13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 140 holding rows worth $1,271,403,000.
- Accession
- 0001085146-22-000992
- Filer
- CIK 1578299
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 140 entries on the cover page, a total value of $1,271,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,271,403,000 with VALUE read as thousands by filing date, 13F file number 028-17749. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 63,367,000 | $95,764,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 39,124,000 | $82,919,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 31,785,000 | $64,047,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 38,355,000 | $57,676,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 33,795,000 | $48,454,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 24,506,000 | $47,970,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 34,000,000 | $45,518,000 | thousands by filing date | principal |
| ARCH RESOURCES INC | 039389AB7 | NOTE 5.250%11/1 | 14,110,000 | $37,321,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 30,564,000 | $35,610,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 18,520,000 | $34,910,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 14,740,000 | $33,781,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 15,771,000 | $32,646,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 11,400,000 | $32,212,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 15,825,000 | $29,949,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 11,443,000 | $29,360,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 23,025,000 | $28,292,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 9,415,000 | $27,680,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 189,297 | $25,161,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 118,000 | $25,020,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 11,400,000 | $23,926,000 | thousands by filing date | principal |
| FOCUS IMPACT BH3 ACQUISITION | 22677T201 | UNIT 99/99/9999 | 1,980,000 | $19,859,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 12,825,000 | $19,013,000 | thousands by filing date | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 16,225,000 | $17,969,000 | thousands by filing date | principal |
| ATHENE HOLDING LTD | G0684D107 | CL A | 192,700 | $16,058,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 10,000,000 | $15,069,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 22,000,000 | $14,332,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 58,500,000 | $13,850,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 65,170,000 | $13,116,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 11,000,000 | $11,688,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 17,700,000 | $11,480,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 6,600,000 | $11,402,000 | thousands by filing date | principal |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,164,835 | $11,345,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 120,000 | $10,766,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,357 | $10,453,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,000,000 | $9,910,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 6,840,000 | $9,490,000 | thousands by filing date | principal |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 943,209 | $9,243,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 77,500,000 | $8,370,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 4,800,000 | $8,064,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 30,000 | $7,996,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 100,000 | $7,957,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 49,000,000 | $7,897,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 40,000,000 | $7,138,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 40,000,000 | $6,718,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 30,000,000 | $6,296,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 67,990 | $5,919,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 107,870,000 | $5,830,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 60,000 | $5,572,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 350,000 | $5,302,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 95,260 | $4,924,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 200,000 | $4,801,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,000,000 | $4,760,000 | thousands by filing date | principal |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 25,079 | $4,736,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,565,000 | $4,648,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 197,400 | $4,104,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 25,000,000 | $4,072,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 160,000 | $3,766,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 133,816 | $3,513,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,000,000 | $3,483,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 125,000 | $3,299,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 118,035 | $3,044,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 200,000 | $2,756,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,834 | $2,569,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 48,041 | $2,466,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 217,737 | $2,452,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,850,000 | $2,390,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 4,265 | $2,290,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 120,000 | $2,227,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,230,000 | $2,224,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 33,400,000 | $2,143,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 35,000 | $1,984,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 70,000 | $1,974,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 7,413 | $1,847,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,800,000 | $1,775,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 268,800 | $1,728,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,100 | $1,561,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 229,231 | $1,547,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,000,000 | $1,535,000 | thousands by filing date | put |
| CASPER SLEEP INC | 147626105 | COM | 220,000 | $1,470,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 33,400 | $1,400,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 7,500,000 | $1,384,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 28,728 | $1,351,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 158,232 | $1,347,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 40,000 | $1,336,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,000,000 | $1,219,000 | thousands by filing date | put |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 370,000 | $1,199,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,000,000 | $1,132,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 50,000 | $1,060,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 550,000 | $1,045,000 | thousands by filing date | put |
| ATHIRA PHARMA INC | 04746L104 | COM | 7,860,000 | $1,025,000 | thousands by filing date | put |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 30,000 | $1,009,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 25,000,000 | $1,001,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 250,000 | $1,000,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 100,000 | $993,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 30,700,000 | $993,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,000,000 | $987,000 | thousands by filing date | put |
| ATHIRA PHARMA INC | 04746L104 | COM | 75,000 | $977,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 40,000 | $948,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 10,000 | $929,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 425,000 | $837,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 30,000 | $668,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 64,875 | $640,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 64,835 | $633,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 64,835 | $632,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 64,835 | $631,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 121,707 | $627,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 64,875 | $624,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 62,250 | $606,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,300,000 | $491,000 | thousands by filing date | put |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 43,250 | $440,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D205 | UNIT 11/05/2026 | 43,250 | $439,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F205 | UNIT 04/15/2026 | 43,250 | $434,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 44,597 | $433,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 43,970 | $429,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 43,750 | $427,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 43,750 | $427,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 43,750 | $426,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 43,250 | $425,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 43,210 | $424,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 43,220 | $423,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 43,210 | $423,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 43,205 | $422,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 43,210 | $422,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 43,210 | $421,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 41,500 | $411,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,232 | $408,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 40,680 | $406,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 41,500 | $404,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,009 | $346,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 31,500 | $307,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 36,666,600 | $290,000 | thousands by filing date | call |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 25,000,000 | $290,000 | thousands by filing date | call |
| Figure Acquisition Corp I | 302438114 | Warrant | 21,737,500 | $253,000 | thousands by filing date | call |
| SEAPORT GLOBAL ACQUISITION I | 81221H204 | UNIT 11/17/2026 | 21,625 | $216,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 22,000 | $214,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 2,240,000 | $112,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,000 | $93,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 25,000 | $41,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $40,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 3,243,600 | $27,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000992 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-22-001194 | base | 2022-02-22 | acceptance time not in the bulk data set |