13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 2,067 holding rows worth $8,239,516,000.
- Accession
- 0001085146-22-001996
- Filer
- CIK 1534468
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 2,067 entries on the cover page, a total value of $8,239,516,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,239,516,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Akoustis Technologies Inc | 00973N102 | COM | 10,825 | $70,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 31,000 | $67,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 19,314 | $65,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $65,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 63,000 | $63,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,000 | $63,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,900 | $62,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 12,400 | $62,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,925 | $60,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,137 | $60,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,000 | $59,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,906 | $59,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,523 | $53,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,156 | $52,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,522 | $52,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 12,000 | $47,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,293 | $46,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 11,001 | $46,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,300 | $45,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,925 | $44,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,806 | $43,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,655 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,088 | $38,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 94,050 | $32,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $31,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 11,863 | $30,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,300 | $29,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,315 | $29,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 12,000 | $27,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 11,350 | $27,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,000 | $25,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 21,000 | $25,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $23,000 | thousands by filing date | call |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 10,300 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,125 | $19,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,000 | $16,000 | thousands by filing date | call |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 11,300 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,422 | $10,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,000 | $9,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 12,018 | $9,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 10,800 | $9,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 29,400 | $9,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 11,234 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,400 | $6,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $6,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,380 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,600 | $6,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 12,678 | $6,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 20,202 | $6,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 23,420 | $5,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 18,220 | $5,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 15,607 | $5,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 13,518 | $5,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 19,712 | $5,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X123 | SHS NEW | 11,381 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 14,020 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $3,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,500 | $3,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 12,292 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 400 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 400 | $1,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 400 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 800 | $1,000 | thousands by filing date | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 100 | $1,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001996 | this filing | 2022-05-12 | acceptance time not in the bulk data set |