13F-HR filed by Perennial Investment Advisors, LLC
Perennial Investment Advisors, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 226 holding rows worth $319,984,000.
- Accession
- 0001085146-22-001031
- Filer
- CIK 1801523
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 226 entries on the cover page, a total value of $319,984,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,984,000 with VALUE read as thousands by filing date, 13F file number 028-19784. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 192,742 | $34,232,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,688 | $18,964,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 30 | $13,520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 160,001 | $13,516,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 301,468 | $12,977,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 241,264 | $12,225,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 34,790 | $10,234,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,539 | $9,929,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,428 | $7,032,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,211 | $6,563,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 65,813 | $6,385,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,017 | $3,980,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,822 | $3,912,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,350 | $3,695,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,701 | $3,432,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,300 | $3,188,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 29,002 | $3,133,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,901 | $3,114,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,199 | $3,092,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 52,922 | $2,940,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,990 | $2,863,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,803 | $2,656,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 50,371 | $2,589,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 42,461 | $2,513,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,962 | $2,440,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 56,455 | $2,369,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 165,355 | $2,336,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,804 | $2,281,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 21,253 | $2,057,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,332 | $1,953,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,008 | $1,914,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,864 | $1,908,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 32,241 | $1,786,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 601 | $1,741,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,163 | $1,727,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 49,398 | $1,718,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,646 | $1,659,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,925 | $1,631,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,057 | $1,623,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 19,559 | $1,565,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,181 | $1,519,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 24,479 | $1,467,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,864 | $1,444,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,862 | $1,428,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,085 | $1,420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 26,528 | $1,407,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,244 | $1,403,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,351 | $1,391,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 16,758 | $1,391,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 26,593 | $1,339,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,667 | $1,334,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,339 | $1,327,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,225 | $1,327,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,417 | $1,319,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,224 | $1,255,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 22,206 | $1,222,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,538 | $1,194,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,478 | $1,161,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,207 | $1,152,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,149 | $1,148,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,165 | $1,137,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 61,370 | $1,091,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,290 | $1,087,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,727 | $1,081,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,884 | $1,069,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,117 | $1,067,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 17,847 | $1,061,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,727 | $1,060,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,374 | $995,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,221 | $964,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,824 | $950,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,364 | $921,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 17,857 | $912,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,762 | $909,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,435 | $891,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,908 | $880,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,067 | $870,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,205 | $852,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 39,939 | $836,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,250 | $803,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,561 | $789,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,324 | $782,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,455 | $770,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 10,412 | $766,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,053 | $765,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,858 | $760,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,622 | $759,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,415 | $758,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,473 | $731,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 20,995 | $721,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,997 | $685,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 484 | $670,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 23,128 | $670,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,640 | $661,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,147 | $648,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,010 | $645,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,986 | $611,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,012 | $602,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,425 | $597,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,093 | $596,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 812 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,598 | $574,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,331 | $572,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,669 | $569,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,300 | $567,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,816 | $561,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,493 | $544,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,331 | $536,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 941 | $524,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,458 | $523,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,040 | $522,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,471 | $516,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,620 | $515,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,515 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 7,592 | $508,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,000 | $505,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,242 | $503,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 47,500 | $499,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,093 | $497,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 28,021 | $484,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 848 | $479,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,250 | $477,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,998 | $475,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,534 | $474,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,261 | $466,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,155 | $463,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 4,823 | $463,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,969 | $456,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,276 | $454,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,889 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,232 | $450,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,646 | $444,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,272 | $440,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,860 | $440,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,688 | $437,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,635 | $436,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,608 | $435,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,207 | $434,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,155 | $430,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,457 | $421,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,991 | $416,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,659 | $416,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,635 | $415,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,856 | $410,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,051 | $409,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,812 | $408,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,112 | $400,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,388 | $399,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,175 | $391,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,322 | $387,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,515 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,066 | $377,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,025 | $368,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,618 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,857 | $347,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,926 | $343,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,929 | $341,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 10,866 | $340,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,407 | $340,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,215 | $335,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 8,391 | $334,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,000 | $334,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,372 | $323,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,131 | $321,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,241 | $320,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,178 | $315,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 13,303 | $308,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 828 | $307,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 735 | $305,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 24,945 | $304,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,327 | $302,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,332 | $299,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,124 | $298,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,281 | $297,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,653 | $296,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 370 | $295,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,793 | $294,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,008 | $292,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,796 | $284,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,597 | $284,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,102 | $282,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 440 | $281,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,295 | $280,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,931 | $273,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,988 | $268,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,880 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,250 | $264,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,297 | $262,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 390 | $261,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 44,370 | $258,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,567 | $243,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,362 | $243,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,310 | $239,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 113 | $237,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 964 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 847 | $235,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,747 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,198 | $233,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 7,933 | $233,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 34,000 | $231,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,455 | $228,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 4,385 | $225,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,383 | $224,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,056 | $222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,610 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,777 | $220,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,870 | $218,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 12,275 | $218,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,234 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,250 | $213,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,425 | $210,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,301 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,794 | $205,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 283 | $200,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 20,075 | $200,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,000 | $194,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,500 | $190,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,470 | $144,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,025 | $133,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,652 | $120,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,150 | $63,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 30,000 | $36,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 48,420 | $11,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 15,800 | $9,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 14,545 | $9,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-001031 | this filing | 2022-02-14 | acceptance time not in the bulk data set |