13F-HR filed by Stratos Investment Management, LLC
Stratos Investment Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-24, with 151 holding rows worth $494,743,000.
- Accession
- 0001085146-22-003556
- Filer
- CIK 1707206
- Filed
- 2022-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 151 entries on the cover page, a total value of $494,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $494,743,000 with VALUE read as thousands by filing date, 13F file number 028-19493. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 390,907 | $31,093,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 483,534 | $26,067,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 323,100 | $23,047,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 114,573 | $15,834,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 65,828 | $15,331,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 186,139 | $12,365,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 134,950 | $12,361,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 33,772 | $12,112,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 247,684 | $10,987,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 48,835 | $10,448,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 101,837 | $10,433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 379,679 | $9,883,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 322,854 | $9,782,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 193,309 | $9,300,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 66,573 | $9,053,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 51,667 | $9,005,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 83,885 | $8,293,000 | thousands by filing date | |
| IJH | 464287507 | COM | 37,592 | $8,243,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,393 | $8,232,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 72,496 | $8,192,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 83,535 | $7,990,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 26,826 | $7,163,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 146,464 | $6,409,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 49,649 | $6,311,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,083 | $6,103,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 201,842 | $6,019,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 55,319 | $5,781,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 150,046 | $5,456,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 102,649 | $5,407,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,193 | $5,093,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 18,391 | $5,075,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,527 | $4,987,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,988 | $4,668,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 102,210 | $4,556,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 148,691 | $4,490,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 114,447 | $4,346,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 33,773 | $4,264,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 48,457 | $4,225,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,613 | $4,196,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,588 | $4,191,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,002 | $3,981,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 91,502 | $3,660,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,930 | $3,582,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,520 | $3,581,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41,224 | $3,474,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 107,010 | $3,190,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 29,465 | $3,016,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,271 | $2,884,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,612 | $2,846,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49,409 | $2,709,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,870 | $2,702,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,518 | $2,606,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 17,988 | $2,587,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,871 | $2,546,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 26,983 | $2,545,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,001 | $2,474,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,503 | $2,340,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 28,920 | $2,334,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 28,082 | $2,268,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,074 | $2,201,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,063 | $2,157,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26,846 | $2,105,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,248 | $2,099,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 68,425 | $2,007,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,942 | $1,913,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,449 | $1,793,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,053 | $1,774,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,327 | $1,705,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,217 | $1,655,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 42,330 | $1,634,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,255 | $1,587,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 33,248 | $1,586,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,767 | $1,579,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,291 | $1,548,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,281 | $1,513,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 26,818 | $1,502,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,631 | $1,501,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,984 | $1,451,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,542 | $1,446,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,527 | $1,363,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,239 | $1,215,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,640 | $1,192,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,723 | $1,184,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 19,032 | $1,183,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,504 | $1,133,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,053 | $1,130,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,481 | $1,071,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,529 | $1,019,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,023 | $1,015,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,937 | $965,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 57,518 | $931,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,379 | $904,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,417 | $864,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 31,404 | $851,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,917 | $847,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,794 | $829,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 31,597 | $753,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,298 | $739,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,427 | $687,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 26,480 | $597,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,656 | $573,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,434 | $557,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,347 | $516,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,600 | $503,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,772 | $501,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,775 | $501,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,342 | $493,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,666 | $489,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,983 | $488,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 12,295 | $481,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,031 | $442,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,312 | $434,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 972 | $432,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,097 | $421,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,266 | $403,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,068 | $386,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,208 | $377,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,787 | $364,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,204 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,432 | $342,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,053 | $330,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,678 | $324,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,237 | $322,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,356 | $316,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,920 | $315,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,757 | $314,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,101 | $314,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,732 | $314,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,812 | $314,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,865 | $303,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 10,583 | $300,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,261 | $290,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,999 | $288,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 8,182 | $280,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,493 | $276,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 872 | $271,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,166 | $270,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,671 | $258,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,781 | $258,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,180 | $256,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,404 | $253,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,370 | $239,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,668 | $239,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,411 | $233,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 858 | $228,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,706 | $225,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 850 | $220,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,968 | $216,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,542 | $211,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,364 | $194,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 96,276 | $164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003556 | this filing | 2022-10-24 | acceptance time not in the bulk data set |