13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-10, with 646 holding rows worth $1,276,550,000.
- Accession
- 0001085146-22-001917
- Filer
- CIK 1696715
- Filed
- 2022-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 646 entries on the cover page, a total value of $1,276,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,276,550,000 with VALUE read as thousands by filing date, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 15,454 | $321,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,405 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,132 | $318,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 469 | $317,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 27,875 | $315,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 802 | $313,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,780 | $313,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,287 | $312,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,300 | $312,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,070 | $308,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,165 | $307,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,163 | $307,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 14,530 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,655 | $300,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,712 | $299,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 10,388 | $297,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,459 | $296,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,975 | $295,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,977 | $295,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 72,924 | $291,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 9,945 | $289,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,578 | $288,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,980 | $280,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,184 | $279,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,550 | $279,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,705 | $276,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,416 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 3,000 | $274,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,024 | $274,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,438 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,826 | $271,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,095 | $271,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 849 | $271,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,353 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 10,125 | $268,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,621 | $266,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 947 | $265,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 54,765 | $265,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,114 | $264,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,444 | $263,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,422 | $263,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,985 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 996 | $261,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 8,650 | $257,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,646 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,247 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 885 | $256,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 5,538 | $254,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,495 | $252,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,372 | $251,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 4,280 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 527 | $249,000 | thousands by filing date | |
| NCINO INC | 63947X101 | COM | 6,050 | $248,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 26,593 | $245,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,957 | $242,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,905 | $241,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,115 | $240,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,883 | $239,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,489 | $239,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,563 | $239,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,992 | $238,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,747 | $237,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,697 | $236,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 9,735 | $235,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,301 | $234,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 475 | $233,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,000 | $232,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,300 | $230,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,740 | $230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 849 | $229,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,661 | $229,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,281 | $228,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,289 | $226,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,424 | $224,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,045 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,450 | $222,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 22,270 | $222,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 603 | $220,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,006 | $218,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,721 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,078 | $217,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,712 | $216,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 3,964 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,918 | $215,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 288 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,275 | $214,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 16,150 | $214,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,696 | $213,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 773 | $213,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,825 | $213,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 714 | $212,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,215 | $209,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,646 | $208,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,536 | $208,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,505 | $208,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,790 | $208,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,483 | $206,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 580 | $206,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 6,764 | $206,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,055 | $205,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,692 | $205,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,245 | $204,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,144 | $204,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 8,400 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 6,051 | $203,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,127 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,850 | $202,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 4,528 | $201,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,877 | $201,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,531 | $201,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,941 | $200,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,273 | $200,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,642 | $199,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,203 | $187,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,919 | $181,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,348 | $178,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,500 | $176,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,165 | $173,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 51,000 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,939 | $162,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 10,700 | $137,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 10,786 | $137,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 41,880 | $130,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,051 | $126,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,565 | $104,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 114,000 | $97,000 | thousands by filing date | principal |
| ARCIMOTO INC | 039587100 | COM | 12,500 | $83,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 10,324 | $68,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 38,725 | $62,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,305 | $61,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,670 | $58,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 50,000 | $49,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,000 | $48,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,500 | $35,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 33,605 | $27,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,350 | $26,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $22,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,500 | $10,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 40,000 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 60,600 | $5,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,700 | $3,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 3,500 | $2,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 600 | $2,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001917 | this filing | 2022-05-10 | acceptance time not in the bulk data set |