13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 1,409 holding rows worth $5,011,362,000.
- Accession
- 0001085146-22-001992
- Filer
- CIK 1534400
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,409 entries on the cover page, a total value of $5,011,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,011,362,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,043 | $379,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 35,000 | $379,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,727 | $378,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 6,752 | $378,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 21,073 | $377,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 11,378 | $375,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 28,053 | $375,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 14,098 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,175 | $373,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,303 | $370,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 88 | $370,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 8,421 | $369,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,944 | $368,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,058 | $366,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,192 | $364,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,594 | $364,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 25,876 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,764 | $362,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 80,020 | $362,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 27,458 | $360,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,795 | $360,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22,358 | $360,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 25,700 | $360,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 12,627 | $359,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,552 | $356,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 11,091 | $356,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,083 | $355,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 6,303 | $355,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 28,439 | $354,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,282 | $353,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,204 | $353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,453 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 5,546 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,525 | $352,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 8,827 | $351,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,906 | $351,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,446 | $350,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,000 | $349,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,777 | $348,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,162 | $346,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 8,101 | $346,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 11,915 | $346,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 20,244 | $345,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,686 | $345,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,824 | $344,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 20,008 | $342,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,136 | $341,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 825 | $341,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 10,443 | $341,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,844 | $340,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 10,399 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $340,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 22,884 | $339,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 4,573 | $339,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 28,437 | $338,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,836 | $338,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,863 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,106 | $337,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,441 | $335,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,711 | $334,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,545 | $334,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 5,160 | $333,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 23,207 | $333,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,750 | $332,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 9,755 | $331,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,240 | $331,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,941 | $329,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,355 | $329,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,663 | $328,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,442 | $326,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 10,359 | $325,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 35,020 | $324,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,116 | $324,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,399 | $322,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 22,372 | $321,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,991 | $320,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,405 | $320,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 19,337 | $320,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,136 | $318,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,914 | $317,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,431 | $317,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 12,811 | $316,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,036 | $316,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,361 | $315,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 22,276 | $314,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,390 | $312,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 16,215 | $312,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,769 | $312,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,218 | $310,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 13,800 | $309,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,917 | $306,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,435 | $306,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,239 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,574 | $305,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,951 | $304,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 6,505 | $304,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,642 | $303,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,609 | $303,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,294 | $303,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,900 | $302,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 30,581 | $302,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,880 | $301,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,320 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,754 | $301,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,586 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,406 | $301,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,084 | $301,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,885 | $298,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,633 | $298,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,738 | $298,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 14,001 | $297,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,007 | $295,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,907 | $295,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,155 | $295,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 759 | $295,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,525 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,073 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 9,000 | $294,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 6,290 | $291,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 8,273 | $290,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,805 | $289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,676 | $288,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,819 | $288,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 8,400 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,210 | $287,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 26,206 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,788 | $285,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 5,539 | $284,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,336 | $284,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,660 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,748 | $283,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,623 | $282,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,800 | $282,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,739 | $282,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,059 | $282,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 8,766 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,760 | $281,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,026 | $280,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,995 | $280,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,498 | $280,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,188 | $279,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 9,545 | $279,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 24,795 | $278,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,513 | $277,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,179 | $276,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,292 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 8,317 | $275,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,233 | $274,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,426 | $274,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 8,942 | $274,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,080 | $273,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,418 | $273,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,615 | $273,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,798 | $270,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,567 | $270,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,705 | $269,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,757 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 18,905 | $269,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 14,407 | $268,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,542 | $267,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,206 | $265,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,313 | $265,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,246 | $265,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,928 | $265,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,606 | $264,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,476 | $264,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,002 | $263,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,269 | $263,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,428 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,294 | $262,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,335 | $261,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 14,842 | $261,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 93,560 | $260,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 547 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 4,981 | $259,000 | thousands by filing date | |
| ASYMMETRIC SMART S&P 500 ETF | 04651A101 | ETF | 9,110 | $259,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,963 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,441 | $257,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 10,746 | $257,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 30,279 | $256,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 14,307 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 10,153 | $256,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 584 | $255,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 7,500 | $254,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 7,248 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,226 | $254,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 5,175 | $254,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 10,668 | $254,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,230 | $253,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,282 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 7,419 | $252,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,145 | $251,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,070 | $251,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,148 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,538 | $251,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,168 | $250,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 29,807 | $250,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,820 | $249,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,823 | $249,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 712 | $249,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,627 | $248,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 7,535 | $247,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 23,914 | $247,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,447 | $246,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,387 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,807 | $244,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,582 | $243,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,144 | $243,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,709 | $242,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,772 | $242,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,659 | $242,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,492 | $242,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,606 | $241,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,175 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,145 | $241,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 7,013 | $241,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,472 | $240,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,880 | $240,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,380 | $240,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 9,790 | $238,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,307 | $238,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,192 | $238,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,468 | $237,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,123 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 7,711 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,475 | $237,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,203 | $236,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,424 | $235,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 47,544 | $235,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,159 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,421 | $235,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,571 | $234,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,025 | $234,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,741 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,104 | $234,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,181 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,096 | $232,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,593 | $232,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 8,619 | $232,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,927 | $231,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,318 | $231,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,160 | $231,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,562 | $231,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 48,227 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,470 | $230,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 12,388 | $230,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,515 | $229,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,086 | $229,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 28,962 | $229,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,661 | $229,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 15,293 | $229,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 35,000 | $229,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,175 | $228,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,217 | $228,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,478 | $227,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,180 | $226,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,176 | $225,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,600 | $225,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,363 | $224,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 163 | $224,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 4,810 | $223,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,920 | $222,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 5,620 | $222,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,375 | $221,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,428 | $221,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 572 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,411 | $220,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,644 | $219,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,141 | $219,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,679 | $218,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,194 | $218,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 3,795 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,874 | $217,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,967 | $217,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 4,875 | $217,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,978 | $216,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 3,823 | $216,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,319 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 6,794 | $216,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 5,303 | $214,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 7,773 | $214,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,714 | $213,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 750 | $213,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,000 | $213,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 14,301 | $213,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,861 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,178 | $212,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,059 | $211,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 12,210 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,131 | $209,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8,393 | $209,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 12,560 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 6,904 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,127 | $207,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,266 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,750 | $206,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,871 | $206,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,985 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,151 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,022 | $203,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,100 | $203,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 43,946 | $202,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,281 | $201,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 19,912 | $201,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,395 | $200,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,292 | $200,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,388 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,480 | $200,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 43,944 | $197,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,437 | $195,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,157 | $195,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,271 | $194,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 12,606 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,103 | $194,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 27,163 | $193,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,885 | $187,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,340 | $176,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,857 | $175,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,927 | $174,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,138 | $173,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 40,572 | $170,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,999 | $163,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,993 | $163,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 12,581 | $162,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,590 | $159,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,037 | $158,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,965 | $156,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,940 | $154,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,105 | $153,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 10,137 | $153,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 14,959 | $150,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 19,113 | $149,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 63,560 | $147,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,775 | $143,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 28,720 | $143,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,545 | $142,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,160 | $136,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,926 | $130,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,151 | $130,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,643 | $130,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,020 | $127,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 17,946 | $127,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,350 | $123,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 22,515 | $119,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 31,098 | $117,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 14,470 | $117,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,862 | $115,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,240 | $115,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 15,164 | $115,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 11,194 | $114,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,411 | $113,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 18,500 | $113,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 48,970 | $112,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,967 | $109,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,898 | $109,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 102,557 | $107,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 28,725 | $102,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 18,255 | $98,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,940 | $98,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $92,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,489 | $91,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,885 | $90,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 13,367 | $88,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 60,895 | $83,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,356 | $82,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,600 | $82,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,152 | $75,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 32,504 | $71,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,639 | $63,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,305 | $60,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,392 | $60,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,100 | $52,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,131 | $42,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,027 | $38,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $37,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 34,000 | $34,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $29,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 13,961 | $28,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,820 | $27,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,850 | $27,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $26,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 27,000 | $24,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,300 | $22,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 21,000 | $22,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 19,000 | $21,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 17,000 | $20,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 16,435 | $19,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $18,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $17,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 24,874 | $17,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 17,000 | $17,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 13,000 | $16,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 16,000 | $16,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,389 | $14,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 13,000 | $13,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $10,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,403 | $10,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $10,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,550 | $7,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,000 | $5,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $3,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,000 | $3,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,900 | $3,000 | thousands by filing date | put |
| BRICKELL BIOTECH INC | 10802T105 | COM | 10,000 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,100 | $2,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 200 | $1,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001992 | this filing | 2022-05-12 | acceptance time not in the bulk data set |