13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-14, with 1,908 holding rows worth $8,700,420,000.
- Accession
- 0001085146-22-003428
- Filer
- CIK 1567755
- Filed
- 2022-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,908 entries on the cover page, a total value of $8,700,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,700,420,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,856 | $285,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 25,226 | $284,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 101,176 | $284,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 12,670 | $284,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14,887 | $283,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 19,455 | $283,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 10,719 | $282,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,963 | $281,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 61,329 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 10,628 | $280,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,434 | $278,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 13,345 | $277,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 13,039 | $276,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,509 | $276,000 | thousands by filing date | |
| VS TRUST | 92891H309 | 2X LONG VIX FUT | 19,721 | $276,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 254 | $275,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,327 | $275,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 7,840 | $275,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 11,701 | $275,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,880 | $274,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,434 | $274,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 58,713 | $274,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 10,576 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,540 | $273,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 12,166 | $271,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,262 | $269,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 28,245 | $269,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 31,119 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 10,247 | $268,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,701 | $267,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,036 | $267,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 16,666 | $267,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 5,050 | $267,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,333 | $266,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,896 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,326 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,953 | $265,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 41,268 | $264,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,665 | $264,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 5,455 | $264,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 12,069 | $264,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 6,088 | $263,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,417 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,441 | $263,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,220 | $262,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 13,385 | $261,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,169 | $261,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,115 | $261,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,521 | $260,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,892 | $259,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21,149 | $258,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,712 | $258,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,302 | $257,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 35,436 | $257,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,898 | $257,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 17,148 | $256,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 6,246 | $256,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,021 | $256,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 8,645 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 6,625 | $256,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,759 | $256,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,280 | $255,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,815 | $254,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,548 | $253,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 889 | $253,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 13,501 | $253,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,261 | $253,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,624 | $252,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,509 | $252,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 42,403 | $252,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,100 | $252,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,433 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,880 | $251,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,905 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 6,136 | $250,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 11,283 | $250,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 23,201 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,141 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 11,805 | $249,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,247 | $248,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,583 | $247,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,681 | $247,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,970 | $247,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,166 | $246,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 500 | $245,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,393 | $245,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 2,995 | $245,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,941 | $242,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,937 | $241,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 16,382 | $241,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3,143 | $240,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,797 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,851 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,384 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 11,877 | $240,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,413 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,443 | $238,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,538 | $237,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,965 | $237,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,618 | $236,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 9,589 | $236,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,285 | $235,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,869 | $233,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,683 | $232,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 62,258 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,642 | $232,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,579 | $232,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,354 | $231,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,397 | $231,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 26,903 | $231,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,382 | $231,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,698 | $230,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 48,551 | $229,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 553 | $228,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,684 | $227,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,023 | $227,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 17,267 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,361 | $227,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,146 | $226,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,732 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,600 | $225,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,068 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,907 | $224,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 20,394 | $224,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,883 | $223,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,002 | $223,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 15,125 | $222,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,104 | $221,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,396 | $221,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 16,575 | $220,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 22,607 | $220,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,036 | $220,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 9,194 | $220,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,754 | $219,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,425 | $218,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 17,349 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 4,400 | $216,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,247 | $215,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,945 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,518 | $214,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,931 | $214,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,392 | $214,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,872 | $214,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 7,316 | $214,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,787 | $213,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 5,100 | $213,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 682 | $212,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 746 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,810 | $212,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 91,222 | $211,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,783 | $210,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4,570 | $210,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 9,913 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 5,465 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,581 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 24,690 | $209,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,182 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 11,665 | $208,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,119 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,953 | $208,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,054 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,043 | $207,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,504 | $207,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,975 | $206,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,336 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 8,295 | $206,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 119,374 | $206,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,730 | $205,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,955 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 6,488 | $204,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,703 | $204,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,958 | $203,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 29,512 | $203,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,664 | $203,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 5,598 | $203,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 11,025 | $202,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,945 | $202,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,306 | $201,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,034 | $201,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 7,313 | $200,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,501 | $200,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,258 | $199,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 60,435 | $199,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 26,761 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,737 | $198,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 29,790 | $198,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 25,008 | $198,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,913 | $195,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 12,686 | $192,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,132 | $189,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,128 | $189,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,657 | $189,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 15,000 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,681 | $186,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,053 | $186,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 26,719 | $185,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 21,710 | $183,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,862 | $182,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 32,734 | $180,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 10,394 | $180,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,424 | $179,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,957 | $179,000 | thousands by filing date | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 10,330 | $178,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,488 | $176,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 43,326 | $176,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 22,070 | $175,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 26,400 | $171,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 20,180 | $170,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 21,146 | $169,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,759 | $168,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 15,744 | $168,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,319 | $163,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,864 | $158,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 57,545 | $158,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,478 | $156,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 16,601 | $155,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,636 | $155,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 45,163 | $154,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 22,400 | $154,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,040 | $151,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,042 | $151,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 30,400 | $151,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 10,320 | $151,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,865 | $151,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 17,013 | $151,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,380 | $149,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 23,150 | $146,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 16,961 | $145,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 60,498 | $145,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,804 | $144,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,987 | $142,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 24,444 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 16,612 | $141,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,973 | $140,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,483 | $140,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 13,925 | $139,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,588 | $137,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,839 | $137,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,810 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 14,552 | $136,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,900 | $136,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,178 | $135,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 41,696 | $134,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $134,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 19,009 | $133,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 44,245 | $131,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 17,580 | $130,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,124 | $130,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $129,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,739 | $128,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 13,449 | $128,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 17,388 | $127,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,732 | $125,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 34,349 | $124,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 35,278 | $121,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,134 | $121,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,037 | $121,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 83,179 | $121,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 45,275 | $121,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,322 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,924 | $118,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 34,716 | $117,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,407 | $116,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,629 | $116,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,951 | $114,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 34,436 | $112,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,444 | $112,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,075 | $109,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 170,478 | $109,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,022 | $108,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,048 | $108,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 11,827 | $108,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 37,710 | $107,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,150 | $107,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,750 | $104,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 30,051 | $102,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,247 | $101,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 25,130 | $101,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,164 | $99,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,252 | $99,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,736 | $98,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 32,824 | $97,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 33,283 | $97,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 19,077 | $95,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 13,592 | $94,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,490 | $92,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,683 | $91,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 32,095 | $91,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,600 | $88,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 12,862 | $87,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 264,841 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,871 | $85,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,822 | $84,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 25,369 | $84,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,000 | $83,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,650 | $82,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 26,207 | $81,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,007 | $81,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,695 | $81,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,711 | $80,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 24,500 | $80,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,196 | $79,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 15,636 | $79,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,893 | $78,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,160 | $77,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 11,670 | $77,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,919 | $76,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,389 | $76,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,831 | $76,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 11,363 | $75,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,003 | $73,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 100,145 | $73,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,925 | $72,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 12,000 | $71,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,013 | $70,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,538 | $69,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 12,737 | $68,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,790 | $67,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,392 | $67,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,486 | $65,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 47,661 | $65,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,939 | $63,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 27,007 | $63,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,698 | $59,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,984 | $59,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,808 | $59,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,155 | $57,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,032 | $56,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,646 | $55,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 13,827 | $54,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,000 | $52,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 14,163 | $50,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 10,038 | $50,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,135 | $49,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 13,866 | $49,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,305 | $48,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,000 | $48,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 40,100 | $48,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,032 | $47,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 26,423 | $47,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,000 | $46,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 18,745 | $46,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,963 | $46,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 11,534 | $44,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 14,475 | $43,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,677 | $42,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,200 | $42,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 34,367 | $42,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 15,000 | $42,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 40,000 | $39,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,305 | $38,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 100,725 | $36,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,330 | $35,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 41,138 | $35,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 12,750 | $34,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 18,774 | $34,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 30,265 | $30,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,050 | $30,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 20,807 | $29,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,600 | $28,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,900 | $28,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 16,288 | $28,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,399 | $27,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,228 | $25,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 28,500 | $25,000 | thousands by filing date | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 10,130 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 22,883 | $24,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 29,200 | $23,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 13,221 | $23,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 19,700 | $23,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 15,271 | $23,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 31,000 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,062 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,140,000 | $20,000 | thousands by filing date | call |
| BIONANO GENOMICS INC | 09075F107 | COM | 10,975 | $20,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,300 | $19,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 17,225 | $18,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,325 | $18,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 14,077 | $18,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 17,500 | $18,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 20,800 | $17,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,209 | $17,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 14,900 | $17,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 22,024 | $15,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,350 | $13,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,100 | $13,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $13,000 | thousands by filing date | principal |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 12,000 | $13,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $12,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 27,805 | $10,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 23,267 | $10,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 13,725 | $9,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,783 | $9,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,013 | $8,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 20,062 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $8,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,545 | $7,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 21,400 | $7,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 20,000 | $4,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,000 | $4,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 15,000 | $4,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 98,650 | $4,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 18,110 | $3,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 33,500 | $3,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $1,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 92,424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003428 | this filing | 2022-10-14 | acceptance time not in the bulk data set |