13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 633 holding rows worth $1,102,546,000.
- Accession
- 0001085146-22-001117
- Filer
- CIK 48966
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 672 entries on the cover page, a total value of $1,102,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,102,546,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 20,000 | $26,000 | thousands by filing date | put |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 25,000 | $26,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,000 | $26,000 | thousands by filing date | call |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 50,000 | $26,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 38,937 | $26,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 27,977 | $26,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP | 769395112 | *W EXP 99/99/999 | 49,950 | $26,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 51,999 | $25,000 | thousands by filing date | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 50,000 | $25,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 25,000 | $25,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 25,448 | $25,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 32,484 | $25,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 61,559 | $25,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 105 | $24,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 745 | $24,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 46,079 | $24,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 44,552 | $24,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 73,900 | $23,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,000 | $23,000 | thousands by filing date | call |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 33,437 | $23,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 50,000 | $23,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 43,320 | $23,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 39,500 | $23,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 200,100 | $22,000 | thousands by filing date | put |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 36,404 | $22,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 49,800 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 29,600 | $21,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,200 | $21,000 | thousands by filing date | call |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 100,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $20,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 163 | $20,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 110,000 | $20,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 40,000 | $20,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 35,000 | $20,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 50,000 | $20,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 30,115 | $20,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 40,000 | $20,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 40,000 | $20,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 25,000 | $19,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 20,200 | $19,000 | thousands by filing date | put |
| DHC ACQUISITION CORP | G2758T117 | WARR | 38,079 | $19,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 22,201 | $19,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 33,333 | $19,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 37,275 | $19,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5,500 | $18,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,500 | $18,000 | thousands by filing date | call |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 50,000 | $18,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 30,919 | $18,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,700 | $17,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 200,000 | $17,000 | thousands by filing date | call |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 60,200 | $17,000 | thousands by filing date | call |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 30,000 | $17,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 32,647 | $17,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 33,439 | $17,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 50,000 | $16,000 | thousands by filing date | put |
| LUCID GROUP INC | 549498103 | COM | 5,000 | $16,000 | thousands by filing date | call |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 30,000 | $16,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 192,700 | $15,000 | thousands by filing date | call |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 18,119 | $15,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 31,275 | $15,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 560,600 | $14,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,200 | $14,000 | thousands by filing date | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,023 | $14,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 18,073 | $14,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 29,862 | $14,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,000 | $13,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 100,000 | $13,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 21,712 | $13,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 75,000 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 58,300 | $12,000 | thousands by filing date | call |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 22,853 | $12,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 15,000 | $12,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 21,960 | $12,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 66,800 | $11,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 231,400 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 171,000 | $10,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 31,700 | $10,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 18,200 | $10,000 | thousands by filing date | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 128,600 | $10,000 | thousands by filing date | call |
| SILVERSPAC INC | G8136V112 | WARR | 15,172 | $10,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 25,000 | $10,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 50,000 | $10,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,000 | $9,000 | thousands by filing date | call |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 35,169 | $9,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 10,209 | $9,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15,000 | $8,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 65,000 | $8,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 56,300 | $8,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 377 | $8,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 13,634 | $8,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 14,166 | $8,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 15,000 | $8,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 16,471 | $8,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 10,000 | $8,000 | thousands by filing date | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 13,204 | $7,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 15,000 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 51,800 | $6,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 25,000 | $6,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,000 | $6,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 111,000 | $6,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,000 | $6,000 | thousands by filing date | put |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 10,736 | $6,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 56,003 | $6,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 33,590 | $5,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 106,300 | $4,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 50,000 | $4,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,400 | $4,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 11,600 | $3,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 146 | $3,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,900 | $3,000 | thousands by filing date | call |
| CANTALOUPE INC | 138103106 | COM | 100,000 | $3,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 16,900 | $3,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 121,400 | $2,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,000 | $2,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300 | $2,000 | thousands by filing date | put |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 85,000 | $2,000 | thousands by filing date | call |
| FREYR BATTERY | L4135L100 | SHS | 1,100 | $2,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 64,600 | $2,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 42,000 | $2,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,100 | $2,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 248,300 | $2,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,000 | $1,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 17,800 | $1,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $1,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 37,500 | $1,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 34 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 21,600 | $1,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 40,000 | $1,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,100 | $1,000 | thousands by filing date | put |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 300 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,000 | $1,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $1,000 | thousands by filing date | call |
| APPHARVEST INC | 03783T103 | COM | 56,300 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001117 | this filing | 2022-02-14 | acceptance time not in the bulk data set |