $266,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,775 | $257,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,702 | $257,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,068 | $256,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 700 | $256,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 15,400 | $256,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,165 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 25,700 | $252,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,073 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,400 | $248,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,114 | $246,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 8,862 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,998 | $243,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 878 | $243,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,500 | $243,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,400 | $240,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,794 | $240,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,000 | $240,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 23,600 | $236,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 33,400 | $231,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 4,773 | $227,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,700 | $227,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 700 | $225,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 8,250 | $225,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,900 | $225,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 503 | $223,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,841 | $223,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,629 | $221,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 22,668 | $221,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,285 | $221,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,100 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 23,100 | $218,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,332 | $217,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,400 | $217,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 800 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,000 | $215,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,732 | $214,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $214,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 23,608 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,800 | $212,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,860 | $208,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,380 | $205,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 667 | $204,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,315 | $202,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,680 | $201,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 22,000 | $195,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,710 | $190,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,000 | $189,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 45,000 | $183,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,500 | $177,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,500 | $173,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,836 | $166,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,600 | $164,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,700 | $153,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 208,009 | $152,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,651 | $150,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 35,552 | $144,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 38,500 | $139,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $138,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 34,891 | $130,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 77,735 | $127,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 17,697 | $126,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 60,563 | $125,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,500 | $123,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 25,900 | $123,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,500 | $122,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,327 | $107,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,043 | $106,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,000 | $100,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,000 | $98,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,100 | $96,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 16,783 | $89,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,185 | $86,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 30,000 | $86,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 16,025 | $80,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 17,045 | $75,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,000 | $74,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,783 | $74,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 50,500 | $66,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 30,000 | $64,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $62,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 15,000 | $61,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 25,000 | $60,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 12,368 | $59,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 12,250 | $59,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 10,135 | $53,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 82,100 | $53,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,000 | $51,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 14,000 | $51,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,000 | $49,000 | thousands by filing date | call |
| ARTS WAY MFG INC | 043168103 | COM | 25,639 | $47,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,600 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,000 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,000 | $44,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,200 | $40,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,000 | $36,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 10,000 | $19,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 13,708 | $18,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 11,068 | $18,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 12,941 | $16,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003579 | this filing | 2022-10-24 | acceptance time not in the bulk data set |