13F-HR/A filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR/A for the quarter ended 2022-03-31, filed 2022-05-12, with 2,089 holding rows worth $13,055,101,000.
- Accession
- 0001085146-22-002001
- Filer
- CIK 1567755
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 2,089 entries on the cover page, a total value of $13,055,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,055,101,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,002 | $92,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 13,242 | $92,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 11,093 | $91,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 15,939 | $90,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,129 | $89,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 40,555 | $85,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $83,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,878 | $81,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,928 | $81,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,400 | $79,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 11,804 | $78,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,945 | $78,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 20,000 | $78,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,521 | $77,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,978 | $76,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $76,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,384 | $76,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 14,563 | $75,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,500 | $73,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,714 | $73,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 69,697 | $73,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,122 | $71,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,191 | $71,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,118 | $70,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 34,150 | $69,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,362 | $68,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 44,700 | $68,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,669 | $64,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,605 | $64,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,196 | $62,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,508 | $62,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 31,864 | $61,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,000 | $60,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 15,800 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,425 | $59,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,392 | $57,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 33,565 | $56,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,790 | $54,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 215,000 | $54,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,325 | $51,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 21,900 | $50,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 42,600 | $49,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,850 | $48,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,932 | $47,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 40,000 | $44,000 | thousands by filing date | principal |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 12,304 | $42,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 20,000 | $42,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 31,823 | $42,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,834 | $41,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,062 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,632 | $40,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 22,500 | $39,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,692 | $34,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,024 | $32,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 24,157 | $29,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 24,445 | $28,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 28,250 | $28,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 27,805 | $27,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,362 | $27,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 44,813 | $27,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,100 | $26,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 11,485 | $25,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 36,354 | $25,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,450 | $23,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 20,021 | $22,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,770 | $21,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 24,350 | $20,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 10,770 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,940 | $18,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,000 | $18,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $18,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 41,825 | $18,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 27,260 | $17,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 14,255 | $15,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 13,169 | $15,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,371 | $14,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 22,531 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 20,225 | $14,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $14,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,000 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 14,707 | $7,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $6,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,000 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,000 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,000 | $3,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001909 | superseded | 2022-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-22-002001 | this filing | 2022-05-12 | acceptance time not in the bulk data set |