13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-04-27, with 1,277 holding rows worth $7,277,593,000.
- Accession
- 0001085146-22-001587
- Filer
- CIK 1303042
- Filed
- 2022-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,277 entries on the cover page, a total value of $7,277,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,277,593,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,373 | $301,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,747 | $299,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 9,646 | $299,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,252 | $298,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,486 | $298,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 10,497 | $298,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 12,960 | $298,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,219 | $297,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 22,480 | $296,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,233 | $295,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,876 | $294,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,568 | $293,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 5,607 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 4,394 | $292,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,484 | $290,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,346 | $290,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,612 | $290,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 8,749 | $290,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 45,446 | $290,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,312 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,542 | $289,000 | thousands by filing date | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 12,795 | $288,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,166 | $286,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,819 | $286,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,224 | $285,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,273 | $285,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,118 | $285,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 9,893 | $285,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,199 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,644 | $284,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 4,470 | $280,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 4,155 | $280,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,957 | $279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 8,574 | $278,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,537 | $278,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,581 | $278,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 863 | $278,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,093 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,046 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,507 | $276,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 4,500 | $275,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,303 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,922 | $275,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,384 | $274,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 11,518 | $274,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,446 | $273,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,164 | $272,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,415 | $272,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,905 | $271,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 3,738 | $271,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,215 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,603 | $270,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 8,951 | $270,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,685 | $269,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,965 | $269,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,746 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,036 | $268,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 4,522 | $267,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,348 | $267,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 5,473 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,262 | $265,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,791 | $264,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,994 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,043 | $264,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,218 | $263,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,173 | $263,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,872 | $262,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,144 | $262,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,901 | $262,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,405 | $262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,031 | $262,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,788 | $262,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 20,695 | $262,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,775 | $261,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,306 | $261,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,589 | $260,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,743 | $260,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 871 | $260,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 32,611 | $260,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 28,697 | $259,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,068 | $259,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 6,458 | $258,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,814 | $257,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,391 | $256,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,780 | $254,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,842 | $253,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,338 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,171 | $252,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,456 | $251,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,969 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,039 | $251,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 8,700 | $250,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,880 | $249,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 7,558 | $249,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 455 | $248,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,715 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,204 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,485 | $248,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 349 | $248,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,073 | $247,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 3,379 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,900 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 6,725 | $245,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 737 | $244,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,875 | $243,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,001 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 9,410 | $243,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 9,165 | $243,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,415 | $242,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,650 | $242,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 20,100 | $241,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,925 | $240,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,076 | $240,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 37,721 | $238,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,746 | $238,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,481 | $237,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,202 | $237,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,127 | $236,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,808 | $235,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 548 | $233,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 127,120 | $233,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,058 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,557 | $232,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 959 | $231,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,148 | $231,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,479 | $231,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,558 | $231,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,086 | $230,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,651 | $230,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,855 | $229,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,288 | $229,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,083 | $229,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,944 | $228,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,383 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 6,639 | $228,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,574 | $226,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 23,574 | $226,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 9,248 | $226,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,684 | $225,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,418 | $225,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,565 | $225,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 21,696 | $224,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,170 | $223,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 6,579 | $223,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 7,169 | $222,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,154 | $222,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,397 | $222,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,718 | $222,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,903 | $220,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,998 | $220,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,386 | $219,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,372 | $218,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,946 | $218,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,574 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,487 | $218,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 6,363 | $217,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,290 | $216,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,177 | $216,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 8,266 | $216,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,324 | $216,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,319 | $215,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,589 | $214,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 8,984 | $214,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 536 | $213,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,635 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 5,496 | $213,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5,879 | $212,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,344 | $212,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,292 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 8,547 | $212,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,568 | $211,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,104 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 9,014 | $211,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 397 | $210,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,176 | $210,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 6,915 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,085 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 8,230 | $210,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,787 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,263 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,376 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 7,928 | $207,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,004 | $207,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 8,184 | $207,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,429 | $206,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,785 | $206,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,280 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,091 | $205,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 3,635 | $204,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 204,000 | $204,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,287 | $203,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,062 | $203,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,500 | $203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,014 | $203,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,057 | $202,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 941 | $202,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,301 | $202,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,580 | $202,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,143 | $201,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,045 | $200,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 26,317 | $197,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,101 | $191,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 23,587 | $187,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,482 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 10,702 | $181,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,961 | $180,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,780 | $179,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 12,920 | $179,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,535 | $177,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 10,622 | $176,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 160,000 | $170,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 38,200 | $166,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,052 | $165,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,491 | $164,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,884 | $160,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 10,551 | $155,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $151,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,505 | $148,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 22,179 | $148,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,224 | $146,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 14,379 | $142,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,191 | $140,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 30,371 | $134,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,979 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,100 | $130,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,795 | $127,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,717 | $126,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,890 | $126,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $123,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,334 | $120,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 10,224 | $120,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 11,049 | $117,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,562 | $116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,991 | $116,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,374 | $114,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 14,163 | $113,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 43,675 | $105,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,830 | $102,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 27,019 | $100,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,000 | $96,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,000 | $93,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,384 | $89,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,467 | $89,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,003 | $88,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,895 | $86,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,636 | $84,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,890 | $80,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,355 | $79,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,063 | $79,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 48,140 | $77,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,500 | $72,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,800 | $70,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 26,600 | $69,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 20,300 | $69,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,800 | $68,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 14,270 | $64,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,230 | $62,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 15,000 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,931 | $54,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,948 | $52,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,800 | $50,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 34,403 | $48,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,853 | $46,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 11,600 | $42,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $41,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,616 | $37,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 13,600 | $36,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,460 | $35,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,000 | $28,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 17,000 | $24,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 17,000 | $19,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 46,989 | $18,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 22,000 | $13,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,989 | $10,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 26,911 | $5,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001587 | this filing | 2022-04-27 | acceptance time not in the bulk data set |