13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 1,651 holding rows worth $17,146,690,000.
- Accession
- 0001085146-22-002167
- Filer
- CIK 1084580
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,651 entries on the cover page, a total value of $17,146,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,146,690,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FUBOTV INC | 35953D104 | COM | 100,000 | $657,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 58,019 | $654,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 35,599 | $653,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $652,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 50,438 | $646,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10,000 | $645,000 | thousands by filing date | put |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 39,998 | $645,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 26,100 | $644,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,250 | $642,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 200,000 | $640,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 200,000 | $640,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 17,446 | $639,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,930 | $637,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 29,480 | $636,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,210 | $615,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 16,216 | $615,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 6,346 | $607,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 150,000 | $605,000 | thousands by filing date | |
| BRC INC | 05601U113 | *W EXP 02/09/202 | 135,000 | $603,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,622 | $602,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 60,415 | $600,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 50,400 | $599,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 7,546 | $595,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,797 | $590,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $588,000 | thousands by filing date | principal |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 10,641 | $586,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 8,579 | $585,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 77,100 | $575,000 | thousands by filing date | put |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $574,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,165 | $572,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 58,100 | $572,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,000 | $567,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,500 | $566,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 6,900 | $565,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 5,196 | $564,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,173 | $553,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,593 | $553,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 35,611 | $552,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 26,000 | $550,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 140,000 | $549,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,456 | $546,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 26,000 | $546,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,571 | $545,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,000 | $545,000 | thousands by filing date | put |
| CHAMPIONX CORPORATION | 15872M104 | COM | 22,204 | $544,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 337,000 | $539,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,000 | $537,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 4,799 | $536,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,500 | $531,000 | thousands by filing date | call |
| ACCOLADE INC | 00437E102 | COM | 30,191 | $530,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,742 | $528,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,760 | $521,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 29,300 | $518,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,134 | $512,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,000 | $509,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 17,500 | $507,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 23,239 | $507,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,040 | $506,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 398,000 | $504,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 1,624 | $498,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,097 | $495,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,000 | $495,000 | thousands by filing date | put |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 520,000 | $495,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 168,152 | $494,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,000 | $493,000 | thousands by filing date | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,000 | $493,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 70,946 | $492,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $491,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,200 | $485,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,734 | $483,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,898 | $481,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 4,372 | $479,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $477,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,156 | $474,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,216 | $474,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,800 | $473,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 87,700 | $473,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 9,598 | $472,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $472,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,750 | $468,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 69,100 | $465,000 | thousands by filing date | call |
| BRAZE INC | 10576N102 | COM CL A | 11,200 | $464,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 62,100 | $463,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 8,504 | $460,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 677 | $458,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 135,639 | $458,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 45,860 | $455,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,012 | $454,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,681 | $448,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,200 | $448,000 | thousands by filing date | call |
| VIMEO INC | 92719V100 | COMMON STOCK | 37,500 | $446,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,900 | $445,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 5,669 | $437,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,202 | $435,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 62,700 | $435,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 7,500 | $434,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,902 | $432,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 23,800 | $432,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 43,500 | $431,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,000 | $429,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,100 | $428,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 35,000 | $428,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 20,403 | $427,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $427,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 3,956 | $425,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 500,000 | $424,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 20,000 | $421,000 | thousands by filing date | put |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 380,000 | $420,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 423,000 | $418,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,426 | $417,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,245 | $409,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,952 | $407,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 16,959 | $402,000 | thousands by filing date | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 500,000 | $400,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 8,690 | $399,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,649 | $398,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 30,725 | $397,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,592 | $396,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 31,142 | $395,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,277 | $394,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,500 | $394,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,500 | $394,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $393,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $393,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,065 | $392,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 185,000 | $390,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 7,600 | $389,000 | thousands by filing date | call |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $389,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 10,000 | $387,000 | thousands by filing date | put |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 39,107 | $384,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,500 | $382,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,000 | $382,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,114 | $379,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 38,180 | $378,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 37,700 | $375,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 40,000 | $374,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $370,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 498 | $369,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 56,400 | $369,000 | thousands by filing date | call |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 21,729 | $366,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,522 | $365,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,598 | $361,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 50,000 | $358,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 20,868 | $353,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,000 | $351,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 61,506 | $351,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,986 | $351,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,193 | $348,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,311 | $348,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,317 | $346,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,350 | $346,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 55,470 | $346,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,806 | $345,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,876 | $342,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $342,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,616 | $339,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 86,440 | $339,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 25,000 | $338,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 2,691 | $337,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 11,430 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $337,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 9,399 | $337,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,602 | $335,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,428 | $335,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,151 | $333,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,017 | $332,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,300 | $332,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,670 | $332,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,000 | $331,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,741 | $328,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 10,000 | $328,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,063 | $326,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,956 | $323,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,043 | $323,000 | thousands by filing date | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $323,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,120 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,600 | $322,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,335 | $321,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,474 | $320,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 10,863 | $319,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,321 | $318,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 15,000 | $318,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 2,686 | $316,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,709 | $316,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,725 | $313,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,644 | $311,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 9,056 | $309,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,900 | $308,000 | thousands by filing date | put |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 28,226 | $306,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 31,203 | $305,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $304,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 809 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $303,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 86,400 | $302,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 22,300 | $301,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,097 | $301,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 25,000 | $297,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 25,900 | $294,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 14,133 | $293,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 28,332 | $291,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,383 | $291,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 17,814 | $290,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 18,070 | $288,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 24,930 | $283,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 7,318 | $283,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 290,000 | $283,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 266,000 | $282,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 445 | $280,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 27,500 | $279,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $279,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 3,975 | $276,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,104 | $275,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 65,768 | $274,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,500 | $272,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 51,400 | $272,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 85,816 | $272,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 541 | $269,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 55,000 | $268,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 58,786 | $267,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,381 | $264,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,296 | $263,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,800 | $263,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 1,734 | $261,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,500 | $261,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,131 | $259,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 36,600 | $257,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,575 | $256,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,000 | $256,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,500 | $256,000 | thousands by filing date | call |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 11,700 | $254,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,662 | $254,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 19,000 | $252,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 24,257 | $252,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,308 | $248,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 4,182 | $248,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 12,688 | $246,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $246,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 50,000 | $244,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 7,900 | $244,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 56,932 | $243,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,210 | $241,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,727 | $240,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 948 | $238,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,068 | $238,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,000 | $237,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,265 | $235,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 167,000 | $233,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,624 | $232,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,000 | $231,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 301 | $230,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,991 | $228,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50,000 | $227,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,000 | $225,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 3,910 | $225,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 275,000 | $225,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 838 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,500 | $223,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 126,000 | $223,000 | thousands by filing date | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 8,300 | $222,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,633 | $221,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 203,000 | $221,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 21,533 | $220,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 28,480 | $220,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,511 | $219,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $218,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 3,957 | $218,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,274 | $217,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 13,063 | $217,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,061 | $217,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,205 | $215,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 329 | $214,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,896 | $213,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 21,000 | $213,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,800 | $211,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,464 | $210,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,399 | $209,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 15,587 | $206,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,183 | $205,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,750 | $204,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,278 | $203,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 227,000 | $203,000 | thousands by filing date | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 214,000 | $202,000 | thousands by filing date | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 52,707 | $202,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 5,000 | $201,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $197,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 19,865 | $195,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 25,200 | $194,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $193,000 | thousands by filing date | put |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $192,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 15,000 | $191,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 25,668 | $191,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,000 | $186,000 | thousands by filing date | call |
| AZEK CO INC | 05478C105 | CL A | 12,922 | $185,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 150,000 | $184,000 | thousands by filing date | principal |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 9,437 | $182,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 6,800 | $182,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 813 | $180,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,840 | $179,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 155,457 | $179,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 18,000 | $177,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,305 | $172,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $172,000 | thousands by filing date | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 44,900 | $172,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 32,800 | $171,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,507 | $170,000 | thousands by filing date | |
| CONYERS PARK III ACQSITN COR | 21289P102 | CLASS A COM | 17,101 | $167,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 200,000 | $166,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $166,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,000 | $163,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $163,000 | thousands by filing date | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 2,956 | $162,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 7,622 | $162,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 300,000 | $160,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 32,500 | $158,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $157,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 17,302 | $156,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,008 | $154,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,100 | $154,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAB2 | BOND | 126,000 | $152,000 | thousands by filing date | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 150,000 | $151,000 | thousands by filing date | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 61,000 | $151,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 34,474 | $148,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 7,000 | $148,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6,144 | $148,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,500 | $147,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 353 | $147,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 132,000 | $147,000 | thousands by filing date | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 14,720 | $146,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 7,500 | $141,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 27,570 | $141,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,000 | $139,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 137,000 | $139,000 | thousands by filing date | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4,100 | $138,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 20,010 | $138,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 138,000 | $138,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 249,442 | $137,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 87,450 | $135,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,000 | $133,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 1,600 | $131,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 511,969 | $131,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $124,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 37,065 | $120,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 110,000 | $120,000 | thousands by filing date | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 49,354 | $119,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,259 | $119,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 75,000 | $119,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 31,512 | $118,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 25,669 | $117,000 | thousands by filing date | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $112,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 105,000 | $111,000 | thousands by filing date | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,000 | $110,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 9,400 | $110,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 23,282 | $109,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,756 | $108,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 98,000 | $107,000 | thousands by filing date | principal |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 30,000 | $107,000 | thousands by filing date | call |
| LATCH ORD | 51818V106 | COMMON STOCK | 25,000 | $107,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $106,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 23,108 | $105,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,383 | $105,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 145,938 | $105,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,544 | $101,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 15,898 | $101,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,988 | $100,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,500 | $100,000 | thousands by filing date | call |
| SABRE GLBL INC | 78573NAE2 | BOND | 58,000 | $95,000 | thousands by filing date | principal |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $95,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 262,764 | $92,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,240 | $91,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,000 | $91,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 21,000 | $90,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,114 | $89,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,092 | $87,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $86,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 200,000 | $84,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 88,582 | $83,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 174,644 | $80,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 83,000 | $80,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 36,892 | $79,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 65,766 | $79,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,000 | $78,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 1,514 | $77,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,000 | $76,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,000 | $76,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 46,000 | $76,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,900 | $75,000 | thousands by filing date | put |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 450,000 | $75,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $75,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,000 | $74,000 | thousands by filing date | call |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 10,000 | $73,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,000 | $73,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,000 | $72,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 9,828 | $71,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $71,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 70,000 | $70,000 | thousands by filing date | principal |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 200,100 | $70,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,808 | $69,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 71,000 | $69,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 30,000 | $69,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,000 | $66,000 | thousands by filing date | put |
| NORTONLIFELOCK INC | 668771AB4 | NOTE 2.000% 8/1 | 50,000 | $66,000 | thousands by filing date | principal |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $65,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 5,000 | $64,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,799 | $63,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 10,000 | $63,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 21,328 | $63,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $63,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 10,867 | $61,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,000 | $61,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,892 | $61,000 | thousands by filing date | |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 75,000 | $61,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 52,000 | $60,000 | thousands by filing date | principal |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $60,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 16,054 | $59,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $59,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,000 | $58,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $58,000 | thousands by filing date | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 41,000 | $57,000 | thousands by filing date | principal |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 12,314 | $56,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $56,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $54,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $54,000 | thousands by filing date | call |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 24,840 | $54,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,500 | $54,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 10,498 | $53,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 64,000 | $53,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L308 | COM | 25,000 | $53,000 | thousands by filing date | call |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $53,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 129,251 | $52,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,000 | $52,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 9,556 | $52,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 7,000 | $51,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $51,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 42,632 | $51,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,328 | $51,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,100 | $51,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 38,000 | $50,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 26,000 | $50,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $50,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 10,651 | $49,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 100,000 | $49,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 40,200 | $48,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 54,186 | $47,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 253,257 | $47,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 25,000 | $45,000 | thousands by filing date | call |
| IVERIC BIO INC | 46583P102 | COM | 2,671 | $45,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 39,000 | $45,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 25,000 | $44,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 11,950 | $43,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 26,000 | $42,000 | thousands by filing date | principal |
| CONX Corp | 212873111 | Warrant | 100,000 | $42,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 39,000 | $42,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 33,158 | $41,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 115,022 | $41,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $40,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,022 | $39,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 44,000 | $38,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,000 | $37,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 46,970 | $37,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $37,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 5,000 | $36,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 36,808 | $36,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 15,165 | $36,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 22,996 | $35,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 36,566 | $35,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $35,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,898 | $34,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,200 | $33,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 36,600 | $33,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 15,625 | $33,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 4,400 | $32,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 28,016 | $32,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 25,858 | $32,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 10,000 | $31,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 43,052 | $30,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $30,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 19,490 | $29,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 166,596 | $29,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $29,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 17,390 | $28,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 282 | $28,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 39,625 | $28,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,855 | $28,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 12,000 | $28,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 30,711 | $27,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $27,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W117 | *W EXP 02/11/202 | 10,000 | $27,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,315 | $26,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 816 | $26,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 353 | $26,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 10,772 | $26,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 78,820 | $26,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $25,000 | thousands by filing date | put |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 15,334 | $25,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 27,152 | $25,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 49,814 | $25,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $25,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 222 | $24,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002167 | this filing | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003530 | base | 2023-09-21 | acceptance time not in the bulk data set |