13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 522 holding rows worth $1,301,704,000.
- Accession
- 0001085146-22-002002
- Filer
- CIK 1655006
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 522 entries on the cover page, a total value of $1,301,704,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,301,704,000 with VALUE read as thousands by filing date, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Netflix, Inc | 64110L106 | COM | 561 | $210,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,239 | $209,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,592 | $209,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 504 | $207,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,587 | $206,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,273 | $206,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,964 | $205,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,011 | $201,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,515 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,645 | $175,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 31,366 | $143,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,235 | $134,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,570 | $123,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 32,500 | $122,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,547 | $117,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 10,000 | $116,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,500 | $111,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 18,267 | $82,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,100 | $69,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,000 | $57,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $13,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002002 | this filing | 2022-05-12 | acceptance time not in the bulk data set |