13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 1,878 holding rows worth $6,963,045,000.
- Accession
- 0001085146-22-002014
- Filer
- CIK 1666741
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,878 entries on the cover page, a total value of $6,963,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,963,045,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,419 | $290,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 112,050 | $290,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,759 | $289,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 993 | $289,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 40,515 | $289,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,136 | $288,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,262 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,985 | $286,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,385 | $285,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,930 | $285,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,720 | $284,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,898 | $283,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 27,335 | $283,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 21,840 | $281,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,880 | $281,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,070 | $281,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 5,787 | $280,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,680 | $279,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,332 | $279,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 9,755 | $279,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,050 | $277,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 16,526 | $277,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,899 | $277,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 26,825 | $277,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,079 | $277,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,507 | $276,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,322 | $275,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,578 | $275,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,545 | $274,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,506 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,616 | $274,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,387 | $273,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,031 | $273,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,875 | $273,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,607 | $273,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 10,108 | $272,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 16,672 | $272,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,376 | $270,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,793 | $270,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,468 | $269,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,065 | $269,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,826 | $269,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,198 | $269,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 8,163 | $268,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,543 | $267,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 42,414 | $267,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 29,837 | $266,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 11,723 | $266,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,450 | $265,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,108 | $264,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,976 | $264,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,547 | $263,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,368 | $263,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,739 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,347 | $262,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,049 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,077 | $261,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 23,420 | $261,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 58 | $259,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,426 | $259,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,549 | $259,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,204 | $257,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 769 | $256,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,089 | $256,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 15,817 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,943 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,656 | $255,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 24,588 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,228 | $254,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,982 | $254,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,853 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,126 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 19,037 | $253,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 11,985 | $253,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,871 | $252,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,386 | $252,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 32,317 | $251,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,111 | $250,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,124 | $248,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,807 | $247,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 8,544 | $247,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,001 | $246,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,051 | $246,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,767 | $246,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,379 | $246,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,206 | $246,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 813 | $245,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,950 | $245,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 10,390 | $245,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,957 | $243,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,882 | $243,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,010 | $243,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,934 | $243,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 5,145 | $243,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,635 | $242,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,574 | $241,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 105,775 | $241,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 6,697 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 7,221 | $241,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,789 | $240,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 38,982 | $240,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,734 | $239,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,404 | $239,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,336 | $238,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,125 | $237,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,308 | $237,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,012 | $237,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,755 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 8,977 | $237,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,486 | $236,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 8,314 | $236,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 4,539 | $236,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 9,543 | $236,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,612 | $235,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,791 | $235,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 21,016 | $234,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,175 | $234,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 6,388 | $234,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 6,260 | $234,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,220 | $233,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,018 | $233,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,604 | $232,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,037 | $231,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,029 | $231,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 553 | $231,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 7,912 | $231,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 17,056 | $230,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,880 | $230,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,282 | $230,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,421 | $229,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,024 | $229,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 6,336 | $229,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,815 | $228,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,589 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,474 | $228,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,588 | $227,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 168 | $227,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 27,500 | $227,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,239 | $227,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 11,346 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 11,694 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,473 | $226,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,979 | $225,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,150 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 11,577 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 2,947 | $224,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,808 | $224,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,509 | $223,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 12,086 | $223,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,209 | $222,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,897 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,493 | $222,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,605 | $221,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,323 | $221,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,282 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 9,680 | $221,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,563 | $220,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 5,120 | $218,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,000 | $218,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,437 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,479 | $217,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,802 | $217,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,858 | $217,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,745 | $217,000 | thousands by filing date | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 9,030 | $217,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 10,900 | $217,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,893 | $216,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,348 | $214,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,919 | $214,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 16,367 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 4,609 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,449 | $214,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,445 | $213,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,786 | $213,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,915 | $212,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,750 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,300 | $211,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,612 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,966 | $211,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 5,520 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,417 | $210,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,014 | $210,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,355 | $210,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,152 | $210,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,582 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 4,029 | $210,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,195 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,305 | $209,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,576 | $208,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 600 | $207,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,031 | $207,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 490 | $207,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,447 | $207,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,300 | $206,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,035 | $206,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,339 | $206,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,876 | $206,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,808 | $206,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,913 | $206,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,345 | $205,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,652 | $205,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 9,784 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,112 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,535 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 7,274 | $204,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,713 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,140 | $203,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 93,026 | $203,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,203 | $202,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 428 | $202,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 9,296 | $202,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,424 | $202,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,143 | $202,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 24,863 | $202,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,361 | $201,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,452 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,150 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,982 | $201,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,994 | $201,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,204 | $201,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,371 | $200,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 7,609 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 5,829 | $200,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,339 | $200,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 24,620 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,281 | $193,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,602 | $191,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,462 | $190,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,422 | $188,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 15,609 | $186,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 17,895 | $186,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,300 | $186,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 11,224 | $186,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,583 | $184,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,075 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,949 | $184,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 40,534 | $181,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,430 | $180,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,017 | $178,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,480 | $177,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 105,578 | $177,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,622 | $176,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 16,036 | $174,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,314 | $174,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 196,000 | $173,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 20,996 | $172,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,033 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,494 | $170,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 36,094 | $165,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,313 | $165,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,105 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,149 | $165,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,539 | $164,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,063 | $163,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,380 | $159,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,863 | $159,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 13,513 | $156,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,021 | $155,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 26,364 | $155,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,041 | $153,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 63,205 | $152,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,730 | $151,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,292 | $151,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 20,903 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,362 | $149,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 13,100 | $148,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,511 | $147,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,190 | $146,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,934 | $146,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,275 | $143,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 11,516 | $142,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,277 | $137,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,094 | $137,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,220 | $137,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,672 | $135,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,126 | $135,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,455 | $134,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 11,411 | $134,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 11,234 | $133,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,099 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,398 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,004 | $122,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 15,970 | $122,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,138 | $121,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 13,047 | $121,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 12,877 | $119,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 25,950 | $118,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 15,520 | $113,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 20,264 | $111,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 17,435 | $110,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 68,387 | $108,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 24,472 | $108,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 29,846 | $106,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 102,000 | $103,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 20,431 | $103,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 25,370 | $102,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,235 | $101,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 13,800 | $101,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 12,891 | $100,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,248 | $99,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,022 | $99,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 17,403 | $99,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,995 | $98,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $97,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,943 | $96,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 180,400 | $95,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,800 | $94,000 | thousands by filing date | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 19,000 | $93,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,436 | $92,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,072 | $92,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 15,427 | $90,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,365 | $83,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,283 | $82,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,532 | $82,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,790 | $81,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 11,400 | $81,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,112 | $80,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 90,000 | $80,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,854 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,619 | $74,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 19,598 | $74,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,568 | $72,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $69,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 15,253 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 13,158 | $66,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,000 | $62,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,812 | $62,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,912 | $62,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,000 | $61,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,274 | $58,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,260 | $58,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,514 | $57,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 58,000 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,610 | $54,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $54,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 15,432 | $53,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,400 | $52,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,791 | $52,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,220 | $51,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,232 | $50,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 15,105 | $39,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $36,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,468 | $35,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 13,131 | $35,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,381 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $18,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 800 | $16,000 | thousands by filing date | put |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,000 | $16,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 11,525 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $11,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 11,000 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,000 | $11,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 17,497 | $9,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,413 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 40,523 | $8,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 11,750 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,000 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,200 | $6,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,700 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,500 | $4,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $4,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $4,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 400 | $4,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 600 | $4,000 | thousands by filing date | call |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 18,557 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 200 | $1,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $1,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $1,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002014 | this filing | 2022-05-13 | acceptance time not in the bulk data set |