13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-11, with 1,363 holding rows worth $4,392,347,000.
- Accession
- 0001085146-22-002985
- Filer
- CIK 1534400
- Filed
- 2022-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,363 entries on the cover page, a total value of $4,392,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,392,347,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 35,147 | $335,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 13,787 | $335,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,763 | $334,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,333 | $329,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,392 | $328,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 32,693 | $326,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,495 | $326,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,194 | $326,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 21,339 | $326,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 186 | $325,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,913 | $323,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 26,232 | $323,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,894 | $323,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,695 | $321,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 30,430 | $321,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,540 | $321,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 40,006 | $321,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,401 | $319,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 38,242 | $319,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,827 | $316,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,597 | $315,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,797 | $315,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 81 | $314,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 7,486 | $314,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,875 | $313,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 10,932 | $313,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,287 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 15,365 | $311,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 28,593 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 8,148 | $311,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,677 | $310,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 8,786 | $310,000 | thousands by filing date | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 14,284 | $309,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 13,106 | $308,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,790 | $308,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,280 | $308,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,718 | $306,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 7,938 | $304,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 10,527 | $304,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,459 | $303,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,344 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 19,972 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $303,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,272 | $301,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,161 | $300,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,776 | $299,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 24,700 | $299,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,918 | $298,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 35,100 | $298,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,080 | $297,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,373 | $297,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,136 | $296,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22,358 | $296,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 10,124 | $295,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,846 | $294,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,908 | $293,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,042 | $292,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,391 | $291,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,858 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,467 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,824 | $290,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,448 | $290,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,045 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,078 | $289,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 11,905 | $287,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 23,862 | $287,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 9,793 | $287,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,040 | $283,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 39,416 | $283,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,980 | $282,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,200 | $282,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 8,031 | $281,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 9,392 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,864 | $279,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,717 | $277,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 15,755 | $277,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,496 | $276,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,551 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,567 | $276,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 24,242 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,800 | $275,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 30,588 | $273,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 9,166 | $273,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 381,212 | $270,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,921 | $269,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,426 | $268,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 25,600 | $268,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,188 | $268,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 3,314 | $268,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 8,870 | $268,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,511 | $267,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,911 | $266,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 897 | $264,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,426 | $263,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 9,725 | $263,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,765 | $263,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,706 | $262,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,600 | $261,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,757 | $261,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 11,263 | $261,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,885 | $260,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,000 | $260,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 34,287 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,980 | $259,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,902 | $258,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,190 | $258,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,665 | $258,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,737 | $258,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,954 | $258,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,372 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 9,000 | $257,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,791 | $256,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 24,906 | $256,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 8,273 | $256,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 5,808 | $256,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 15,520 | $256,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 23,079 | $255,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,525 | $254,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,395 | $254,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 5,623 | $254,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,900 | $251,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,050 | $250,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 22,927 | $250,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,755 | $250,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,062 | $248,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,044 | $248,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,561 | $247,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,248 | $247,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 15,270 | $247,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,212 | $247,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,081 | $246,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 9,062 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,449 | $244,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,827 | $243,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,949 | $243,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 5,643 | $243,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,644 | $243,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,032 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 19,038 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,740 | $241,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,884 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 11,157 | $240,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,763 | $238,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 9,400 | $238,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 26,103 | $238,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,780 | $237,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,627 | $237,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,202 | $237,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 9,682 | $237,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 21,118 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,405 | $237,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,131 | $236,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,581 | $235,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,216 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,351 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,087 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,331 | $235,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 368 | $234,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,985 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 9,967 | $234,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 31,596 | $233,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 14,098 | $233,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,652 | $232,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 16,966 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,095 | $232,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,485 | $231,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,675 | $230,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 20,960 | $230,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,228 | $230,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,226 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,182 | $228,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,014 | $227,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,511 | $227,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,815 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,161 | $226,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,112 | $226,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,957 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,538 | $226,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,441 | $225,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,472 | $225,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,090 | $225,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,848 | $225,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,075 | $224,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 14,497 | $224,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,751 | $223,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,793 | $223,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,790 | $223,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,416 | $222,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,130 | $221,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 29,418 | $221,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 17,344 | $221,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,790 | $220,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,570 | $220,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,757 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,090 | $219,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,739 | $218,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,896 | $218,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,314 | $217,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 37,478 | $217,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,132 | $216,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,250 | $216,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,140 | $215,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,546 | $215,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 3,992 | $215,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,361 | $214,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 7,500 | $214,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,251 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 8,601 | $213,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,578 | $212,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 14,638 | $212,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 93,560 | $212,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 184 | $211,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 6,713 | $211,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,400 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,429 | $210,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,640 | $209,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,478 | $209,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,543 | $208,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,584 | $208,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,999 | $208,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 5,173 | $208,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 8,130 | $208,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,132 | $208,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,274 | $207,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,825 | $207,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,627 | $207,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,320 | $207,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,183 | $205,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,086 | $204,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,190 | $204,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,000 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,031 | $204,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,635 | $203,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 3,934 | $203,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,285 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,566 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,638 | $202,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 16,545 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,582 | $201,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,203 | $201,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 13,921 | $201,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 955 | $200,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,100 | $200,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,974 | $200,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,669 | $200,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 49,584 | $199,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,187 | $198,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,500 | $197,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,534 | $196,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,050 | $196,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 42,077 | $194,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,256 | $193,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,662 | $192,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 26,472 | $188,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 25,588 | $186,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 14,510 | $186,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 43,944 | $186,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 12,560 | $184,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 28,976 | $184,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 47,702 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,220 | $180,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,157 | $179,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,100 | $172,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,867 | $172,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,296 | $171,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12,912 | $170,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,000 | $166,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,031 | $165,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 27,031 | $163,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,725 | $162,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,400 | $161,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 74,660 | $159,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,468 | $158,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 35,000 | $154,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,730 | $152,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,954 | $152,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,037 | $147,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,180 | $146,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,364 | $144,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,798 | $142,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,240 | $141,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,966 | $141,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 34,011 | $137,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,940 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,993 | $133,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,019 | $132,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,396 | $131,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,160 | $130,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,495 | $129,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 11,251 | $127,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 16,320 | $126,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,219 | $123,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,482 | $123,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 38,287 | $122,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 12,877 | $120,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 18,276 | $117,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T793 | IMGP RBA RESPONS | 13,181 | $117,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,400 | $116,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,651 | $112,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,590 | $110,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,350 | $110,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,973 | $107,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,584 | $102,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,169 | $99,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,734 | $98,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,163 | $95,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 14,847 | $92,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,701 | $88,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 26,845 | $84,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 27,955 | $83,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 11,964 | $81,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,684 | $80,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,940 | $80,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $79,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,940 | $75,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,325 | $75,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 70,000 | $72,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 18,255 | $69,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 55,250 | $69,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 23,669 | $67,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,225 | $67,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,500 | $64,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,600 | $62,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,496 | $56,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,200 | $55,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 13,400 | $51,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,580 | $49,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,909 | $48,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 61,980 | $46,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 122,557 | $46,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,600 | $45,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,300 | $39,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,944 | $36,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $34,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 39,185 | $32,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 12,367 | $31,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 11,194 | $27,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,725 | $25,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $25,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,131 | $24,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $21,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $20,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 16,961 | $20,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,330 | $19,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $18,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,027 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,000 | $17,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $16,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,698 | $15,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 15,000 | $15,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 13,000 | $13,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,300 | $12,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $10,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $10,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 10,000 | $8,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,000 | $7,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $7,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 200 | $6,000 | thousands by filing date | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,389 | $6,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,000 | $5,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 12,403 | $5,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,000 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 100 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002985 | this filing | 2022-08-11 | acceptance time not in the bulk data set |