13F-HR filed by SMH CAPITAL ADVISORS INC
SMH CAPITAL ADVISORS INC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-07-27, with 59 holding rows worth $69,032,000.
- Accession
- 0001085146-22-002614
- Filer
- CIK 1180391
- Filed
- 2022-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 59 entries on the cover page, a total value of $69,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,032,000 with VALUE read as thousands by filing date, 13F file number 028-10258. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 14,198,000 | $12,921,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 14,430,000 | $10,815,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,312,000 | $9,353,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 7,868,000 | $7,730,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,662,000 | $4,014,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,832,000 | $2,508,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 158,310 | $2,055,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 82,183 | $1,760,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 62,711 | $1,034,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 115,109 | $805,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 120,637 | $746,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,055 | $730,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,687 | $707,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 33,162 | $695,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 12,091 | $611,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,299 | $604,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,968 | $597,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 133,930 | $592,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 17,801 | $535,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,705 | $523,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,333 | $474,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,252 | $432,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 44,447 | $424,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 36,773 | $400,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 26,000 | $399,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 46,682 | $390,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,529 | $384,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 37,451 | $366,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 21,260 | $326,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,706 | $322,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 24,102 | $316,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 3,751 | $311,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 13,321 | $306,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 15,258 | $302,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,367 | $295,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,428 | $295,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,315 | $295,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 44,290 | $290,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,059 | $285,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,390 | $263,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 9,957 | $240,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,544 | $232,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 227,000 | $222,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 11,146 | $222,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,782 | $217,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 36,703 | $198,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 47,154 | $171,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,053 | $168,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11,407 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,937 | $149,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,591 | $146,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,507 | $145,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 10,694 | $144,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,098 | $142,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,519 | $137,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,317 | $111,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 11,000 | $11,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 17,067,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,788 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002614 | this filing | 2022-07-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-22-002920 | base | 2022-08-10 | acceptance time not in the bulk data set |