13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-11, with 1,821 holding rows worth $6,286,867,000.
- Accession
- 0001085146-22-002987
- Filer
- CIK 1666741
- Filed
- 2022-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,821 entries on the cover page, a total value of $6,286,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,286,867,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,505 | $266,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,913 | $266,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 51,478 | $266,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 10,854 | $266,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,057 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,263 | $265,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,988 | $264,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,825 | $264,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 8,656 | $264,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 22,680 | $264,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,369 | $263,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,134 | $260,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 647 | $259,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 22,509 | $259,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 17,473 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,174 | $259,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,057 | $258,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 23,954 | $257,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 10,385 | $257,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,650 | $257,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 64 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 9,835 | $256,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,894 | $255,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,008 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,332 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,949 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,083 | $255,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 905 | $254,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 31,445 | $254,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 30,737 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,066 | $254,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,210 | $254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 11,044 | $254,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,727 | $253,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 9,154 | $253,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 19,494 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,642 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,479 | $252,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 112,050 | $252,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 26,979 | $251,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 19,682 | $250,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 18,002 | $250,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,094 | $249,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 841 | $248,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,936 | $248,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,951 | $248,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,942 | $247,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,513 | $246,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,933 | $245,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 988 | $245,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,416 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,452 | $244,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,493 | $243,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 19,058 | $243,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,000 | $243,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,520 | $242,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,055 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,985 | $241,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,492 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 8,471 | $241,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,360 | $240,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 13,000 | $240,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,107 | $240,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,068 | $240,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,418 | $240,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 7,474 | $240,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 8,333 | $240,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,095 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,943 | $239,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 16,193 | $238,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,853 | $237,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 4,866 | $237,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 5,463 | $236,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,733 | $236,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 16,263 | $236,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,720 | $235,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,471 | $234,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 73,910 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 7,527 | $234,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,397 | $233,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,244 | $233,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,252 | $233,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 7,743 | $233,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,014 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 22,520 | $232,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,428 | $231,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,248 | $231,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,195 | $230,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,932 | $230,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 10,406 | $230,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,784 | $229,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,356 | $229,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 602 | $228,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,360 | $228,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 29,660 | $228,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 9,448 | $228,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 25,016 | $227,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,117 | $226,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,448 | $226,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,406 | $226,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 11,783 | $226,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,108 | $225,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 956 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,859 | $225,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,555 | $224,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,992 | $223,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 7,841 | $223,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,270 | $222,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 5,116 | $221,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,005 | $221,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 5,877 | $221,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,840 | $221,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 47,664 | $220,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 9,093 | $220,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 9,546 | $220,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 10,900 | $218,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,939 | $217,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,718 | $217,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,291 | $216,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,271 | $216,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,260 | $216,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,322 | $216,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,509 | $215,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,160 | $214,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 159,975 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,995 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,122 | $213,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 7,074 | $213,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 8,367 | $213,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 9,159 | $213,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,604 | $212,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 8,503 | $212,000 | thousands by filing date | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 9,830 | $212,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,551 | $211,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,737 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 17,955 | $208,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,521 | $208,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,032 | $207,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,309 | $207,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 15,692 | $207,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,578 | $206,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,873 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 11,154 | $205,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 24,267 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 4,643 | $204,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,946 | $203,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 881 | $202,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,308 | $202,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,749 | $202,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,870 | $202,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,567 | $202,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,750 | $202,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 106,776 | $202,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,825 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,240 | $201,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,140 | $199,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,114 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 10,855 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,315 | $193,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 10,777 | $191,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,582 | $188,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,266 | $185,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,022 | $185,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 211,500 | $184,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,862 | $181,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 12,800 | $180,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,708 | $179,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,588 | $178,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 31,024 | $178,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 14,225 | $178,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 33,860 | $178,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 13,081 | $177,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,120 | $176,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,620 | $174,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,731 | $173,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 19,030 | $172,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,589 | $171,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,074 | $170,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,977 | $169,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 27,889 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,125 | $167,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,454 | $166,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,806 | $165,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 23,379 | $165,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 35,492 | $164,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,427 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 14,869 | $162,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,950 | $161,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,300 | $160,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 36,000 | $160,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 28,831 | $159,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 47,075 | $157,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,555 | $156,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,854 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,181 | $154,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,217 | $152,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 16,139 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,569 | $151,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,314 | $149,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,603 | $149,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,599 | $147,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,901 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,644 | $146,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,723 | $146,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 13,231 | $146,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 17,584 | $145,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,847 | $145,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,336 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,480 | $144,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,262 | $142,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 47,743 | $139,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,305 | $137,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,747 | $137,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 18,472 | $136,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,292 | $136,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 65,301 | $133,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,163 | $130,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,211 | $128,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,654 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,103 | $125,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 21,547 | $125,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,571 | $123,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 20,390 | $123,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,415 | $121,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,275 | $121,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 17,132 | $121,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 115,578 | $119,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,264 | $118,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 27,512 | $115,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 28,801 | $113,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 28,731 | $109,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,798 | $108,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 33,907 | $106,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 16,402 | $105,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,050 | $103,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 13,047 | $103,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 102,000 | $103,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,083 | $102,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,905 | $101,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22,803 | $101,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 17,877 | $97,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,317 | $94,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 25,693 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,075 | $93,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 25,950 | $92,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 19,000 | $89,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,525 | $87,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 17,449 | $85,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $81,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,986 | $81,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,624 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,500 | $77,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,995 | $72,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,076 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,691 | $66,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,419 | $64,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,499 | $64,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 21,144 | $64,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 68,000 | $62,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,559 | $61,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,240 | $60,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,000 | $59,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $59,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 13,800 | $55,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 75,000 | $53,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,381 | $51,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 45,668 | $51,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,260 | $51,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 190,400 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $51,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,912 | $47,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,400 | $47,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,536 | $46,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,000 | $45,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,110 | $43,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,162 | $43,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,791 | $40,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 10,865 | $40,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,400 | $39,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 18,370 | $39,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,104 | $37,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,839 | $36,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 17,081 | $36,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,232 | $35,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,276 | $33,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,832 | $33,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,381 | $33,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $32,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,000 | $31,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,425 | $30,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $29,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 15,105 | $21,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 15,361 | $19,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 12,610 | $18,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $17,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,000 | $15,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,000 | $12,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $11,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 11,000 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,000 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $9,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 21,200 | $7,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 12,065 | $7,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 600 | $6,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,000 | $5,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 14,177 | $5,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 17,497 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,200 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,000 | $4,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 18,557 | $3,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $2,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 100 | $1,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $1,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002987 | this filing | 2022-08-11 | acceptance time not in the bulk data set |